0001510192-16-000131.txt : 20160727 0001510192-16-000131.hdr.sgml : 20160727 20160727130411 ACCESSION NUMBER: 0001510192-16-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160725 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INFANTE BEATRIZ V CENTRAL INDEX KEY: 0001193369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 161786204 MAIL ADDRESS: STREET 1: 7 TECHNOLOGY PARK DRIVE STREET 2: SONUS NETWORKS, INC. CITY: WESTFORD STATE: MA ZIP: 01886 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-07-25 0 0000909791 ULTRATECH INC UTEK 0001193369 INFANTE BEATRIZ V 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2016-07-25 4 A 0 3750 0 A 3750 D This represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. The shares subject to this award vest as follows: (i) 50% of the shares will vest upon the Reporting Person's completion of one year of Board service measured from the award date, and (ii) the remaining shares will vest in three successive equal annual installments upon the Reporting Person's completion of each of the next three years of Board service thereafter. /s/ Beatriz V. Infante 2016-07-26