0000909954-13-000009.txt : 20130205 0000909954-13-000009.hdr.sgml : 20130205 20130205183954 ACCESSION NUMBER: 0000909954-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATHKE FRANCES G CENTRAL INDEX KEY: 0001226477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12340 FILM NUMBER: 13575410 MAIL ADDRESS: STREET 1: C/O GREEN MOUNTAIN COFFEE ROASTERS, INC. STREET 2: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0 0000909954 GREEN MOUNTAIN COFFEE ROASTERS INC GMCR 0001226477 RATHKE FRANCES G C/O GREEN MOUNTAIN COFFEE ROASTERS, INC. 33 COFFEE LANE WATERBURY VT 05676 0 1 0 0 Chief Financial Officer GMCR Common Stock 2012-12-31 5 G 0 E 107523 0 D 1477 I By Rathke Family Trust GMCR Common Stock 2013-02-01 4 M 0 20000 2.95 A 21477 D GMCR Common Stock 2013-02-01 4 S 0 20000 45.4792 D 1477 D GMCR Stock Option 2.95 2013-02-01 4 M 0 20000 D 2016-05-03 GMCR Common Stock 20000 232450 D These shares are held in trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust. This sale was affected to a Rule 10b5-1 trading plan, duly executed on 08/31/2012. Options vest in four equal annual installments, with the first installment vesting on 05/03/2007, the first anniversary of the grant date. 1 for 1 /s/ Valerie Jennings pursuant to a Power of Attorney 2013-02-05