0001140361-15-029617.txt : 20150804
0001140361-15-029617.hdr.sgml : 20150804
20150804115059
ACCESSION NUMBER: 0001140361-15-029617
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150803
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON CAPITAL L P
CENTRAL INDEX KEY: 0001056973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 151024602
BUSINESS ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2149329600
MAIL ADDRESS:
STREET 1: 2100 MCKINNEY AVE
STREET 2: STE 1800
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc1.xml
FORM 4
X0306
4
2015-08-03
0
0000909791
ULTRATECH INC
UTEK US
0001056973
CARLSON CAPITAL L P
2100 MCKINNEY AVE
STE 1800
DALLAS
TX
75201
0
0
1
0
COMMON STOCK
2015-08-03
4
P
0
12350
15.81
A
3305120
I
See footnotes
COMMON STOCK
2015-08-03
4
P
0
37122
15.76
A
3342242
I
See footnotes
COMMON STOCK
2015-08-03
4
P
0
16807
15.87
A
3359049
I
See footnotes
COMMON STOCK
2015-08-03
4
P
0
23433
15.84
A
3382482
I
See footnotes
The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.
Mr. Clint D. Carlson, a United States citizen, who serves as president of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
/s/ Clint D. Carlson
2015-08-04