-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oi+cX2Ju5J6oB4PO3Yso3m/7nAhU5iAR3NkzbpwhMRykXWa85yR+V3VPKw1rrJzp GaZiqYMu5iOzGwpEmjzI9g== 0000909791-08-000013.txt : 20080508 0000909791-08-000013.hdr.sgml : 20080508 20080508162550 ACCESSION NUMBER: 0000909791-08-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080507 FILED AS OF DATE: 20080508 DATE AS OF CHANGE: 20080508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAFIROPOULO ARTHUR W CENTRAL INDEX KEY: 0000939376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 08814356 BUSINESS ADDRESS: BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-05-07 0 0000909791 ULTRATECH INC UTEK 0000939376 ZAFIROPOULO ARTHUR W 3050 ZANKER ROAD SAN JOSE CA 95134 1 1 0 0 Chairman of the Board and CEO Common Stock 2008-05-07 4 S 0 8000 15 D 1432409 D Common Stock 2008-05-07 4 S 0 5500 15.01 D 1426909 D Common Stock 2008-05-07 4 S 0 15000 15.02 D 1411909 D Common Stock 2008-05-07 4 S 0 5000 15.0201 D 1406909 D Common Stock 2008-05-07 4 S 0 4825 15.0273 D 1402084 D Common Stock 2008-05-07 4 S 0 22675 15.03 D 1379409 D Common Stock 2008-05-07 4 S 0 5000 15.0374 D 1374409 D Common Stock 2008-05-07 4 S 0 4300 15.06 D 1370109 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2007. Includes (i) 65,000 shares of the Issuer's common stock underlying restricted stock units which will vest in three (3) successive equal annual installments over the Reporting Person's completion of each year of service over the three (3) year period measured from January 1, 2006, with the vested shares to be issued on January 31, 2009, and (ii) 75,000 shares of the Issuer's common stock underlying restricted stock units which will vest in three (3) successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the three (3) year period measured from January 1, 2008, with the vested shares to be issued on January 31, 2011. By: Bruce R. Wright, Attorney-in-Fact For: Art W. Zafiropoulo 2008-05-08 -----END PRIVACY-ENHANCED MESSAGE-----