0000909791-16-000037.txt : 20160203
0000909791-16-000037.hdr.sgml : 20160203
20160203130849
ACCESSION NUMBER: 0000909791-16-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160201
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRIGHT BRUCE R
CENTRAL INDEX KEY: 0001227979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 161384053
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-01
0
0000909791
ULTRATECH INC
UTEK
0001227979
WRIGHT BRUCE R
3050 ZANKER ROAD
SAN JOSE
CA
95134
0
1
0
0
Sr. VP-Fin, CFO & Secretary
Common Stock
2016-02-01
4
D
0
1127.0
20.35
D
163445
D
Common Stock
2016-02-01
4
D
0
1127.0
20.35
D
162318
D
Common Stock
2016-02-01
4
D
0
1127.0
20.35
D
161191
D
Common Stock
2016-02-01
4
D
0
2113.0
20.35
D
159078
D
Common Stock
2016-02-01
4
D
0
2113.0
20.35
D
156965
D
Common Stock
2016-02-01
4
D
0
528.0
20.35
D
156437
D
Common Stock
2016-02-01
4
D
0
528.0
20.35
D
155909
D
Common Stock
2016-02-01
4
D
0
528.0
20.35
D
155381
D
Common Stock
2016-02-01
4
D
0
528.0
20.35
D
154853
D
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted April 23, 2012.
Includes (i)1,600 shares, (ii) 14,000 shares, and (iii) 13,000 shares, each subject to RSUs granted in 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year).
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 23, 2012.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 3,200 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 22, 2012.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 6,000 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 22, 2013.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 6,000 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 21, 2013.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted February 4, 2014.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted April 28, 2014.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted July 21, 2014.
Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issueable to the Reporting Person on January 31, 2016, pursuant to a restricted stock unit award granted October 27, 2014.
Bruce R. Wright
2016-02-02