-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LgaYZIcZ3CAhvBr09RDsgkrRES0mbkNQBFX1Frd+HeKVkXD6UpynsTGL1dd8n37t zDFOvc5oMXvFhleTcJMKdw== 0001182489-07-001205.txt : 20071204 0001182489-07-001205.hdr.sgml : 20071204 20071204190022 ACCESSION NUMBER: 0001182489-07-001205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITALSOURCE INC CENTRAL INDEX KEY: 0001241199 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 352206895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 4445 WILLARD AVE STREET 2: 12TH FL CITY: CHEVY CHASE STATE: MD ZIP: 20815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacMahon Douglas M CENTRAL INDEX KEY: 0001384996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284943 BUSINESS ADDRESS: BUSINESS PHONE: (212) 916-3000 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: 390 PARK AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIED RICHARD B CENTRAL INDEX KEY: 0001245637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284945 BUSINESS ADDRESS: BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMDER ANDREW B CENTRAL INDEX KEY: 0001257511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284946 BUSINESS ADDRESS: BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP CENTRAL INDEX KEY: 0001245629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284949 BUSINESS ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284950 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farallon Capital Offshore Investors II, L.P. CENTRAL INDEX KEY: 0001340990 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284948 BUSINESS ADDRESS: STREET 1: HARBOUR CENTRE STREET 2: P.O. BOX 896 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: (415) 421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANDRY MONICA R CENTRAL INDEX KEY: 0001245636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284944 BUSINESS ADDRESS: BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUHAMEL WILLIAM F CENTRAL INDEX KEY: 0001245638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284947 BUSINESS ADDRESS: BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELLIN WILLIAM F CENTRAL INDEX KEY: 0001245634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 071284951 BUSINESS ADDRESS: BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT, L.L.C. STREET 2: ONE MARITIME PLAZA, SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 edgar.xml FORM 4 - X0202 4 2007-11-30 0 0001241199 CAPITALSOURCE INC CSE 0000909661 FARALLON CAPITAL MANAGEMENT LLC ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245629 FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001340990 Farallon Capital Offshore Investors II, L.P. C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245638 DUHAMEL WILLIAM F C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001257511 FREMDER ANDREW B C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 1 0 1 1 Member of Group Owning 10% 0001245637 FRIED RICHARD B C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245636 LANDRY MONICA R C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001384996 MacMahon Douglas M C/O FARALLON CAPITAL MANAGEMENT, L.L.C., ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245634 MELLIN WILLIAM F C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 2100 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% Common Stock, par value $0.01 per share 2007-11-30 4 P 0 41700 16.65 A 9148870 D Common Stock, par value $0.01 per share 2007-12-03 4 P 0 38100 16.89 A 9186970 D Common Stock, par value $0.01 per share 943629 D Common Stock, par value $0.01 per share 2007-11-30 4 P 0 59700 16.65 A 463791 D Common Stock, par value $0.01 per share 2007-12-03 4 P 0 57900 16.89 A 521691 D Common Stock, par value $0.01 per share 9208 D Common Stock, par value $0.01 per share 15309 D Common Stock, par value $0.01 per share 9730 D Common Stock, par value $0.01 per share 2007-11-30 4 P 0 122200 16.65 A 460599 D Common Stock, par value $0.01 per share 2007-12-03 4 P 0 115700 16.89 A 576299 D Common Stock, par value $0.01 per share 11051136 I See Footnotes Common Stock, par value $0.01 per share 11262836 I See Footnotes Common Stock, par value $0.01 per share 17281519 D Common Stock, par value $0.01 per share 17281519 I See Footnotes Common Stock, par value $0.01 per share 2007-11-30 4 P 0 322300 16.65 A 18799982 I See Footnotes Common Stock, par value $0.01 per share 2007-12-03 4 P 0 305200 16.89 A 19105182 I See Footnotes Common Stock, par value $0.01 per share 29851118 I See Footnotes Common Stock, par value $0.01 per share 30368018 I See Footnotes The 30,368,018 Shares of common stock ("Shares") of the Issuer reported on this Form 4 are owned directly by Farallon Capital Partners, L.P. ("FCP"), RR Capital Partners, L.P. ("RR"), Farallon CS Institutional Finance II, L.P. ("FCSLP"), Farallon Capital Institutional Partners, L.P. ("FCIP"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), Tinicum Partners, L.P. ("Tinicum") and Farallon Capital Offshore Investors II, L.P. ("FCOI II") (collectively, the "Farallon Funds") and by a discretionary account (the "Managed Account") managed by Farallon Capital Management, L.L.C. ("FCMLLC"). The footnotes of this Form 4 set forth the ownerships of these securities, as well as the other entities and individuals that may be deemed to beneficially own such securities, and explain the relationships between such entities and individuals. The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in the footnotes of this Form 