-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpAFkzOvBIeWMyobJ0RS80ifrsrnwby/d9k9KGJd200PmQKFEbD+zRaG3KLNX3vg pGeqnC7jztjyTZU1TNz/ww== 0000909791-06-000021.txt : 20060505 0000909791-06-000021.hdr.sgml : 20060505 20060505165727 ACCESSION NUMBER: 0000909791-06-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060503 FILED AS OF DATE: 20060505 DATE AS OF CHANGE: 20060505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAFIROPOULO ARTHUR W CENTRAL INDEX KEY: 0000939376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 06813777 BUSINESS ADDRESS: BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-03 0000909791 ULTRATECH INC UTEK 0000939376 ZAFIROPOULO ARTHUR W C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 1 1 0 0 Chairman of the Board and CEO Common Stock 2006-05-03 4 S 0 5000 20.00 D 1400109 D Common Stock 2006-05-03 4 S 0 6300 20.0146 D 1393809 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2005. Includes 1,328,109 shares held by the Reporting Person's separate property trust of which he is the sole trustee and beneficiary, and 65,000 shares underlying restricted stock units. Bruce R. Wright, Attorney-in-Fact 2006-05-05 -----END PRIVACY-ENHANCED MESSAGE-----