0000909791-16-000037.txt : 20160203 0000909791-16-000037.hdr.sgml : 20160203 20160203130849 ACCESSION NUMBER: 0000909791-16-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT BRUCE R CENTRAL INDEX KEY: 0001227979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 161384053 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-01 0 0000909791 ULTRATECH INC UTEK 0001227979 WRIGHT BRUCE R 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP-Fin, CFO & Secretary Common Stock 2016-02-01 4 D 0 1127.0 20.35 D 163445 D Common Stock 2016-02-01 4 D 0 1127.0 20.35 D 162318 D Common Stock 2016-02-01 4 D 0 1127.0 20.35 D 161191 D Common Stock 2016-02-01 4 D 0 2113.0 20.35 D 159078 D Common Stock 2016-02-01 4 D 0 2113.0 20.35 D 156965 D Common Stock 2016-02-01 4 D 0 528.0 20.35 D 156437 D Common Stock 2016-02-01 4 D 0 528.0 20.35 D 155909 D Common Stock 2016-02-01 4 D 0 528.0 20.35 D 155381 D Common Stock 2016-02-01 4 D 0 528.0 20.35 D 154853 D Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted April 23, 2012. Includes (i)1,600 shares, (ii) 14,000 shares, and (iii) 13,000 shares, each subject to RSUs granted in 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year). Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 23, 2012. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 22, 2012. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 6,000 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 22, 2013. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 6,000 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 21, 2013. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted February 4, 2014. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted April 28, 2014. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 21, 2014. Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 27, 2014. Bruce R. Wright 2016-02-02