0000909791-14-000057.txt : 20141029
0000909791-14-000057.hdr.sgml : 20141029
20141029171842
ACCESSION NUMBER: 0000909791-14-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141027
FILED AS OF DATE: 20141029
DATE AS OF CHANGE: 20141029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRIGHT BRUCE R
CENTRAL INDEX KEY: 0001227979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 141180945
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-10-27
0
0000909791
ULTRATECH INC
UTEK
0001227979
WRIGHT BRUCE R
3050 ZANKER ROAD
SAN JOSE
CA
95134
0
1
0
0
Sr. VP-Fin, CFO & Secretary
Common Stock
2014-10-27
4
A
0
6250
0
A
179317
D
Incentive Stock Option (right to buy)
17.3
2014-10-27
4
A
0
750
0
A
2024-10-26
Common Stock
750
750
D
Non-Qualified Stock Option (right to buy)
17.3
2014-10-27
4
A
0
18000
0
A
2024-10-26
Common Stock
18000
18000
D
Represents restricted stock units (RSUs) awarded under the Issuer's 1993 Stock Option/Stock Issuance Plan. Each RSU will entitle the Reporting Person to one share of the Issuer's common stock upon the designated issuance date following the vesting of that RSU. The RSUs will vest in a series of fifty successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the fifty-month period measured from January 1, 2014. The shares underlying the RSUs that vest each year will be issued on January 31 of the following year (or in March 2018 for the two monthly installments that vest in that year) or, if earlier, upon the Reporting Person's seperation from service. The RSUs will vest in full on an accelerated basis, and the underlying shares of the Issuer's common stock will become immediately issuable, upon certain changes in ownership or upon the Reporting Person's termination of service with the Issuer under certain circumstances.
Includes (i) 14,000 shares, (ii) 20,800 shares, (iii) 40,400 shares, and (iv) 25,000 shares, each subject to RSUs granted in 2011, 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2015, 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year).
The option will become exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of one (1) year of service with the Issuer measured from January 1, 2014, and the balance of the option shares in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the thirty-eight (38)-month period measured from January 1, 2015, subject to full acceleration upon the Reporting Person's termination of service with the Issuer under certain circumstances.
Bruce R. Wright
2014-10-29