☒ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
☐ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File Number 0-20355 |
A. Full title of the plan and the address of the plan, if different from that of the issuer named below: |
Costco 401(k) Retirement Plan |
B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: |
Page | |
Financial Statements: | |
Supplemental Information | |
Exhibit: | |
2018 | 2017 | ||||||||||||
Assets: | |||||||||||||
Investments at fair value: | |||||||||||||
Costco Wholesale Corporation common stock | $ | 5,964,993 | $ | 5,507,519 | |||||||||
Common commingled trust funds | 3,950,639 | 3,857,434 | |||||||||||
Separately managed accounts | 2,117,458 | 2,197,607 | |||||||||||
Registered investment company funds | 1,248,845 | 1,255,566 | |||||||||||
Investments at contract value: | |||||||||||||
Fully benefit-responsive investment contracts | 1,291,658 | 1,181,089 | |||||||||||
Total investments | 14,573,593 | 13,999,215 | |||||||||||
Receivables: | |||||||||||||
Notes receivable from participants | 514,935 | 484,852 | |||||||||||
Employee contributions | 28,787 | — | |||||||||||
Employer contributions | 345,719 | 324,291 | |||||||||||
Total receivables | 889,441 | 809,143 | |||||||||||
Non-interest bearing cash | 1,282 | 482 | |||||||||||
Net assets available for benefits | $ | 15,464,316 | $ | 14,808,840 |
2018 | |||||||||
Net investment income: | |||||||||
Net appreciation of investments | $ | 40,370 | |||||||
Interest | 28,737 | ||||||||
Dividends | 121,285 | ||||||||
Total net investment income | 190,392 | ||||||||
Interest on notes receivable from participants | 25,950 | ||||||||
Contributions to the Plan: | |||||||||
Employee | 635,693 | ||||||||
Employer | 409,571 | ||||||||
Total contributions | 1,045,264 | ||||||||
Distributions to participants and other | (606,130 | ) | |||||||
Net increase in net assets available for benefits | 655,476 | ||||||||
Net assets available for benefits, beginning of year | 14,808,840 | ||||||||
Net assets available for benefits, end of year | $ | 15,464,316 |
(1) | Plan Description |
(a) | Employee Contributions |
(b) | Employer Contributions |
(1) | Covered by the Teamsters Agreements |
(2) | Other eligible employment (not covered by the Teamsters Agreements) |
(c) | Participants’ Accounts |
(d) | Vesting |
Years of service | Percentage vested | |||||||
Under 2 years | 0% | |||||||
2 years | 20% | |||||||
3 years | 40% | |||||||
4 years | 60% | |||||||
5 years | 100% |
(e) | Forfeitures |
(f) | Investment Options |
(g) | Distributions |
(h) | Notes Receivable from Participants |
(i) | Trustee and Plan Administrator |
(j) | Administrative and Investment Expenses |
(2) | Summary of Significant Accounting Policies |
(a) | Basis of Accounting |
(b) | Use of Estimates |
(c) | Investment Valuation and Income Recognition |
(d) | Notes Receivable from Participants |
(e) | Distribution of Benefits |
(3) | Fully Benefit-Responsive Investment Contracts |
Fully benefit-responsive investment contracts (in 000's) | |||||||||||||
2018 | 2017 | ||||||||||||
SIC | $ | 1,291,658 | $ | 995,843 | |||||||||
SAC | — | 185,246 | |||||||||||
Total fully benefit-responsive investment contracts | $ | 1,291,658 | $ | 1,181,089 |
(4) | Fair Value Measurement |
December 31, 2018: | Level 1 (in 000's) | ||
Investments measured at fair value: | |||
Costco Wholesale Corporation common stock | $ | 5,964,993 | |
Common commingled trust funds | 3,950,639 | ||
Separately managed accounts | 2,117,458 | ||
Registered investment company funds | 1,248,845 | ||
Total investments in fair value hierarchy | $ | 13,281,935 |
December 31, 2017: | Level 1 (in 000's) | ||
Investments measured at fair value: | |||
Costco Wholesale Corporation common stock | $ | 5,507,519 | |
Common commingled trust funds | 3,857,434 | ||
Separately managed accounts | 2,197,607 | ||
Registered investment company funds | 1,255,566 | ||
Total investments in fair value hierarchy | $ | 12,818,126 |
(5) | Plan Termination |
(6) | Tax Status |
(7) | Party-in-Interest and Related Party Transactions |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Registered investment company and common commingled trust funds: | |||||||||||||
American Funds | New Perspective Fund R6 | ** | $ | 270,600 | |||||||||
PIMCO | Income Institutional | ** | 405,347 | ||||||||||
* T. Rowe Price | Retirement Balanced Trust G | ** | 24,598 | ||||||||||
* T. Rowe Price | TRP Ret 2005 Active Trust G | ** | 15,820 | ||||||||||
* T. Rowe Price | TRP Ret 2010 Active Trust G | ** | 37,351 | ||||||||||
* T. Rowe Price | TRP Ret 2015 Active Trust G | ** | 113,448 | ||||||||||
* T. Rowe Price | TRP Ret 2020 Active Trust G | ** | 333,889 | ||||||||||
* T. Rowe Price | TRP Ret 2025 Active Trust G | ** | 503,562 | ||||||||||
* T. Rowe Price | TRP Ret 2030 Active Trust G | ** | 527,218 | ||||||||||
* T. Rowe Price | TRP Ret 2035 Active Trust G | ** | 448,489 | ||||||||||
* T. Rowe Price | TRP Ret 2040 Active Trust G | ** | 547,554 | ||||||||||
* T. Rowe Price | TRP Ret 2045 Active Trust G | ** | 611,763 | ||||||||||
* T. Rowe Price | TRP Ret 2050 Active Trust G | ** | 351,191 | ||||||||||
* T. Rowe Price | TRP Ret 2055 Active Trust G | ** | 378,436 | ||||||||||
* T. Rowe Price | TRP Ret 2060 Active Trust G | ** | 57,320 | ||||||||||
Vanguard | Total International Stock Index DX Institutional | ** | 20,454 | ||||||||||
Vanguard | Total Bond Market Index Fund Institutional | ** | 62,295 | ||||||||||
Vanguard | Institutional Index, Plus | ** | 490,149 | ||||||||||
Total registered investment company and common commingled trust funds | 5,199,484 | ||||||||||||
Separately managed accounts: | |||||||||||||
Mid-Cap Growth Portfolio: | |||||||||||||
Acadia Healthcare Co Inc. | Common Stock | ** | 3,546 | ||||||||||
Agilent Technologies Inc. | Common Stock | ** | 16,990 | ||||||||||
Air Products & Chemicals Inc. | Common Stock | ** | 11,517 | ||||||||||
Alaska Air Group Inc. | Common Stock | ** | 2,858 | ||||||||||
Alkermes Plc | Common Stock | ** | 6,341 | ||||||||||
Allegion Plc | Common Stock | ** | 7,170 | ||||||||||
Alnylam Pharmaceuticals Inc. | Common Stock | ** | 3,279 | ||||||||||
Amneal Pharmaceuticals Inc. | Common Stock | ** | 3,583 | ||||||||||
Aptiv Plc | Common Stock | ** | 8,369 | ||||||||||
