-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JR6pAgWPUlm75agiLKNVII4u7BQSbp/E6aaVZc8CDp+rFnQXAml1Wcj0xGLyR/cp 1s5q5kc09iLTDL+Ngzqefg== 0000909791-03-000073.txt : 20031031 0000909791-03-000073.hdr.sgml : 20031031 20031031170938 ACCESSION NUMBER: 0000909791-03-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031030 FILED AS OF DATE: 20031031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENZEL JOHN E CENTRAL INDEX KEY: 0001227980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 03970533 BUSINESS ADDRESS: STREET 1: ULRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-30 0000909791 ULTRATECH INC UTEK 0001227980 DENZEL JOHN E C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 0100Executive VP., OperationsCommon Stock2003-10-304M01500013.375A17193DCommon Stock 2003-10-304M02000013.96A37193DCommon Stock 2003-10-304M01500013.67A52193DCommon Stock2003-10-304S0250031.00D49693DCommon Stock2003-10-304S040 0031.0071D45693DCommon Stock2003-10-304S0200031.01D< /value>43693DCommon Stock2003-10-304S0400031.033D39693DCommon Stock2003-10-304S0250031.04D37193DCommon Stock2003-10-304S020031.10D36993DCommon Stock2003-10-304S0480031.1041D32193DCommon Stock2003-10-304< transactionCode>S0500031.1065D27193DCommon Stock2003-10-304S023 80031.18D3393DCommon Stock2003-10-304S010031.40D3293DCommon Stock2003-10-304S010031.43D3193DCommon Stock2003-10-304S020031.44D2993DCommon Stock2003-10-304S080031.45D2193DCommon Stock13.3752003-10-304M0150000D2000-04-202009-04-19Common Stock150000DCommon Stock13.962003-10-304M0200000D2003-01-292012-01-28Common Stock200000DCommon Stock13.672003-10-304M0150000D2003-07-162012-07-15Common Stock1500045000DThe Option was originally granted for 15,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date , and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).The Option was originally granted for 20,000 shares. The Option shares become exercisable for one hundred percent (100%) of the shares granted upon completion of one year of service measured from grant date.The Option was originally granted for 60,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter.John E. Denzel2003- 10-31 -----END PRIVACY-ENHANCED MESSAGE-----