0000909791-12-000012.txt : 20120425 0000909791-12-000012.hdr.sgml : 20120425 20120425170204 ACCESSION NUMBER: 0000909791-12-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120423 FILED AS OF DATE: 20120425 DATE AS OF CHANGE: 20120425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANEY DENNIS R CENTRAL INDEX KEY: 0001185462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 12780289 MAIL ADDRESS: STREET 1: C/O EASYLINK SERVICES CORPORATION STREET 2: 33 KNIGHTSBRIDGE ROAD CITY: PISCATAWAY STATE: NJ ZIP: 08854 4 1 edgardoc.xml PRIMARY DOCUMENT X0305 4 2012-04-23 0 0000909791 ULTRATECH INC UTEK 0001185462 RANEY DENNIS R 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2012-04-23 4 S 0 2500 31.0501 D 27000 D Common Stock 2012-04-23 4 M 0 8000 14.6 A 35000 D Common Stock 2012-04-23 4 S 0 8000 31.0305 D 27000 D Non-Qualified Stock Option (right to buy) 14.6 2012-04-23 4 M 0 8000 0 D 2014-06-02 Common Stock 8000 0 D Represents the weighted average sale price per share. The actual sale prices ranged from a low of $30.98 to a high of $31.07. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Includes 7,500 shares subject to a restricted stock award granted on July 19, 2011 that will vest in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholders' meeting. The option became exercisable upon the Reporting Person's completion of one (1) year of Board service with the Issuer measured from the date of grant. By: Bruce R. Wright, Attorney-in-Fact For: Dennis Raney 2012-04-25