-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7QOBZ6qCXZYKzIGdYDmR8ciV8c/GiO9ZkJM9GWTfO9vhF4zLI7z+UIQn7pg4O7+ To1TEPoB+zm1ObRZw7wGOA== 0000909791-03-000066.txt : 20031029 0000909791-03-000066.hdr.sgml : 20031029 20031029153854 ACCESSION NUMBER: 0000909791-03-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031028 FILED AS OF DATE: 20031029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ERIK C CENTRAL INDEX KEY: 0001227981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 03963632 BUSINESS ADDRESS: STREET 1: ULRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-28 0000909791 ULTRATECH INC UTEK 0001227981 SMITH ERIK C C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 0100Sr. VP - Worldwide SalesCommon Stock2003-10-284M0750014.25A8188DCommon Stock2003-10-284S0630031.00D1888DCommon Stock2003-10-284S0120031.01D688DCommon Stock14.252003-10-284M075000D2001-01-252010-01-24Common Stock750022500DThe Option was originally granted for 30,000 shares. The Option shares become exercisable as follows: Twenty-four percent (24%) of the option shares upon completion of twelve (12) months of service measured from grant date, and the balance in a series of thirty-eight (38) successive equal monthly installments upon completion of each additional month of service thereafter. The Option was acquired from the Issuer in an exempt transaction under Rule 16b-3(d).Bruce R. Wright, Attorney-in-Fact2003-10-29 -----END PRIVACY-ENHANCED MESSAGE-----