0000909791-13-000042.txt : 20130724
0000909791-13-000042.hdr.sgml : 20130724
20130724170945
ACCESSION NUMBER: 0000909791-13-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130722
FILED AS OF DATE: 20130724
DATE AS OF CHANGE: 20130724
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRATECH INC
CENTRAL INDEX KEY: 0000909791
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 943169580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4083218835
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRATECH STEPPER INC
DATE OF NAME CHANGE: 19930727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZAFIROPOULO ARTHUR W
CENTRAL INDEX KEY: 0000939376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22248
FILM NUMBER: 13984186
MAIL ADDRESS:
STREET 1: 3050 ZANKER RD
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-07-22
0
0000909791
ULTRATECH INC
UTEK
0000939376
ZAFIROPOULO ARTHUR W
3050 ZANKER ROAD
SAN JOSE
CA
95134
1
1
0
0
Chairman of the Board and CEO
Common Stock
2013-07-22
4
A
0
50000
0
A
895265
D
Represents restricted stock units (RSUs) awarded under the Issuer's 1993 Stock Option/Stock Issuance Plan. Each RSU will entitle the Reporting Person to one share of the Issuer's common stock upon the designated issuance date following the vesting of that RSU. The RSUs will vest in a series of fifty successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the fifty-month period measured from January 1, 2013. The shares underlying the RSUs that vest each year will be issued on January 31 of the following year (or in March 2017 for the two monthly installments that vest in that year) or, if earlier, upon the Reporting Person's seperation from service. The RSUs will vest in full on an accelerated basis, and the underlying shares of the Issuer's common stock will become immediately issuable, upon certain changes in ownership or upon the Reporting Person's termination of service with the Issuer under certain circumstances.
Includes (i) 28,000 shares, (ii) 78,000 shares, (iii) 91,200 shares, and (iv) 50,000 shares, each subject to RSUs granted in 2010, 2011, 2012 and 2013, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2014, 2015, 2016 or 2017, respectively, for the 2 monthly installments that vest in the final year).
By: Bruce R. Wright, Attorney-in-Fact For: Arthur Zafiropoulo
2013-07-24