0000909954-13-000016.txt : 20130311 0000909954-13-000016.hdr.sgml : 20130311 20130311162306 ACCESSION NUMBER: 0000909954-13-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHKE FRANCES G CENTRAL INDEX KEY: 0001226477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12340 FILM NUMBER: 13681041 MAIL ADDRESS: STREET 1: C/O GREEN MOUNTAIN COFFEE ROASTERS, INC. STREET 2: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-07 0 0000909954 GREEN MOUNTAIN COFFEE ROASTERS INC GMCR 0001226477 RATHKE FRANCES G C/O GREEN MOUNTAIN COFFEE ROASTERS, INC. 33 COFFEE LANE WATERBURY VT 05676 0 1 0 0 Chief Financial Officer GMCR Common Stock 2013-03-07 4 M 0 20000 2.95 A 21477 D GMCR Common Stock 2013-03-07 4 S 0 20000 50 D 1477 D Restricted Stock Units 0 2013-03-07 4 A 0 4538 0 A 2023-03-07 GMCR Common Stock 4538 4538 D GMCR NQ Stock Options 51.56 2013-03-07 4 A 0 6615 A 2023-03-07 GMCR Common Stock 6615 6615 D GMCR Stock Option 2.95 2013-03-07 4 M 0 20000 D 2016-05-03 GMCR Common Stock 20000 212450 D This sale was affected to a Rule 10b5-1 trading plan, duly executed on 8/31/2012. Each restricted stock unit represents a contingent right to receive one share of GMCR common stock. The restricted stock units vest in four equal annual installments, beginning March 7, 2014. The option vests in four equal annual installments, with the first installment vesting on March 7, 2014. 1 for 1 The option vests in four equal annual installments, with the first installment vesting on May 3, 2007. /s/ Valerie Jennings pursuant to a Power of Attorney 2013-03-11