-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SL4b6/Vf+H7wAttjOva5Iycc04Q50Rr2IbpreA9XbN1VoKK0onlGOhsJEy8ABO7v 6DK/EW6nWdjE3RVuZuAs1A== 0000950144-04-009103.txt : 20040914 0000950144-04-009103.hdr.sgml : 20040914 20040914143719 ACCESSION NUMBER: 0000950144-04-009103 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040909 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20040914 DATE AS OF CHANGE: 20040914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED HOLDINGS INC CENTRAL INDEX KEY: 0000909950 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 580360550 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13867 FILM NUMBER: 041029406 BUSINESS ADDRESS: STREET 1: 160 CLAIRMONT AVE STREET 2: STE 200 CITY: DECATUR STATE: GA ZIP: 30030 BUSINESS PHONE: 4043701100 MAIL ADDRESS: STREET 1: 160 CLAIREMONT AVENUE SUITE 200 CITY: DECATUR STATE: GA ZIP: 30030 8-K 1 g90953e8vk.htm ALLIED HOLDINGS, INC. ALLIED HOLDINGS, INC.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of report (Date of earliest event reported): September 9, 2004


ALLIED HOLDINGS, INC.

(Exact name of registrant as specified in its charter)
         
Georgia
(State or other jurisdiction
of incorporation)
  0-22276
(Commission
File Number)
  58-0360550
(IRS Employer
Identification No.)


160 Clairemont Avenue, Suite 200
Decatur, Georgia

(Address of principal executive offices)

30030
(Zip Code)


Registrant’s telephone number, including area code: (404) 370-1100


Not Applicable
(Former name or address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 


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Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
Signature


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Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 9, 2004, Allied Holdings, Inc. (the “Company”) received notice from the staff of The American Stock Exchange (“Amex”) indicating that the Company is not in compliance with Section 1003(d) of the Amex Company Guide as a result of the Company’s failure to timely file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2004.

The Amex notice requested that the Company submit a plan to the Amex by September 17, 2004 advising the Amex of action the Company has taken, or will take, to bring the Company into compliance with Section 1003(d) by no later than October 25, 2004 (the “plan period”).

To the extent the Company files the Quarterly Report on Form 10-Q for the quarter ended June 30, 2004 by September 17, 2004, the Company will be in compliance with Section 1003(d) of the Amex Company Guide and will not be required to submit a plan to Amex. The Company is working diligently to complete and file with the Securities and Exchange Commission the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2004 by September 17, 2004; however, there is no assurance that the Company will be able to do so.

In the event the Quarterly Report on Form 10-Q is not filed by September 17, 2004, the Company intends to submit a plan to the Amex by September 17, 2004 of actions that it believes will achieve the necessary compliance. If the plan is accepted, the Company will remain listed during the plan period. In the event that the Company fails to comply with Section 1003(d) by October 25, 2004 or does not make progress consistent with the plan during the plan period, Amex may initiate delisting proceedings. In addition, the Company may be subject to delisting proceedings if it does not submit a plan or submits a plan that is not accepted by Amex.

 


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Signature

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: September 14, 2004
         
  ALLIED HOLDINGS, INC.
 
 
  By:   /s/ David A. Rawden    
    Name:   David A. Rawden   
    Title:   Executive Vice President and Chief Financial Officer   
 

 

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