-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeewUKlJgAZQzVYf2K2VKOYLrwrVv2XJ+0LpQeuFCTbNV/i2ziA6duLvv1pmtcj3 3beDPWiFbwh7kCUyV5wiZA== 0000909791-03-000061.txt : 20031021 0000909791-03-000061.hdr.sgml : 20031021 20031021140347 ACCESSION NUMBER: 0000909791-03-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ERIK C CENTRAL INDEX KEY: 0001227981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 03949499 BUSINESS ADDRESS: STREET 1: ULRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-20 0000909791 ULTRATECH INC UTEK 0001227981 SMITH ERIK C C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 0100Sr. VP - Worldwide SalesCommon Stock2003-10-204S0117230.83D1763DCommon Stock2003-10-204S0107530.85D688DShares were acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan in a transaction exempt under SEC Rule 16b-3(c).Bruce R. Wright, Attorney-in-Fact2003-10-21 -----END PRIVACY-ENHANCED MESSAGE-----