0001181431-12-024852.txt : 20120419
0001181431-12-024852.hdr.sgml : 20120419
20120419164156
ACCESSION NUMBER: 0001181431-12-024852
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120417
FILED AS OF DATE: 20120419
DATE AS OF CHANGE: 20120419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHILD MICHAEL C
CENTRAL INDEX KEY: 0001262095
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 12768821
MAIL ADDRESS:
STREET 1: 125 HIGH ST STE 2500
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
4
1
rrd342377.xml
FORM 4
X0305
4
2012-04-17
0
0000909791
ULTRATECH INC
UTEK
0001262095
CHILD MICHAEL C
JOHN HANCOCK TOWER
200 CLARENDON ST. 56TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2012-04-17
4
A
0
10000
0
A
10590
D
Common Stock
590
I
By Trust
Represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. 50% of the units will vest upon the Reporting Person's completion of one (1) year of service on the Issuer's Borad of Directors measured from the award date, and the remaining units will vest in three (3) successive equal annual installments upon the Reporting Person's completion of each of the next three (3) years of Board service thereafter. The units will vest in full upon an accelerated basis upon the Reporting Person's cessation of Board service by reason of death or disability or upon certain changes in control of the Issuer.
Includes the 10,000 shares of the Issuer's common stock subject to the restricted stock unit award reported on this Form 4.
Held in an employer retirement plan trust on behalf of the Reporting Person
Michael C. Child
2012-04-19