-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUGzw5LwynrMGPfTOO91Cfbdi5JkP1ERv98W2hrO4SOvGU7/WEMxQeBmeR/tz+5x ZfUZhbx0i2GJJKUODHe83Q== 0000909791-06-000008.txt : 20060202 0000909791-06-000008.hdr.sgml : 20060202 20060202180405 ACCESSION NUMBER: 0000909791-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060202 DATE AS OF CHANGE: 20060202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Rick Preston CENTRAL INDEX KEY: 0001294115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 06574903 BUSINESS ADDRESS: BUSINESS PHONE: (408) 321-8835 MAIL ADDRESS: STREET 1: C/O ULTRATECH, INC. STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0000909791 ULTRATECH INC UTEK 0001294115 Friedman Rick Preston C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 0 1 0 0 Sr. VP of Sales and Marketing Common Stock 2006-01-31 4 A 0 5000 0 A 5000 D Each restricted stock unit represents a contingent right to receive one share of Ultratech, Inc. common stock. A portion of the shares of the issuer's common stock which otherwise become issuable under the vested units will be withheld by the issuer in satisfaction of the applicable withholding taxes. The restricted stock units vest in three (3) successive equal annual installments upon the Reporting Person's completion of each year of service over the three (3) year period measured from January 1, 2006 and the shares underlying those vested units will be issued on January 31, 2009. The units will vest on an accelerated basis, and the underlying shares of the issuer's common stock will become immediately issuable, upon a change in control or ownership of the issuer, and a portion of the units will vest, and the shares of the issuer's common stock underlying those units will become immediately issuable, upon the Reporting Person's termination of employment under certain defined circumstances. 5,000 shares underlying restricted stock units. Rick Preston Friedman 2006-02-02 -----END PRIVACY-ENHANCED MESSAGE-----