Aramark | Common Stock | ** | 5,154 | ||||||||||
Ardagh Group Sa | Common Stock | ** | 210 | ||||||||||
Assurant Inc. | Common Stock | ** | 5,274 | ||||||||||
Athenahealth Inc. | Common Stock | ** | 1,187 | ||||||||||
Atlassian Corp Plc-Class A | Common Stock | ** | 8,092 | ||||||||||
Atmos Energy Corp | Common Stock | ** | 3,707 | ||||||||||
Avery Dennison Corp | Common Stock | ** | 3,232 | ||||||||||
Axis Capital Holdings Ltd | Common Stock | ** | 3,458 | ||||||||||
Ball Corp | Common Stock | ** | 15,302 | ||||||||||
Black Knight Inc. | Common Stock | ** | 7,250 | ||||||||||
Bruker Corp | Common Stock | ** | 9,997 | ||||||||||
Burlington Stores Inc. | Common Stock | ** | 8,129 | ||||||||||
Bwx Technologies Inc. | Common Stock | ** | 4,470 | ||||||||||
Cabot Oil & Gas Corp | Common Stock | ** | 5,718 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Carmax Inc. | Common Stock | ** | 6,457 | ||||||||||
Casey's General Stores Inc. | Common Stock | ** | 8,708 | ||||||||||
Catalent Inc. | Common Stock | ** | 8,788 | ||||||||||
Cboe Global Markets Inc. | Common Stock | ** | 8,897 | ||||||||||
Cdk Global Inc. | Common Stock | ** | 3,254 | ||||||||||
Centennial Resource Development-A | Common Stock | ** | 2,004 | ||||||||||
Ceridian Hcm Holding Inc. | Common Stock | ** | 1,000 | ||||||||||
Coherent Inc. | Common Stock | ** | 2,318 | ||||||||||
Colfax Corp | Common Stock | ** | 4,595 | ||||||||||
Conagra Brands Inc. | Common Stock | ** | 3,800 | ||||||||||
Concho Resources Inc. | Common Stock | ** | 7,499 | ||||||||||
Continental Resources Inc./Ok | Common Stock | ** | 3,615 | ||||||||||
Cooper Cos Inc./The | Common Stock | ** | 20,857 | ||||||||||
Corelogic Inc. | Common Stock | ** | 7,281 | ||||||||||
Corning Inc. | Common Stock | ** | 10,839 | ||||||||||
Costar Group Inc. | Common Stock | ** | 6,069 | ||||||||||
Darden Restaurants Inc. | Common Stock | ** | 3,194 | ||||||||||
Docusign Inc. | Common Stock | ** | 1,826 | ||||||||||
Dollar General Corp | Common Stock | ** | 12,422 | ||||||||||
Dollar Tree Inc. | Common Stock | ** | 9,027 | ||||||||||
Dunkin' Brands Group Inc. | Common Stock | ** | 5,831 | ||||||||||
Elanco Animal Health Inc. | Common Stock | ** | 851 | ||||||||||
Electronic Arts Inc. | Common Stock | ** | 1,104 | ||||||||||
Equifax Inc. | Common Stock | ** | 5,119 | ||||||||||
Exact Sciences Corp | Common Stock | ** | 3,973 | ||||||||||
Ferrari Nv | Common Stock | ** | 994 | ||||||||||
Fidelity National Financial | Common Stock | ** | 10,306 | ||||||||||
Fidelity National Info Serv | Common Stock | ** | 7,482 | ||||||||||
Fifth Third Bancorp | Common Stock | ** | 6,890 | ||||||||||
Fiserv Inc. | Common Stock | ** | 10,503 | ||||||||||
Fleetcor Technologies Inc. | Common Stock | ** | 8,538 | ||||||||||
Fortive Corp | Common Stock | ** | 10,346 | ||||||||||
Franco-Nevada Corp | Common Stock | ** | 5,119 | ||||||||||
Frontdoor Inc. | Common Stock | ** | 2,367 | ||||||||||
Gardner Denver Holdings Inc. | Common Stock | ** | 6,336 | ||||||||||
Gartner Inc. | Common Stock | ** | 4,600 | ||||||||||
Global Payments Inc. | Common Stock | ** | 4,741 | ||||||||||
Guidewire Software Inc. | Common Stock | ** | 2,085 | ||||||||||
Harris Corp | Common Stock | ** | 16,283 | ||||||||||
HD Supply Holdings Inc. | Common Stock | ** | 2,700 | ||||||||||
Hilton Worldwide Holdings Inc. | Common Stock | ** | 6,530 | ||||||||||
Hologic Inc. | Common Stock | ** | 18,854 | ||||||||||
Hunt (JB) Transprt Svcs Inc. | Common Stock | ** | 2,883 | ||||||||||
Iac/Interactivecorp | Common Stock | ** | 15,366 | ||||||||||
Icu Medical Inc. | Common Stock | ** | 4,360 | ||||||||||
Idex Corp | Common Stock | ** | 13,123 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Idexx Laboratories Inc. | Common Stock | ** | 2,417 | ||||||||||
Ihs Markit Ltd | Common Stock | ** | 6,424 | ||||||||||
Incyte Corp | Common Stock | ** | 4,703 | ||||||||||
Iqvia Holdings Inc. | Common Stock | ** | 4,180 | ||||||||||
Kansas City Southern | Common Stock | ** | 6,964 | ||||||||||
Kar Auction Services Inc. | Common Stock | ** | 6,820 | ||||||||||
Keysight Technologies Inc. | Common Stock | ** | 19,171 | ||||||||||
KKR & Co Inc. -A | Common Stock | ** | 4,218 | ||||||||||
Kroger Co | Common Stock | ** | 5,689 | ||||||||||
L3 Technologies Inc. | Common Stock | ** | 3,471 | ||||||||||
Marketaxess Holdings Inc. | Common Stock | ** | 4,013 | ||||||||||
Marriott International -Cl A | Common Stock | ** | 7,920 | ||||||||||
Martin Marietta Materials | Common Stock | ** | 4,638 | ||||||||||
Marvell Technology Group Ltd | Common Stock | ** | 6,812 | ||||||||||
Maxar Technologies Ltd | Common Stock | ** | 801 | ||||||||||
Maxim Integrated Products | Common Stock | ** | 6,861 | ||||||||||
Mednax Inc. | Common Stock | ** | 3,661 | ||||||||||
MGM Resorts International | Common Stock | ** | 10,183 | ||||||||||
Michaels Cos Inc./The | Common Stock | ** | 1,935 | ||||||||||
Microchip Technology Inc. | Common Stock | ** | 19,551 | ||||||||||
National Instruments Corp | Common Stock | ** | 3,674 | ||||||||||
Norwegian Cruise Line Holdings | Common Stock | ** | 12,964 | ||||||||||
O'Reilly Automotive Inc. | Common Stock | ** | 6,194 | ||||||||||
Perrigo Co Plc | Common Stock | ** | 3,563 | ||||||||||
Progressive Corp | Common Stock | ** | 4,221 | ||||||||||
Red Hat Inc. | Common Stock | ** | 7,899 | ||||||||||
Roofoods Limited (Deliveroo) | Preferred Stock | ** | 1,947 | ||||||||||
Roper Technologies Inc. | Common Stock | ** | 12,253 | ||||||||||
RPM International Inc. | Common Stock | ** | 8,636 | ||||||||||
Sage Therapeutics Inc. | Common Stock | ** | 1,532 | ||||||||||
Sealed Air Corp | Common Stock | ** | 6,128 | ||||||||||
Seattle Genetics Inc. | Common Stock | ** | 3,567 | ||||||||||
Sempra Energy | Common Stock | ** | 7,785 | ||||||||||
Sensata Technologies Holding | Common Stock | ** | 15,326 | ||||||||||
Servicemaster Global Holding | Common Stock | ** | 5,398 | ||||||||||
Shopify Inc - Class A | Common Stock | ** | 1,660 | ||||||||||
Skyworks Solutions Inc. | Common Stock | ** | 5,425 | ||||||||||
Slack Technologies, Inc. | Preferred Stock | ** | 713 | ||||||||||
SLM Corp | Common Stock | ** | 2,791 | ||||||||||
Splunk Inc. | Common Stock | ** | 4,820 | ||||||||||
Sprouts Farmers Market Inc. | Common Stock | ** | 5,169 | ||||||||||
