0000909791-16-000095.txt : 20160803
0000909791-16-000095.hdr.sgml : 20160803
20160803124722
ACCESSION NUMBER: 0000909791-16-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160802
FILED AS OF DATE: 20160803
DATE AS OF CHANGE: 20160803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZAFIROPOULO ARTHUR W
CENTRAL INDEX KEY: 0000939376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 161803056
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-02
0
0000909791
ULTRATECH INC
UTEK
0000939376
ZAFIROPOULO ARTHUR W
3050 ZANKER ROAD
SAN JOSE
CA
95134
1
1
0
0
Chairman of the Board and CEO
Common Stock
2016-08-02
4
S
0
18789.0
24.02
D
876387
D
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $24.00 per share to a high of $24.16 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Includes (i) 52,000 shares and (ii) 38,000 shares, each subject to RSUs granted in 2013 and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2017 or 2018, respectively, for the 2 monthly installments that vest in the final year).
Arthur Zafiropoulo
2016-08-03