0001510192-16-000133.txt : 20160728
0001510192-16-000133.hdr.sgml : 20160728
20160728135807
ACCESSION NUMBER: 0001510192-16-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160725
FILED AS OF DATE: 20160728
DATE AS OF CHANGE: 20160728
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gopi Paramesh
CENTRAL INDEX KEY: 0001441886
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 161789505
BUSINESS ADDRESS:
BUSINESS PHONE: 408 255-2585
MAIL ADDRESS:
STREET 1: 11514 SUNSET SPRING COURT
CITY: CUPERTINO
STATE: CA
ZIP: 95014
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-07-25
0
0000909791
ULTRATECH INC
UTEK
0001441886
Gopi Paramesh
3050 ZANKER ROAD
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2016-07-25
4
A
0
3750
0
A
3750
D
This represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. The shares subject to this award vest as follows: (i) 50% of the shares will vest upon the Reporting Person's completion of one year of Board service measured from the award date, and (ii) the remaining shares will vest in three successive equal annual installments upon the Reporting Person's completion of each of the next three years of Board service thereafter.
/s/ Paramesh Gopi
2016-07-27