SS&C Technologies Holdings | Common Stock | ** | 4,463 | ||||||||||
Symantec Corp | Common Stock | ** | 7,214 | ||||||||||
Tableau Software Inc.-Cl A | Common Stock | ** | 7,316 | ||||||||||
Tapestry Inc. | Common Stock | ** | 14,740 | ||||||||||
TD Ameritrade Holding Corp | Common Stock | ** | 14,533 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Teleflex Inc. | Common Stock | ** | 25,574 | ||||||||||
Textron Inc. | Common Stock | ** | 17,190 | ||||||||||
Transunion | Common Stock | ** | 8,345 | ||||||||||
Treehouse Foods Inc. | Common Stock | ** | 6,487 | ||||||||||
Ulta Beauty Inc. | Common Stock | ** | 4,405 | ||||||||||
United Continental Holdings | Common Stock | ** | 6,025 | ||||||||||
Vail Resorts Inc. | Common Stock | ** | 8,428 | ||||||||||
Valvoline Inc. | Common Stock | ** | 4,873 | ||||||||||
Venture Global Lng, Inc., Series B | Common Stock | ** | 229 | ||||||||||
Venture Global Lng, Inc., Series C | Common Stock | ** | 1,518 | ||||||||||
Verisk Analytics Inc. | Common Stock | ** | 11,660 | ||||||||||
Visteon Corp | Common Stock | ** | 2,289 | ||||||||||
Waste Connections Inc. | Common Stock | ** | 7,346 | ||||||||||
We Work Companies Class A Common Stock | Common Stock | ** | 636 | ||||||||||
Webster Financial Corp | Common Stock | ** | 3,103 | ||||||||||
West Pharmaceutical Services | Common Stock | ** | 5,291 | ||||||||||
Willis Towers Watson Plc | Common Stock | ** | 17,150 | ||||||||||
Workday Inc.-Class A | Common Stock | ** | 14,522 | ||||||||||
Worldpay Inc.-Class A | Common Stock | ** | 14,590 | ||||||||||
Xilinx Inc. | Common Stock | ** | 7,661 | ||||||||||
Xylem Inc. | Common Stock | ** | 9,002 | ||||||||||
Zillow Group Inc. - A | Common Stock | ** | 503 | ||||||||||
Zillow Group Inc. - C | Common Stock | ** | 1,831 | ||||||||||
US Govt Stif 5 Bps | Bond | ** | 1,797 | ||||||||||
* T Rowe Price Treasury Reserve Fund | Money Market Securities | ** | 18,840 | ||||||||||
Large Cap Value Portfolio: | |||||||||||||
Agilent Technologies Inc. | Common Stock | ** | 954 | ||||||||||
Air Products & Chemicals Inc. | Common Stock | ** | 830 | ||||||||||
American International Group | Common Stock | ** | 1,964 | ||||||||||
Ameriprise Financial Inc. | Common Stock | ** | 1,189 | ||||||||||
Anthem Inc. | Common Stock | ** | 1,437 | ||||||||||
AT&T Inc. | Common Stock | ** | 3,208 | ||||||||||
AXA Equitable Holdings Inc. | Common Stock | ** | 200 | ||||||||||
Ball Corp | Common Stock | ** | 1,311 | ||||||||||
Bank Of America Corp | Common Stock | ** | 501 | ||||||||||
Becton Dickinson And Co | Preferred Stock | ** | 3,568 | ||||||||||
Boeing Co/The | Common Stock | ** | 4,691 | ||||||||||
Boston Scientific Corp | Common Stock | ** | 1,434 | ||||||||||
Bp Plc-Spons Adr | Common Stock | ** | 1,200 | ||||||||||
Broadcom Inc. | Common Stock | ** | 458 | ||||||||||
Cabot Oil & Gas Corp | Common Stock | ** | 809 | ||||||||||
Celgene Corp | Common Stock | ** | 434 | ||||||||||
Chevron Corp | Common Stock | ** | 206 | ||||||||||
Chubb Ltd | Common Stock | ** | 2,276 | ||||||||||
Cigna Corp | Common Stock | ** | 2,844 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Cisco Systems Inc. | Common Stock | ** | 5,588 | ||||||||||
Comcast Corp-Class A | Common Stock | ** | 1,798 | ||||||||||
Conagra Brands Inc. | Common Stock | ** | 1,156 | ||||||||||
Concho Resources Inc. | Common Stock | ** | 1,332 | ||||||||||
Conocophillips | Common Stock | ** | 970 | ||||||||||
Cooper Cos Inc./The | Common Stock | ** | 660 | ||||||||||
Corning Inc. | Common Stock | ** | 2,976 | ||||||||||
Crown Castle Intl Corp | Common Stock | ** | 1,506 | ||||||||||
Cvs Health Corp | Common Stock | ** | 2,404 | ||||||||||
Danaher Corp | Common Stock | ** | 3,039 | ||||||||||
Delta Air Lines Inc. | Common Stock | ** | 582 | ||||||||||
Dollar Tree Inc. | Common Stock | ** | 2,251 | ||||||||||
Dowdupont Inc. | Common Stock | ** | 2,485 | ||||||||||
Duke Energy Corp | Common Stock | ** | 3,305 | ||||||||||
Eli Lilly & Co | Common Stock | ** | 1,027 | ||||||||||
Entergy Corp | Common Stock | ** | 2,561 | ||||||||||
EOG Resources Inc. | Common Stock | ** | 1,896 | ||||||||||
Evergy Inc. | Common Stock | ** | 1,815 | ||||||||||
Facebook Inc.-Class A | Common Stock | ** | 2,019 | ||||||||||
Fifth Third Bancorp | Common Stock | ** | 1,306 | ||||||||||
First Republic Bank/Ca | Common Stock | ** | 1,192 | ||||||||||
Fortive Corporation | Common Stock | ** | 843 | ||||||||||
General Electric Co | Common Stock | ** | 2,363 | ||||||||||
Hologic Inc. | Common Stock | ** | 635 | ||||||||||
Honeywell International Inc. | Common Stock | ** | 1,919 | ||||||||||
Illinois Tool Works | Common Stock | ** | 871 | ||||||||||
Intercontinental Exchange Inc. | Common Stock | ** | 2,544 | ||||||||||
International Paper Co | Common Stock | ** | 1,117 | ||||||||||
Jpmorgan Chase & Co | Common Stock | ** | 5,420 | ||||||||||
Kansas City Southern | Common Stock | ** | 1,018 | ||||||||||
Keysight Technologies Inc. | Common Stock | ** | 2,061 | ||||||||||
Kimberly-Clark Corp | Common Stock | ** | 2,393 | ||||||||||
Kraft Heinz Co/The | Common Stock | ** | 453 | ||||||||||
Kroger Co | Common Stock | ** | 877 | ||||||||||
Las Vegas Sands Corp | Common Stock | ** | 1,383 | ||||||||||
Magna International Inc. | Common Stock | ** | 1,265 | ||||||||||
Marsh & Mclennan Cos | Common Stock | ** | 2,126 | ||||||||||
Maxim Integrated Products | Common Stock | ** | 588 | ||||||||||
McDonald's Corp | Common Stock | ** | 2,471 | ||||||||||
Medtronic Plc | Common Stock | ** | 4,677 | ||||||||||
Merck & Co. Inc. | Common Stock | ** | 5,563 | ||||||||||
MGM Resorts International | Common Stock | ** | 281 | ||||||||||
Micron Technology Inc. | Common Stock | ** | 28 | ||||||||||
Microsoft Corp | Common Stock | ** | 9,248 | ||||||||||
Morgan Stanley | Common Stock | ** | 1,672 | ||||||||||
Nextera Energy Inc. | Common Stock | ** | 6,051 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Nielsen Holdings Plc | Common Stock | ** | 1,621 | ||||||||||
Nisource Inc | Common Stock | ** | 1,453 | ||||||||||
Northrop Grumman Corp | Common Stock | ** | 3,214 | ||||||||||
Nxp Semiconductors Nv | Common Stock | ** | 1,059 | ||||||||||
Occidental Petroleum Corp | Common Stock | ** | 1,695 | ||||||||||
PG&E Corp | Common Stock | ** | 832 | ||||||||||
