0000909791-16-000079.txt : 20160726 0000909791-16-000079.hdr.sgml : 20160726 20160726163727 ACCESSION NUMBER: 0000909791-16-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160725 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILD MICHAEL C CENTRAL INDEX KEY: 0001262095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 161784703 MAIL ADDRESS: STREET 1: 125 HIGH ST STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-07-25 0 0000909791 ULTRATECH INC UTEK 0001262095 CHILD MICHAEL C 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2016-07-25 4 A 0 3750.0 0.0 A 35340 D Common Stock 590 I by Trust This represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. The units will vest in full, upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's 2017 annual stockholder's meeting. Held in an employer retirement plan trust on behalf of the Reporting Person. By: Bruce R. Wright, Attorney-in-Fact For: Michael Child 2016-07-25