-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRxGc13rrvxxILr10d6sMacXWwGRW0+dYxTts6FNqv/kLK7zP0p6u2oDbaRpH0NG JkTAC28OPHMo58SUWvkF/Q== 0000909791-09-000005.txt : 20090203 0000909791-09-000005.hdr.sgml : 20090203 20090203180527 ACCESSION NUMBER: 0000909791-09-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT BRUCE R CENTRAL INDEX KEY: 0001227979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 09566135 BUSINESS ADDRESS: STREET 1: ULRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-01-31 0 0000909791 ULTRATECH INC UTEK 0001227979 WRIGHT BRUCE R 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP-Fin, CFO & Secretary Common Stock 2009-01-31 4 F 0 2571 11.2 D 9929 D Common Stock 2009-02-02 4 A 0 10000 0 A 19929 D Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 7,500 shares of the Issuer's common stock that became issuable to the Reporting Person on January 31, 2009 under his previously reported restricted stock unit awad. Represents restricted stock units awarded under the Issuer's 1993 Stock Option/Stock Issuance Plan. Each restricted stock unit will entitle the Reporting Person to one share of the Issuer's common stock upon the designated issuance date following the vesting of that unit. The restricted stock units vest in three (3) successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the three (3) year period measured from January 1, 2009, and the shares underlying those vested units will be issued on January 31, 2012. The units will vest in full on an accelerated basis, and the underlying shares of the Issuer's common stock will become immediately issuable, upon a change in ownership or control of the Issuer or upon the Reporting Person's termination of service with the Issuer under certain circumstances. Includes (i) 5,000 shares subject to restricted stock units which will vest in three (3) successive equal annual installments over the Reporting Person's completion of each year of service with the Issuer over the three (3)-year period measured from January 1, 2008, and the shares underlying those vested units will be issued on January 31, 2011, (ii) 4,929 shares issued on January 31, 2009 pursuant to a previous reported restricted stock unit award, and (iii) 10,000 shares subject to the reported restricted stock unit award. Bruce R. Wright 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----