8-K 1 a5243875.txt ULTRATECH, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 6, 2006 Ultratech, Inc. (Exact name of registrant as specified in its charter) Delaware 0-22248 94-3169580 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 3050 Zanker Road, San Jose, California 95134 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (408) 321-8835 Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers. On October 5, 2006, John E. Denzel resigned his position as President and COO of Ultratech, Inc. (the "Company"). He will continue to be employed with the Company for a certain period of time. Mr. Denzel will receive the severance benefits outlined in Section 6.2 of his employment agreement previously filed with the Commission from the date his employment terminates. A copy of the press release issued by the Company on October 5, 2006 announcing Mr. Denzel's resignation is attached hereto as Exhibit 99.1. Item 9.01 Exhibits (d) Exhibits. Exhibit Description 99.1 Press release announcing resignation of Ultratech's President and COO. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ULTRATECH, INC. (Registrant) Date: October 6, 2006 /s/ BRUCE R. WRIGHT --------------------------------------------------- Bruce R. Wright Senior Vice President, Finance and Chief Financial Officer (Duly Authorized Officer and Principal Financial and Accounting Officer) EXHIBIT INDEX Exhibit Description 99.1 Ultratech Announces resignation of Ultratech's President and COO 4