-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BT5q/KNW68Puv0dUfD1ILzZrvuBIwJTCxoEgMklaxP4cBQcU+Kn6IIAKj2GoTi2s ln2sKcWp34SllMLdGugECw== 0000909791-03-000045.txt : 20030808 0000909791-03-000045.hdr.sgml : 20030808 20030808175243 ACCESSION NUMBER: 0000909791-03-000045 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030721 FILED AS OF DATE: 20030808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ERIK C CENTRAL INDEX KEY: 0001227981 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 03832794 BUSINESS ADDRESS: STREET 1: ULRATECH STEPPER STREET 2: 3050 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4/A 1 edgar.xml PRIMARY DOCUMENT X0201 4/A2003-07-212003-07-23 0000909791 ULTRATECH INC UTEK 0001227981 SMITH ERIK C C/O ULTRATECH, INC. 3050 ZANKER ROAD SAN JOSE CA 95134 0100Sr. VP - Worldwide SalesEmployee Stock Option (Right to Buy)21.832003-07-214A0600000A2004-07-212013-07-20Common Stock6000060000DOptions become exercisable in a series of successive installments over Reporting Person's continued period of service - Fifty percent (50%) of such option shares become exercisable as follows: Twenty-four percent (24%) of such shares become exercisable upon completion of twelve (12) month of service measured from the date of grant, and balance becomes exercisable in a series of thirty-eight (38) monthly installments over Reporting Pers on's continued period of service following initial vesting date. Fifty percent (50%) of such option shares become exercisable as follows: Twenty-four percent (24%) of such shares become exercisable upon completion of twenty-four (24) months of service measured from the date of grant, and balance becomes exercisable in a series of thirty-eight (38) monthly installments over Reporting Person's continued period of service thereafter.The Option was granted in an exempt transaction pursuant to SEC Rule 16b-3(d).Amended to show correct Expiration Date.Bruce R. Wright, Attorney-in-Fact2003-08-08 -----END PRIVACY-ENHANCED MESSAGE-----