Paccar Inc. | Common Stock | ** | 616 | ||||||||||
Perrigo Co Plc | Common Stock | ** | 133 | ||||||||||
Pfizer Inc. | Common Stock | ** | 11,147 | ||||||||||
Philip Morris International | Common Stock | ** | 2,565 | ||||||||||
Pnc Financial Services Group | Common Stock | ** | 4,216 | ||||||||||
Procter & Gamble Co/The | Common Stock | ** | 1,457 | ||||||||||
Prologis Inc. | Common Stock | ** | 1,171 | ||||||||||
Prudential Financial Inc. | Common Stock | ** | 959 | ||||||||||
Public Storage | Common Stock | ** | 484 | ||||||||||
Qualcomm Inc. | Common Stock | ** | 2,214 | ||||||||||
Raymond James Financial Inc. | Common Stock | ** | 484 | ||||||||||
Republic Services Inc. | Common Stock | ** | 912 | ||||||||||
Roper Technologies Inc. | Common Stock | ** | 745 | ||||||||||
Ross Stores Inc. | Common Stock | ** | 1,028 | ||||||||||
Schwab (Charles) Corp | Common Stock | ** | 2,931 | ||||||||||
Sempra Energy | Common Stock | ** | 4,801 | ||||||||||
Southern Co/The | Common Stock | ** | 3,260 | ||||||||||
State Street Corp | Common Stock | ** | 344 | ||||||||||
Stryker Corp | Common Stock | ** | 1,922 | ||||||||||
Synopsys Inc. | Common Stock | ** | 1,697 | ||||||||||
Te Connectivity Ltd | Common Stock | ** | 1,101 | ||||||||||
Texas Instruments Inc. | Common Stock | ** | 2,829 | ||||||||||
Thermo Fisher Scientific Inc. | Common Stock | ** | 3,162 | ||||||||||
Total Sa-Spon Adr | Common Stock | ** | 4,567 | ||||||||||
Transcanada Corp | Common Stock | ** | 3,587 | ||||||||||
Twenty-First Century Fox - B | Common Stock | ** | 2,167 | ||||||||||
Tyson Foods Inc.-Cl A | Common Stock | ** | 6,571 | ||||||||||
UnitedHealth Group Inc. | Common Stock | ** | 1,440 | ||||||||||
US Bancorp | Common Stock | ** | 432 | ||||||||||
Ventas Inc. | Common Stock | ** | 695 | ||||||||||
Verizon Communications Inc. | Common Stock | ** | 4,953 | ||||||||||
Walmart Inc. | Common Stock | ** | 1,281 | ||||||||||
Wells Fargo & Co | Common Stock | ** | 8,118 | ||||||||||
Weyerhaeuser Co | Common Stock | ** | 564 | ||||||||||
Willis Towers Watson Plc | Common Stock | ** | 1,843 | ||||||||||
Zimmer Biomet Holdings Inc. | Common Stock | ** | 1,230 | ||||||||||
Us Govt Stif 5 Bps | Money Market Securities | ** | 1,070 | ||||||||||
* T Rowe Price Gov Res Fund | Mutual Funds | ** | 2,030 | ||||||||||
Small-Cap Core Portfolio: | |||||||||||||
2U Inc. | Common Stock | ** | 1,282 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
A Place For Rover Inc. | Preferred Stock | ** | 226 | ||||||||||
Aaron's Inc. | Common Stock | ** | 2,391 | ||||||||||
Abeona Therapeutics Inc. | Common Stock | ** | 96 | ||||||||||
Acadia Healthcare Co Inc. | Common Stock | ** | 1,335 | ||||||||||
Acadia Realty Trust | Common Stock | ** | 998 | ||||||||||
Acceleron Pharma Inc. | Common Stock | ** | 1,136 | ||||||||||
Aerojet Rocketdyne Holdings | Common Stock | ** | 2,121 | ||||||||||
Agios Pharmaceuticals Inc. | Common Stock | ** | 554 | ||||||||||
Aimmune Therapeutics Inc. | Common Stock | ** | 621 | ||||||||||
Alder Biopharmaceuticals Inc. | Common Stock | ** | 567 | ||||||||||
Alexander & Baldwin Inc. | Common Stock | ** | 1,139 | ||||||||||
Alkermes Plc | Common Stock | ** | 451 | ||||||||||
Allbirds Common Stock Pp | Common Stock | ** | 257 | ||||||||||
Allbirds Inc. Series B Convertible | Preferred Stock | ** | 15 | ||||||||||
Allbirds Series C Cvt | Preferred Stock | ** | 140 | ||||||||||
Allbirds, Inc., Series A Convertible | Preferred Stock | ** | 83 | ||||||||||
Allbirds, Inc., Series Seed Convertible | Preferred Stock | ** | 45 | ||||||||||
Allogene Therapeutics Inc. | Common Stock | ** | 185 | ||||||||||
Amedisys Inc. | Common Stock | ** | 786 | ||||||||||
American Campus Communities | Common Stock | ** | 2,469 | ||||||||||
American Public Education | Common Stock | ** | 785 | ||||||||||
Amneal Pharmaceuticals Inc. | Common Stock | ** | 612 | ||||||||||
Anaptysbio Inc. | Common Stock | ** | 57 | ||||||||||
Argenx Se - Adr | Common Stock | ** | 957 | ||||||||||
Ascendis Pharma A/S - Adr | Common Stock | ** | 1,338 | ||||||||||
Assurant Inc. | Common Stock | ** | 1,942 | ||||||||||
Atlantic Capital Bancshares | Common Stock | ** | 786 | ||||||||||
Atricure Inc. | Common Stock | ** | 710 | ||||||||||
Avalara Inc. | Common Stock | ** | 117 | ||||||||||
Avanos Medical Inc. | Common Stock | ** | 2,400 | ||||||||||
Axis Capital Holdings Ltd | Common Stock | ** | 1,669 | ||||||||||
Azz Inc. | Common Stock | ** | 1,736 | ||||||||||
Bankunited Inc. | Common Stock | ** | 2,188 | ||||||||||
Barings Bdc Inc. | Common Stock | ** | 478 | ||||||||||
Barnes Group Inc. | Common Stock | ** | 1,132 | ||||||||||
Beigene Ltd-Adr | Common Stock | ** | 160 | ||||||||||
Beneficial Bancorp Inc. | Common Stock | ** | 1,234 | ||||||||||
Bloom Energy Corp- A | Common Stock | ** | 207 | ||||||||||
Blue Hills Bancorp Inc. | Common Stock | ** | 1,078 | ||||||||||
Blueprint Medicines Corp | Common Stock | ** | 951 | ||||||||||
Booz Allen Hamilton Holdings | Common Stock | ** | 2,558 | ||||||||||
Boston Beer Company Inc.-A | Common Stock | ** | 2,847 | ||||||||||
Boyd Gaming Corp | Common Stock | ** | 163 | ||||||||||
Bridge Bancorp Inc. | Common Stock | ** | 1,081 | ||||||||||
Bright Horizons Family Solutions | Common Stock | ** | 1,678 | ||||||||||
Brink's Co/The | Common Stock | ** | 4,334 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Bruker Corp | Common Stock | ** | 1,730 | ||||||||||
Burlington Stores Inc. | Common Stock | ** | 3,774 | ||||||||||
Bwx Technologies Inc. | Common Stock | ** | 2,501 | ||||||||||
Cable One Inc. | Common Stock | ** | 4,030 | ||||||||||
California Water Service Grp | Common Stock | ** | 2,122 | ||||||||||
Cal-Maine Foods Inc. | Common Stock | ** | 2,575 | ||||||||||
Capitol Federal Financial Inc. | Common Stock | ** | 1,553 | ||||||||||
Cara Therapeutics Inc. | Common Stock | ** | 144 | ||||||||||
Cargurus Inc. | Common Stock | ** | 1,140 | ||||||||||
Catalent Inc. | Common Stock | ** | 2,114 | ||||||||||
CBOE Global Markets Inc. | Common Stock | ** | 4,005 | ||||||||||
Centene Corp | Common Stock | ** | 712 | ||||||||||
Centennial Resource Development-A | Common Stock | ** | 1,052 | ||||||||||
Centerstate Bank Corp | Common Stock | ** | 189 | ||||||||||
Central Garden And Pet Co-A | Common Stock | ** | 196 | ||||||||||