4 that are not reporting persons on this Form 4 are filing two additional Form 4s on the same date as the filing of this Form 4 as reporting persons with respect to the securities described in this Form 4 (the "Parallel Form 4s"). Although certain of the entities and individuals referenced in footnote (2) of this Form 4 above are not reporting persons on this Form 4, information regarding them is included on this Form 4 for purposes of clarification and convenience only. Such information is duplicative of the information reported by them in the Parallel Form 4s. The amount of securities shown in this row was purchased and is owned directly by FCP. The total number reported in column 5 includes 488,996 Shares received by FCP as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row is owned directly by RR. The total number reported in column 5 includes 50,667 Shares received by RR as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row was purchased and is owned directly by FCIP. The total number reported in column 5 includes 21,697 Shares received by FCIP as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row is owned directly by FCIP II. The amount of securities shown in this row is owned directly by FCIP III. The amount of securities shown in this row is owned directly by Tinicum. The total number reported in column 5 includes 522 Shares received by Tinicum as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row was purchased and is owned directly by FCOI II. The total number reported in column 5 includes 18,169 Shares received by FCOI II as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row is owned directly by the following entities: FCP, RR, FCIP, FCIP II, FCIP III, Tinicum and FCOI II as set forth in footnotes (4) through (10) of this Form 4. As the general partner of each FCP, RR, FCIP, FCIP II, FCIP III, Tinicum and FCOI II, FPLLC may be deemed to be the beneficial owner of the Issuer's securities held by each of such entities. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 or otherwise, except as to securities representing FPLLC's proportionate interest in each of such entities. The amount of securities shown in this row is owned directly by FCSLP. The total number reported in column 5 includes 927,905 Shares received by FCSLP as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. The amount of securities shown in this row is owned directly by FCSLP. As the general partner to FCSLP, Farallon CS Institutional Finance, L.L.C. ("FCSLLC") may be deemed to be the beneficial owner of the Issuer's securities held by FCSLP. FCSLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 or otherwise, except as to securities representing FCSLLC's proportionate interest in FCSLP. The amount of securities shown in column 4 was purchased and is owned directly by the Managed Account. The amount of securities shown in column 5 is owned directly by FCSLP and the Managed Account and also includes 64,226 Shares received by the Managed Account as the reinvestment of Q2 and Q3 cash dividends pursuant to the Issuer's DRIP plan. As the manager to FCSLLC (the general partner to FCSLP) and the Managed Account, FCMLLC may be deemed to be the beneficial owner of the Issuer's securities beneficially owned by each of FCSLP and the Managed Account. FCMLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 or otherwise. The amount of securities shown in this row is owned directly by the Farallon Funds and the Managed Account. Each of William F. Duhamel, Richard B. Fried, Monica R. Landry, Douglas M. MacMahon, William F. Mellin, Stephen L. Millham, Jason E. Moment, Ashish H. Pant, Rajiv A. Patel, Derek C. Schrier, Andrew J. M. Spokes and Mark C. Wehrly (collectively, the "Managing Members"), as a managing member of FPLLC and FCMLLC, and Thomas F. Steyer ("Steyer"), Senior Managing Member of FPLLC and FCMLLC, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds and the Managed Account. Notwithstanding the revocation of the Limited POA granted to Andrew Fremder ("Fremder") (as referenced in prior the Form 4 and Schedule 13D, respectively, filed by Fremder and all of the reporting persons herein), if Fremder and the entities and other individuals identified in this Form 4 were deemed members of a group holding equity securities of the Issuer, all of such entities and persons would be deemed to beneficially own the 30,368,018 Shares of common stock of the Issuer reported on this Table I. Fremder and the entities and other individuals filing this Form 4 expressly disclaim that they are members of any such group and expressly disclaim beneficial ownership for purposes of Section 16 or otherwise of any Shares which would arise through membership in any such group. The Managing Members, Steyer and Fremder disclaim any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 or otherwise. This Form 4 does not include information with respect to any derivative securities previously received as director compensation by Steyer or Fremder. /s/ Monica R. Landry as attorney-in-fact and/or authorized signer for each of FCMLLC and the reporting persons listed in footnotes (8) and (10). 2007-12-04 /s/ Monica R. Landry for herself and as attorney-in-fact and/or authorized signer for herself each of William F. Duhamel, Andrew B. Fremder, Richard B. Fried, Douglas M. MacMahon and William F. Mellin. 2007-12-04 . 2007-12-04 . 2007-12-04 . 2007-12-04 . 2007-12-04 . 2007-12-04 . 2007-12-04 . 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----