0001181431-12-024852.txt : 20120419 0001181431-12-024852.hdr.sgml : 20120419 20120419164156 ACCESSION NUMBER: 0001181431-12-024852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120417 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILD MICHAEL C CENTRAL INDEX KEY: 0001262095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 12768821 MAIL ADDRESS: STREET 1: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 rrd342377.xml FORM 4 X0305 4 2012-04-17 0 0000909791 ULTRATECH INC UTEK 0001262095 CHILD MICHAEL C JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2012-04-17 4 A 0 10000 0 A 10590 D Common Stock 590 I By Trust Represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. 50% of the units will vest upon the Reporting Person's completion of one (1) year of service on the Issuer's Borad of Directors measured from the award date, and the remaining units will vest in three (3) successive equal annual installments upon the Reporting Person's completion of each of the next three (3) years of Board service thereafter. The units will vest in full upon an accelerated basis upon the Reporting Person's cessation of Board service by reason of death or disability or upon certain changes in control of the Issuer. Includes the 10,000 shares of the Issuer's common stock subject to the restricted stock unit award reported on this Form 4. Held in an employer retirement plan trust on behalf of the Reporting Person Michael C. Child 2012-04-19