-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KgbUZ2ah6FPyTp+inPoOaO7jZYW4LZ1YI09GDV00WfyCrb2DniLh5AozSEE5Blr2 PeiNRQqqqm73j/4xg5azvA== 0000909791-08-000011.txt : 20080508 0000909791-08-000011.hdr.sgml : 20080508 20080508144349 ACCESSION NUMBER: 0000909791-08-000011 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080505 FILED AS OF DATE: 20080508 DATE AS OF CHANGE: 20080508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEWLER SCOTT CENTRAL INDEX KEY: 0001433555 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 08813436 BUSINESS ADDRESS: BUSINESS PHONE: 408) 321-8835 MAIL ADDRESS: STREET 1: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 3 1 edgardoc.xml PRIMARY DOCUMENT X0202 3 2008-05-05 0 0000909791 ULTRATECH INC UTEK 0001433555 JEWLER SCOTT 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP of World Sales Mkting Common Stock 10000 D Stock Option (right to buy) 11.79 2017-12-12 Common Stock 75000 D Represents shares of the Issuer's common stock underlying restricted stock units that will vest in a series of three (3) successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the three (3)-year period measured from December 13, 2007. The shares underlying those vested units will become issuable upon the earliest of (i) December 13, 2010, (ii) the date of the Reporting Person's separation from service or (iii) the closing date of a change in control of the Issuer. The option will become exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of one (1) year of service with the Issuer and the balance of the option shares in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the thirty-eight (38)-month period measured from the first anniversary of the grant date. The option will become exercisable for all or part of the shares on an accelerated basis should the Reporting Person's service terminate under certain prescribed circumstances or should there occur a change of control of the Issuer. By: Bruce R. Wright, Attorney-in-Fact For: Scott Jewler 2008-05-08 -----END PRIVACY-ENHANCED MESSAGE-----