-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AN98WyQ+EkXvp9uxFAdRtV1o/WLrB6YTv4VMqrqCKb2E2WU0fFEExuvT90IIiVGf MHzPPXMw2x813QYAtCdr2A== 0000909791-09-000023.txt : 20090722 0000909791-09-000023.hdr.sgml : 20090722 20090722191741 ACCESSION NUMBER: 0000909791-09-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090721 FILED AS OF DATE: 20090722 DATE AS OF CHANGE: 20090722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEMUNDER JOEL F CENTRAL INDEX KEY: 0001224637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 09957860 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-07-21 0 0000909791 ULTRATECH INC UTEK 0001224637 GEMUNDER JOEL F 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2009-07-21 4 A 0 5000 0 A 16000 D This represents an award of restricted stock units under the Issuer's 1993 Stock Option/Stock Issuance Plan in an exempt transaction under Rule 16b-3(d). Each unit will entitle the Reporting Person to one share of the Issuer's common stock upon vesting. The units will vest in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date and (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholder's meeting. Includes 5,000 shares subject to the reported restricted stock unit award, which will vest and become issuable as described in footnote (1) above. By: Bruce R. Wright, Attorney-in-fact For: Joel F. Gemunder 2009-07-22 -----END PRIVACY-ENHANCED MESSAGE-----