Ceridian Hcm Holding Inc. | Common Stock | ** | 704 | ||||||||||
Chart Industries Inc. | Common Stock | ** | 2,992 | ||||||||||
Checkr Inc. | Common Stock | ** | 34 | ||||||||||
Checkr, Inc., Series C Convertible | Preferred Stock | ** | 157 | ||||||||||
Chegg Inc. | Common Stock | ** | 2,008 | ||||||||||
Chesapeake Utilities Corp | Common Stock | ** | 1,862 | ||||||||||
Chuy's Holdings Inc. | Common Stock | ** | 650 | ||||||||||
Collier Creek Holdings | Common Stock | ** | 577 | ||||||||||
Colliers International Group | Common Stock | ** | 716 | ||||||||||
Columbia Banking System Inc. | Common Stock | ** | 1,009 | ||||||||||
Computer Modelling Group Ltd | Common Stock | ** | 429 | ||||||||||
Constellium Nv- Class A | Common Stock | ** | 400 | ||||||||||
Convoy Series C Cvt | Preferred Stock | ** | 350 | ||||||||||
Corvus Pharmaceuticals Inc. | Common Stock | ** | 51 | ||||||||||
Coupa Software Inc. | Common Stock | ** | 2,288 | ||||||||||
Cray Inc. | Common Stock | ** | 1,034 | ||||||||||
Crinetics Pharmaceuticals Inc. | Common Stock | ** | 324 | ||||||||||
Cross Country Healthcare Inc. | Common Stock | ** | 415 | ||||||||||
Crossfirst Bankshares Inc. | Common Stock | ** | 303 | ||||||||||
Csw Industrials Inc. | Common Stock | ** | 991 | ||||||||||
Cts Corp | Common Stock | ** | 1,067 | ||||||||||
Cubesmart | Common Stock | ** | 691 | ||||||||||
Cubic Corp | Common Stock | ** | 2,416 | ||||||||||
Cutera Inc. | Common Stock | ** | 353 | ||||||||||
Cyberark Software Ltd/Israel | Common Stock | ** | 1,196 | ||||||||||
Cytomx Therapeutics Inc. | Common Stock | ** | 380 | ||||||||||
Denny's Corp | Common Stock | ** | 2,462 | ||||||||||
Descartes Systems Grp/The | Common Stock | ** | 2,540 | ||||||||||
Diamondback Energy Inc. | Common Stock | ** | 1,505 | ||||||||||
Dril-Quip Inc. | Common Stock | ** | 535 | ||||||||||
Dunkin' Brands Group Inc. | Common Stock | ** | 2,605 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Eastgroup Properties Inc. | Common Stock | ** | 3,508 | ||||||||||
Edgewell Personal Care Co | Common Stock | ** | 253 | ||||||||||
Ellie Mae Inc. | Common Stock | ** | 1,351 | ||||||||||
Enanta Pharmaceuticals Inc. | Common Stock | ** | 148 | ||||||||||
Encore Capital Group Inc. | Common Stock | ** | 1,378 | ||||||||||
Entegris Inc. | Common Stock | ** | 1,936 | ||||||||||
Equity Bancshares Inc. - Cl A | Common Stock | ** | 333 | ||||||||||
Equity Commonwealth | Common Stock | ** | 1,685 | ||||||||||
Esco Technologies Inc. | Common Stock | ** | 2,624 | ||||||||||
Essent Group Ltd | Common Stock | ** | 871 | ||||||||||
Euronet Worldwide Inc. | Common Stock | ** | 3,028 | ||||||||||
Eventbrite Inc.-Class A | Common Stock | ** | 165 | ||||||||||
Evo Payments Inc.-Class A | Common Stock | ** | 268 | ||||||||||
Exelixis Inc. | Common Stock | ** | 198 | ||||||||||
Farmers Business Network | Preferred Stock | ** | 631 | ||||||||||
FB Financial Corp | Common Stock | ** | 1,691 | ||||||||||
Federal Signal Corp | Common Stock | ** | 194 | ||||||||||
Fiesta Restaurant Group | Common Stock | ** | 825 | ||||||||||
First Bancshares Inc./Ms | Common Stock | ** | 554 | ||||||||||
First Industrial Realty Trust, Inc. | Common Stock | ** | 793 | ||||||||||
Firstservice Corp | Common Stock | ** | 2,653 | ||||||||||
Five Below | Common Stock | ** | 1,253 | ||||||||||
Five Prime Therapeutics Inc. | Common Stock | ** | 57 | ||||||||||
Five9 Inc. | Common Stock | ** | 2,678 | ||||||||||
Franco-Nevada Corp | Common Stock | ** | 1,754 | ||||||||||
Gardner Denver Holdings Inc. | Common Stock | ** | 403 | ||||||||||
Gcp Applied Technologies | Common Stock | ** | 1,149 | ||||||||||
Genesee & Wyoming Inc.-Cl A | Common Stock | ** | 553 | ||||||||||
Gentherm Inc. | Common Stock | ** | 1,540 | ||||||||||
Gibraltar Industries Inc. | Common Stock | ** | 1,976 | ||||||||||
Global Blood Therapeutics Inc. | Common Stock | ** | 1,090 | ||||||||||
Glycomimetics Inc. | Common Stock | ** | 158 | ||||||||||
Goosehead Insurance Inc. -A | Common Stock | ** | 480 | ||||||||||
Graco Inc. | Common Stock | ** | 1,542 | ||||||||||
Grubhub Inc. | Common Stock | ** | 688 | ||||||||||
Gtt Communications Inc. | Common Stock | ** | 987 | ||||||||||
Guaranty Bancorp | Common Stock | ** | 831 | ||||||||||
Guardant Health Inc. | Common Stock | ** | 202 | ||||||||||
Guidewire Software Inc. | Common Stock | ** | 192 | ||||||||||
Hanger Inc. | Common Stock | ** | 864 | ||||||||||
Hanover Insurance Group Inc. | Common Stock | ** | 2,663 | ||||||||||
Hawaiian Holdings Inc. | Common Stock | ** | 1,173 | ||||||||||
Haynes International Inc. | Common Stock | ** | 907 | ||||||||||
Healthcare Services Group | Common Stock | ** | 1,080 | ||||||||||
Heritage Commerce Corp | Common Stock | ** | 990 | ||||||||||
Heritage Financial Corp | Common Stock | ** | 1,234 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Heritage-Crystal Clean Inc. | Common Stock | ** | 802 | ||||||||||
HMS Holdings Corp | Common Stock | ** | 1,801 | ||||||||||
Home Bancshares Inc. | Common Stock | ** | 2,219 | ||||||||||
Hope Bancorp Inc. | Common Stock | ** | 711 | ||||||||||
Huron Consulting Group Inc. | Common Stock | ** | 736 | ||||||||||
Icu Medical Inc. | Common Stock | ** | 1,502 | ||||||||||
Immunogen Inc. | Common Stock | ** | 52 | ||||||||||
Immunomedics Inc. | Common Stock | ** | 600 | ||||||||||
Independent Bank Group Inc. | Common Stock | ** | 848 | ||||||||||
Inphi Corp | Common Stock | ** | 1,472 | ||||||||||
Insmed Inc. | Common Stock | ** | 971 | ||||||||||
Investors Bancorp Inc. | Common Stock | ** | 1,145 | ||||||||||
Jagged Peak Energy Inc. | Common Stock | ** | 717 | ||||||||||
Jand Inc Dba Warby Parker Class A Common | Common Stock | ** | 256 | ||||||||||
Jand Inc Dba Warby Parker Series E Convertible | Preferred Stock | ** | 316 | ||||||||||
JBG Smith Properties | Common Stock | ** | 607 | ||||||||||
John Bean Technologies Corp | Common Stock | ** | 2,716 | ||||||||||
Knight-Swift Transportation | Common Stock | ** | 240 | ||||||||||
Kosmos Energy Ltd | Common Stock | ** | 129 | ||||||||||
Landstar System Inc. | Common Stock | ** | 1,067 | ||||||||||
Lattice Semiconductor Corp | Common Stock | ** | 2,216 | ||||||||||
Lennox International Inc. | Common Stock | ** | 283 | ||||||||||
