-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPIEPtGRirNdmvCtPooRJJSP4Wf/X/04MCD2SQAHPHaX5aMx8Fc3Eo24nLUz3U1V 95WJjAAomHXbe7Aeo4e3MA== 0001157523-07-001187.txt : 20070207 0001157523-07-001187.hdr.sgml : 20070207 20070207140148 ACCESSION NUMBER: 0001157523-07-001187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070205 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD HENRI P CENTRAL INDEX KEY: 0001192011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 07587355 BUSINESS ADDRESS: BUSINESS PHONE: 4087494000 MAIL ADDRESS: STREET 1: ADVANCED MICRO DEVICES INC STREET 2: ONE AMD PLACE MS 68 PO BOX 3453 CITY: SUNNYVALE STATE: CA ZIP: 94088-3453 FORMER NAME: FORMER CONFORMED NAME: RICHARD HENRI F DATE OF NAME CHANGE: 20020924 4 1 a5329080_ex.xml X0202 4 2007-02-05 0 0000909791 ULTRATECH INC UTEK 0001192011 RICHARD HENRI P ADVANCED MICRO DEVICES, INC ONE AMD PLACE, MS 68 PO BOX 3453 SUNNYVALE CA 94088-3453 1 0 0 0 Employee Stock Option (Right to Buy) 11.96 2007-02-05 4 A 0 8000 A 2007-02-05 2017-02-04 Common Stock 8000 20000 D Option is immediately exercisable, but underlying shares are subject to repurchase by the Company at cost should optionee cease to provide service to the Company prior to vesting in such shares. The Company's right of repurchase shall lapse with respect to 100% of the shares upon the earlier of (i) completion of one year of Board service measured from the 2006 Stockholders' meeting held on July 18, 2006 and (ii) the optionee's continuation in Board service through the day immediately preceding the date of the first annual meeting of stockholders following the date of grant. The Option was granted in an exempt transaction pursuant to SEC Rule 16b-3(d). /s/ Bruce R. Wright, Attorney-in-Fact for Henri Richard 2007-02-06 -----END PRIVACY-ENHANCED MESSAGE-----