0000909791-11-000047.txt : 20110721 0000909791-11-000047.hdr.sgml : 20110721 20110721173659 ACCESSION NUMBER: 0000909791-11-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110719 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANEY DENNIS R CENTRAL INDEX KEY: 0001185462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 11980745 MAIL ADDRESS: STREET 1: C/O EASYLINK SERVICES CORPORATION STREET 2: 33 KNIGHTSBRIDGE ROAD CITY: PISCATAWAY STATE: NJ ZIP: 08854 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-07-19 0 0000909791 ULTRATECH INC UTEK 0001185462 RANEY DENNIS R 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2011-07-19 4 A 0 7500 0 A 29500 D This represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. The units will vest in full, as the underlying shares of the Issuer's common stock will become issuable, upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's 2012 Annual Stockholder's meeting. Includes 7,500 shares subject to the reported restricted stock unit award, which will vest and become issuable as described in footnote (1) above. By: Bruce R. Wright, Attorney-in-Fact For: Dennis Roy Raney 2011-07-21