Littelfuse Inc. | Common Stock | ** | 598 | ||||||||||
Live Oak Bancshares Inc. | Common Stock | ** | 697 | ||||||||||
Loxo Oncology Inc. | Common Stock | ** | 837 | ||||||||||
Luxfer Holdings Plc | Common Stock | ** | 1,119 | ||||||||||
Macom Technology Solutions | Common Stock | ** | 707 | ||||||||||
Macrogenics Inc. | Common Stock | ** | 114 | ||||||||||
Madrigal Pharmaceuticals Inc | Common Stock | ** | 198 | ||||||||||
Magnolia Oil & Gas Corp | Common Stock | ** | 433 | ||||||||||
Marriott Vacations World | Common Stock | ** | 326 | ||||||||||
Martin Marietta Materials | Common Stock | ** | 243 | ||||||||||
Matador Resources Co | Common Stock | ** | 719 | ||||||||||
Matson Inc. | Common Stock | ** | 1,837 | ||||||||||
Meridian Bancorp Inc. | Common Stock | ** | 1,377 | ||||||||||
Michaels Cos Inc./The | Common Stock | ** | 1,382 | ||||||||||
Middlesex Water Co | Common Stock | ** | 859 | ||||||||||
Minerals Technologies Inc. | Common Stock | ** | 675 | ||||||||||
Mks Instruments Inc. | Common Stock | ** | 688 | ||||||||||
Molina Healthcare Inc. | Common Stock | ** | 4,542 | ||||||||||
Momenta Pharmaceuticals Inc. | Common Stock | ** | 412 | ||||||||||
Monolithic Power Systems Inc. | Common Stock | ** | 628 | ||||||||||
Monro Inc. | Common Stock | ** | 4,142 | ||||||||||
Moog Inc.-Class A | Common Stock | ** | 1,204 | ||||||||||
Mueller Water Products Inc.-A | Common Stock | ** | 1,618 | ||||||||||
Myokardia Inc. | Common Stock | ** | 649 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
National Commerce Corp | Common Stock | ** | 609 | ||||||||||
National Instruments Corp | Common Stock | ** | 1,926 | ||||||||||
National Vision Holdings Inc. | Common Stock | ** | 876 | ||||||||||
Nevro Corp | Common Stock | ** | 413 | ||||||||||
Nextera Energy Partners Lp | Common Stock | ** | 1,085 | ||||||||||
Nomad Foods Ltd | Common Stock | ** | 73 | ||||||||||
Northern Star Resources Ltd | Common Stock | ** | 1,142 | ||||||||||
Novanta Inc. | Common Stock | ** | 2,792 | ||||||||||
Nuvasive Inc. | Common Stock | ** | 1,224 | ||||||||||
Okta Inc. | Common Stock | ** | 368 | ||||||||||
Ollie's Bargain Outlet Holdings | Common Stock | ** | 2,539 | ||||||||||
One Gas Inc. | Common Stock | ** | 4,574 | ||||||||||
Orchard Therapeutics Plc | Common Stock | ** | 127 | ||||||||||
Origin Bancorp Inc. | Common Stock | ** | 775 | ||||||||||
Osisko Gold Royalties Ltd | Common Stock | ** | 889 | ||||||||||
Pacific Premier Bancorp Inc. | Common Stock | ** | 945 | ||||||||||
Pacira Pharmaceuticals Inc. | Common Stock | ** | 763 | ||||||||||
Pager Duty Inc. | Preferred Stock | ** | 358 | ||||||||||
Pagerduty Inc. | Common Stock | ** | 43 | ||||||||||
Papa John's Intl Inc. | Common Stock | ** | 852 | ||||||||||
Paramount Group Inc. | Common Stock | ** | 1,760 | ||||||||||
Paycom Software Inc. | Common Stock | ** | 805 | ||||||||||
PDF Solutions Inc. | Common Stock | ** | 512 | ||||||||||
Pennymac Financial Services | Common Stock | ** | 764 | ||||||||||
Performance Food Group Co | Common Stock | ** | 1,949 | ||||||||||
Pgt Innovations Inc. | Common Stock | ** | 1,086 | ||||||||||
Pinnacle Financial Partners | Common Stock | ** | 2,044 | ||||||||||
PNM Resources Inc. | Common Stock | ** | 2,877 | ||||||||||
Polyone Corporation | Common Stock | ** | 897 | ||||||||||
Post Holdings Inc. | Common Stock | ** | 3,062 | ||||||||||
PRA Group Inc. | Common Stock | ** | 1,808 | ||||||||||
Prestige Consumer Healthcare | Common Stock | ** | 1,042 | ||||||||||
Principia Biopharma Inc. | Common Stock | ** | 369 | ||||||||||
Proofpoint Inc. | Common Stock | ** | 1,828 | ||||||||||
Prosperity Bancshares Inc. | Common Stock | ** | 1,855 | ||||||||||
PS Business Parks Inc./Ca | Common Stock | ** | 3,664 | ||||||||||
PTC Therapeutics Inc. | Common Stock | ** | 215 | ||||||||||
Pure Storage Inc. - Class A | Common Stock | ** | 502 | ||||||||||
Q2 Holdings Inc. | Common Stock | ** | 373 | ||||||||||
Quaker Chemical Corp | Common Stock | ** | 619 | ||||||||||
Quanex Building Products | Common Stock | ** | 588 | ||||||||||
Quidel Corp | Common Stock | ** | 2,153 | ||||||||||
Quotient Technology Inc. | Common Stock | ** | 540 | ||||||||||
Radian Group Inc. | Common Stock | ** | 1,178 | ||||||||||
Radius Health Inc. | Common Stock | ** | 946 | ||||||||||
Reata Pharmaceuticals Inc.-A | Common Stock | ** | 162 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Red Robin Gourmet Burgers | Common Stock | ** | 916 | ||||||||||
Redfin Corp | Common Stock | ** | 641 | ||||||||||
Regency Centers Corp | Common Stock | ** | 1,045 | ||||||||||
Rentokil Initial Plc | Common Stock | ** | 1,494 | ||||||||||
Rev Group Inc. | Common Stock | ** | 316 | ||||||||||
Rh | Common Stock | ** | 1,000 | ||||||||||
Safety Insurance Group Inc. | Common Stock | ** | 1,093 | ||||||||||
Sage Therapeutics Inc. | Common Stock | ** | 2,979 | ||||||||||
Sanderson Farms Inc. | Common Stock | ** | 1,790 | ||||||||||
Sarepta Therapeutics Inc. | Common Stock | ** | 348 | ||||||||||
Schneider National Inc.-Cl B | Common Stock | ** | 809 | ||||||||||
Scholar Rock Holding Corp | Common Stock | ** | 134 | ||||||||||
Seacoast Banking Corp/Fl | Common Stock | ** | 2,273 | ||||||||||
Seattle Genetics Inc. | Common Stock | ** | 615 | ||||||||||
Seismic Software Series E Convertible | Preferred Stock | ** | 304 | ||||||||||
Selective Insurance Group | Common Stock | ** | 3,574 | ||||||||||
Service Titan Inc | Preferred Stock | ** | 21 | ||||||||||
Servicetitan, Inc., Series D Convertible | Preferred Stock | ** | 209 | ||||||||||
Seven Generations Energy - A | Common Stock | ** | 1,349 | ||||||||||
Simmons First Natl Corp-Cl A | Common Stock | ** | 807 | ||||||||||
Simply Good Foods Co/The | Common Stock | ** | 1,792 | ||||||||||
Simpson Manufacturing Co Inc. | Common Stock | ** | 1,202 | ||||||||||
Siteone Landscape Supply Inc. | Common Stock | ** | 2,674 | ||||||||||
SJW Group | Common Stock | ** | 1,711 | ||||||||||
Skyline Champion Corp | Common Stock | ** | 728 | ||||||||||
SLM Corp | Common Stock | ** | 1,104 | ||||||||||
South Jersey Industries | Preferred Stock | ** | 744 | ||||||||||
South State Corp | Common Stock | ** | 1,434 | ||||||||||
Southwest Gas Holdings Inc. | Common Stock | ** | 3,535 | ||||||||||
Spark Therapeutics Inc. | Common Stock | ** | 374 | ||||||||||
SS&C Technologies Holdings | Common Stock | ** | 3,633 | ||||||||||
State Auto Financial Corp | Common Stock | ** | 847 | ||||||||||
Steris Plc | Common Stock | ** | 2,522 | ||||||||||
Sterling Bancorp Inc./Mi | Common Stock | ** | 376 | ||||||||||
Stoneco, Ltd., Class A | Common Stock | ** | 1,557 | ||||||||||
Sun Hydraulics Corp | Common Stock | ** | 652 | ||||||||||
SVMK Inc. | Common Stock | ** | 322 | ||||||||||
Tableau Software Inc.-Cl A | Common Stock | ** | 4,094 | ||||||||||
Team Inc. | Common Stock | ** | 880 | ||||||||||
Teledyne Technologies Inc. | Common Stock | ** | 5,011 | ||||||||||
Tempur Sealy International Inc. | Common Stock | ** | 1,459 | ||||||||||
Texas Capital Bancshares Inc. | Common Stock | ** | 799 | ||||||||||
Therapeuticsmd Inc. | Common Stock | ** | 1,214 | ||||||||||
Thermon Group Holdings Inc. | Common Stock | ** | 1,101 | ||||||||||
Toast Inc Cvt | Preferred Stock | ** | 779 | ||||||||||
Toast Inc Pp | Common Stock | ** | 1 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Toast Series B Cvt | Preferred Stock | ** | 11 | ||||||||||
Toro Co | Common Stock | ** | 2,131 | ||||||||||
Towne Bank | Common Stock | ** | 1,212 | ||||||||||
Treehouse Foods Inc. | Common Stock | ** | 2,757 | ||||||||||
Tri Pointe Group Inc. | Common Stock | ** | 1,609 | ||||||||||
Tucows Inc.-Class A | Common Stock | ** | 643 | ||||||||||
Tuesday Morning Corp | Common Stock | ** | 294 | ||||||||||
U.S. Physical Therapy Inc. | Common Stock | ** | 1,599 | ||||||||||
Ultragenyx Pharmaceutical Inc. | Common Stock | ** | 277 | ||||||||||
Univest Financial Corp | Common Stock | ** | 787 | ||||||||||
Valmont Industries | Common Stock | ** | 1,731 | ||||||||||
Venture Global Lng, Inc., Series B | Common Stock | ** | 83 | ||||||||||
Venture Global Lng, Inc., Series C | Common Stock | ** | 1,087 | ||||||||||
Visteon Corp | Common Stock | ** | 947 | ||||||||||
Vroom Inc Cvt Ser | Preferred Stock | ** | 369 | ||||||||||
Waste Connections Inc. | Common Stock | ** | 3,054 | ||||||||||
Watsco Inc. | Common Stock | ** | 333 | ||||||||||
Wave Life Sciences Ltd | Common Stock | ** | 837 | ||||||||||
Webster Financial Corp | Common Stock | ** | 1,362 | ||||||||||
Western Alliance Bancorp | Common Stock | ** | 2,214 | ||||||||||
Wingstop Inc. | Common Stock | ** | 2,442 | ||||||||||
Wix.Com Ltd | Common Stock | ** | 1,293 | ||||||||||
Wright Medical Group Nv | Common Stock | ** | 1,630 | ||||||||||
Xencor Inc. | Common Stock | ** | 1,330 | ||||||||||
Zendesk Inc. | Common Stock | ** | 2,197 | ||||||||||
Zynga Inc. - Cl A | Common Stock | ** | 1,861 | ||||||||||
Collective US Govt Stif 5 Bps | Money Market Security | ** | 1,066 | ||||||||||
Grasshopper Bancorp Unsponsored | Money Market Security | ** | 41 | ||||||||||
*T. Rowe Price Treasury Reserve Fund | Money Market Security | ** | 3,885 | ||||||||||
Roofoods Limited (Deliveroo) | Preferred Stock | ** | 1,116 | ||||||||||
International Equity Portfolio: | |||||||||||||
AAC Technologies H-Unsponsored Ad | Common Stock | ** | 2,023 | ||||||||||
ABB Ltd-Sponsored Adr | Common Stock | ** | 2,192 | ||||||||||
Adecco Group Ag-Reg-Unsponsored Adr | Common Stock | ** | 2,507 | ||||||||||
Aflac Inc. | Common Stock | ** | 2,498 | ||||||||||
Air Liquide-Unsponsored Adr | Common Stock | ** | 1,845 | ||||||||||
Allianz Se-Sponsored Adr | Common Stock | ** | 2,481 | ||||||||||
Astellas Pharma Inc-Unsponsored Adr | Common Stock | ** | 1,671 | ||||||||||
AXA -Sponsored Adr | Common Stock | ** | 2,321 | ||||||||||
Banco Bilbao Vizcaya-Sponsored Adr | Common Stock | ** | 2,608 | ||||||||||
Bancolombia S.A.-Sponsored Adr | Common Stock | ** | 1,888 | ||||||||||
Basf Se-Sponsored Adr | Common Stock | ** | 2,560 | ||||||||||
BHP Group Ltd-Sponsored Adr | Common Stock | ** | 2,530 | ||||||||||
BNP Paribas-Adr | Common Stock | ** | 2,303 | ||||||||||
British American Tob-Sponsored Adr | Common Stock | ** | 1,926 | ||||||||||
Coca-Cola Hbc Ag-Unsponsored Adr | Common Stock | ** | 1,609 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Compass Group Plc-Sponsored Adr | Common Stock | ** | 2,146 | ||||||||||
Continental Ag-Sponsored Adr | Common Stock | ** | 2,716 | ||||||||||
Credicorp Ltd | Common Stock | ** | 2,328 | ||||||||||
CSL Ltd-Sponsored Adr | Common Stock | ** | 2,089 | ||||||||||
Dassault Systemes S-Sponsored Adr | Common Stock | ** | 1,142 | ||||||||||
Diageo Plc-Sponsored Adr | Common Stock | ** | 2,101 | ||||||||||
DNB Asa-Sponsored Adr | Common Stock | ** | 2,243 | ||||||||||
Enbridge Inc. | Common Stock | ** | 1,882 | ||||||||||
Essity Ab - Sponsored Adr | Common Stock | ** | 2,087 | ||||||||||
Fanuc Corp-Unsponsored Adr | Common Stock | ** | 1,707 | ||||||||||
Fresenius Se & Co-Sponsored Adr | Common Stock | ** | 2,064 | ||||||||||
Givaudan-Unsponsored Adr | Common Stock | ** | 1,903 | ||||||||||
Grupo Fin Banorte-Sponsored Adr | Common Stock | ** | 2,944 | ||||||||||
Henkel Kgaa-Sponsored Adr Pfd | Common Stock | ** | 2,224 | ||||||||||
Imperial Oil Ltd | Common Stock | ** | 1,826 | ||||||||||
JGC Corp-Unsponsored Adr | Common Stock | ** | 1,938 | ||||||||||
Komatsu Ltd -Sponsored Adr | Common Stock | ** | 2,327 | ||||||||||
Kubota Corp-Sponsored Adr | Common Stock | ** | 1,547 | ||||||||||
L'oreal-Unsponsored Adr | Common Stock | ** | 1,531 | ||||||||||
Macquarie Group Ltd-Adr | Common Stock | ** | 2,174 | ||||||||||
Mettler-Toledo International | Common Stock | ** | 2,106 | ||||||||||
MTN Group Ltd-Sponsored Adr | Common Stock | ** | 1,424 | ||||||||||
Muenchener Rueck-Unsponsored Adr | Common Stock | ** | 2,177 | ||||||||||
Nestle Sa-Sponsored Adr | Common Stock | ** | 1,957 | ||||||||||
Nitto Denko Corp-Unsponsored Adr | Common Stock | ** | 1,966 | ||||||||||
Novartis Ag-Sponsored Adr | Common Stock | ** | 1,523 | ||||||||||
Novo-Nordisk A/S-Sponsored Adr | Common Stock | ** | 2,225 | ||||||||||
Orix - Sponsored Adr | Common Stock | ** | 2,094 | ||||||||||
Pandora A/S-Sponsored Adr | Common Stock | ** | 942 | ||||||||||
Prudential Plc-Adr | Common Stock | ** | 2,555 | ||||||||||
Reckitt Benckiser-Sponsored Adr | Common Stock | ** | 2,105 | ||||||||||
Roche Holdings Ltd-Sponsored Adr | Common Stock | ** | 2,221 | ||||||||||
Royal Dutch Shell-Sponsored Adr-B | Common Stock | ** | 2,228 | ||||||||||
Ryanair Holdings Plc-Sponsored Adr | Common Stock | ** | 2,274 | ||||||||||
Sandvik Ab-Sponsored Adr | Common Stock | ** | 2,350 | ||||||||||
SAP Se-Sponsored Adr | Common Stock | ** | 1,957 | ||||||||||
Siemens Ag-Sponsored Adr | Common Stock | ** | 1,499 | ||||||||||
Singapore Telecommunication-Adr | Common Stock | ** | 1,645 | ||||||||||
Sysmex Corp-Unsponsored Adr | Common Stock | ** | 1,516 | ||||||||||
Taiwan Semiconductor-Sponsored Adr | Common Stock | ** | 2,258 | ||||||||||
Tokyo Electron Ltd-Unsponsored Adr | Common Stock | ** | 2,534 | ||||||||||
Total Sa-Sponsored Adr | Common Stock | ** | 2,282 | ||||||||||
Turkiye Garanti Bankasi-Adr | Common Stock | ** | 2,848 | ||||||||||
Volkswagen A G-Unsponsored Adr | Common Stock | ** | 2,951 | ||||||||||
Walmart De Mexico-Sponsored Adr V | Common Stock | ** | 2,173 | ||||||||||
Woodside Petroleum-Sponsored Adr | Common Stock | ** | 1,883 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
WPP Plc-Sponsored Adr | Common Stock | ** | 2,067 | ||||||||||
Federated Government Obligations Fund | Money Market Security | ** | 4,569 | ||||||||||
Large Cap Growth Portfolio: | |||||||||||||
Activision Blizzard Inc. | Common Stock | ** | 10,988 | ||||||||||
Adobe Inc. | Common Stock | ** | 14,854 | ||||||||||
Alexion Pharmaceuticals Inc. | Common Stock | ** | 12,826 | ||||||||||
Alibaba Group Holding | Common Stock | ** | 18,419 | ||||||||||
Align Technology Inc. | Common Stock | ** | 8,829 | ||||||||||
Amazon.com Inc. | Common Stock | ** | 18,675 | ||||||||||
Applied Materials Inc. | Common Stock | ** | 12,618 | ||||||||||
Booking Holdings Inc. | Common Stock | ** | 13,974 | ||||||||||
Bristol-Myers Squibb Co | Common Stock | ** | 13,224 | ||||||||||
Canada Goose Holdings Inc. | Common Stock | ** | 6,533 | ||||||||||
Cognex Corp | Common Stock | ** | 10,561 | ||||||||||
Ctrip.com International-Adr | Common Stock | ** | 10,904 | ||||||||||
Edwards Lifesciences Corp | Common Stock | ** | 10,400 | ||||||||||
Exact Sciences Corp | Common Stock | ** | 8,234 | ||||||||||
Facebook Inc.-Class A | Common Stock | ** | 19,032 | ||||||||||
Idexx Laboratories Inc. | Common Stock | ** | 12,314 | ||||||||||
Illumina Inc. | Common Stock | ** | 17,046 | ||||||||||
Mercadolibre Inc. | Common Stock | ** | 9,409 | ||||||||||
MSCI Inc. | Common Stock | ** | 9,108 | ||||||||||
New Oriental Education-Sponsored | Common Stock | ** | 13,358 | ||||||||||
Nike Inc. -Cl B | Common Stock | ** | 15,673 | ||||||||||
Nvidia Corp | Common Stock | ** | 13,341 | ||||||||||
Paypal Holdings Inc. | Common Stock | ** | 14,386 | ||||||||||
Pioneer Natural Resources Co | Common Stock | ** | 7,434 | ||||||||||
Salesforce.com Inc. | Common Stock | ** | 17,785 | ||||||||||
Schwab (Charles) Corp | Common Stock | ** | 15,433 | ||||||||||
Servicenow Inc. | Common Stock | ** | 16,802 | ||||||||||
Splunk Inc. | Common Stock | ** | 14,677 | ||||||||||
Square Inc. - A | Common Stock | ** | 10,729 | ||||||||||
Tjx Companies Inc. | Common Stock | ** | 9,039 | ||||||||||
UnitedHealth Group Inc. | Common Stock | ** | 12,478 | ||||||||||
Vertex Pharmaceuticals Inc. | Common Stock | ** | 15,443 | ||||||||||
Visa Inc-Class A Shares | Common Stock | ** | 13,242 | ||||||||||
Dreyfus Treasury & Agency Cash Mgnt # 521 | Money Market Security | ** | 3,058 | ||||||||||
Total separately managed accounts | 2,117,458 | ||||||||||||
Fully Benefit-Responsive Contracts: | |||||||||||||
Capital Preservation Portfolio: | |||||||||||||
* T. Rowe Price Reserve Inv Fund | Mutual and Trust Fund | ** | 97,083 | ||||||||||
* T. Rowe Price Short Term Common: | |||||||||||||
American General Life | Mutual and Trust Fund | ** | 57,950 | ||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 42,055 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 58,318 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 47,566 |
(a) (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment | (d) Cost | (e) Current value | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 57,262 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 66,898 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 41,713 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 61,781 | ||||||||||
Metropolitan Life | Mutual and Trust Fund | ** | 62,614 | ||||||||||
* T. Rowe Price Int Term Common: | |||||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 51,419 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 71,211 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 80,830 | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 69,920 | ||||||||||
American General Life | Mutual and Trust Fund | ** | 49,881 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 57,582 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 50,913 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 53,180 | ||||||||||
Metropolitan Life | Mutual and Trust Fund | ** | 106,530 | ||||||||||
* T. Rowe Price Managed Bond: | |||||||||||||
Mass Mutual SIC | Mutual and Trust Fund | ** | 9,280 | ||||||||||
Prudential Building Block Trust | Mutual and Trust Fund | ** | 12,843 | ||||||||||
State Street Building Block Trust | Mutual and Trust Fund | ** | 15,904 | ||||||||||
Pacific Life Building Block Trust | Mutual and Trust Fund | ** | 12,615 | ||||||||||
American General Life | Mutual and Trust Fund | ** | 8,138 | ||||||||||
RBC Building Block Trust | Mutual and Trust Fund | ** | 9,394 | ||||||||||
NY Life Bldg Block Trust | Mutual and Trust Fund | ** | 9,180 | ||||||||||
Transamerica Building Block Trust | Mutual and Trust Fund | ** | 8,683 | ||||||||||
Metropolitan Life | Mutual and Trust Fund | ** | 20,915 | ||||||||||
Total Fully Benefit-Responsive Contracts | 1,291,658 | ||||||||||||
* Costco Wholesale Corporation | Common stock | ** | 5,964,993 | ||||||||||
Total investments | 14,573,593 | ||||||||||||
* Participant loans | Interest rates of 4.25% to 11.50% maturing through 2033 | __ | 514,935 | ||||||||||
Total | $ | 15,088,528 | |||||||||||
_________________________ | |||||||||||||
* Indicates a party-in-interest | |||||||||||||
** Information is not required as investments are participant directed |
COSTCO 401(k) RETIREMENT PLAN | |||
June 21, 2019 | By: | /s/ PATRICK J. CALLANS | |
Date | Patrick J. Callans Executive Vice President Costco Wholesale Corporation |