-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDQntov3BNvfq8H979THadozMg3baY6JN0+KAwzLnBvLwef48gLtWe9FGOg2DIkg 3ymlVn6z1gVBX3OgEqUUEg== 0001182489-05-000628.txt : 20051012 0001182489-05-000628.hdr.sgml : 20051012 20051012060218 ACCESSION NUMBER: 0001182489-05-000628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051006 FILED AS OF DATE: 20051012 DATE AS OF CHANGE: 20051012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITALSOURCE INC CENTRAL INDEX KEY: 0001241199 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 352206895 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 4445 WILLARD AVE STREET 2: 12TH FL CITY: CHEVY CHASE STATE: MD ZIP: 20815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIED RICHARD B CENTRAL INDEX KEY: 0001245637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133860 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARTIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLWEIN CHARLES E CENTRAL INDEX KEY: 0001275295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133861 BUSINESS ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUHAMEL WILLIAM F CENTRAL INDEX KEY: 0001245638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133862 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARTIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARALLON CS INSTITUTIONAL FINANCE LLC CENTRAL INDEX KEY: 0001258026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133864 BUSINESS ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARALLON CS INSTITUTIONAL FINANCE II LP CENTRAL INDEX KEY: 0001258025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133865 BUSINESS ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133866 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DING CHUN R CENTRAL INDEX KEY: 0001250077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133867 BUSINESS ADDRESS: STREET 1: FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA STE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMDER ANDREW B CENTRAL INDEX KEY: 0001257511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31753 FILM NUMBER: 051133863 BUSINESS ADDRESS: BUSINESS PHONE: 415 421 2132 MAIL ADDRESS: STREET 1: C/O FARALLON CAPITAL MANAGEMENT STREET 2: ONE MARITIME PLAZA SUITE 1325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 edgar.xml FORM 4 - X0202 4 2005-10-06 0 0001241199 CAPITALSOURCE INC CSE 0000909661 FARALLON CAPITAL MANAGEMENT LLC ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001258025 FARALLON CS INSTITUTIONAL FINANCE II LP C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001258026 FARALLON CS INSTITUTIONAL FINANCE LLC C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001250077 DING CHUN R C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245638 DUHAMEL WILLIAM F C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANSICO CA 94111 0 0 1 1 Member of Group Owning 10% 0001275295 ELLWEIN CHARLES E C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 0 0 1 1 Member of Group Owning 10% 0001245637 FRIED RICHARD B C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANSICO CA 94111 0 0 1 1 Member of Group Owning 10% 0001257511 FREMDER ANDREW B C/O FARALLON CAPITAL MANAGEMENT, L.L.C. ONE MARITIME PLAZA, SUITE 1325 SAN FRANCISCO CA 94111 1 0 1 1 Member of Group Owning 10% Common Stock, par value $.01 per share 2005-10-06 4 P 0 192500 22.30 A 7643415 D Common Stock, par value $.01 per share 804899 D Common Stock, par value $.01 per share 8855514 I See Footnotes Common Stock, par value $.01 per share 14740832 D Common Stock, par value $.01 per share 14740832 I See footnotes Common Stock, par value $.01 per share 15241132 I See footnotes Common Stock, par value $.01 per share 24096646 I See Footnotes The aggregate amount of securities reported on this Form 4 is 24,096,646, of which 7,643,415 shares are owned directly by Farallon Capital Partners, L.P. ("FCP"), 804,899 shares are owned directly by RR Capital Partners, L.P. ("RR"), 14,740,832 shares are owned directly by Farallon CS Institutional Finance II, L.P. ("FCSLP", and together with FCP and RR, the "Partnerships"), 500,300 shares are owned directly by a discretionary account (the "Managed Account") managed by Farallon Capital Management, L.L.C. ("FCMLLC") and 407,200 shares are owed directly by the Farallon Funds (as defined below), of which Farallon Partners, L.L.C. ("FPLLC") is the general partner. The footnotes of this Form 4 set forth the ownerships of these entities, as well as the other entities and individuals that may be deemed to beneficially own such securities, and explain the relationships between such entities and individuals. The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. Since the number of reporting persons that may be listed on a Form 4 is limited, the entities listed in footnotes (4), (5) and (7) of this Form 4 and Monica R. Landry, William F. Mellin, Stephen L. Millham, Rajiv A. Patel, Derek C. Schrier, Thomas F. Steyer and Mark C. Wehrly, each as listed in footnote (11) of this Form 4, are filing a separate Form 4 on the same date as the filing of this Form 4 as reporting persons with respect to the securities described in this Form 4. Information regarding these entities and these individual filers is included on this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in such other Form 4. The amount of securities shown in column 4 was purchased directly by, and in column 5 is owned directly by, FCP. The amount of securities shown in column 5 is owned directly by RR. Of the amount of securities shown in column 5, 8,448,314 shares are owned directly by FCP and RR as set forth in footnotes (4) and (5) of this Form 4. The remaining 407,200 shares shown in column 5 are owned directly by the following affiliated entities: 297,000 shares by Farallon Capital Institutional Partners, L.P. ("FCIP"), 8,300 shares by Farallon Capital Institutional Partners II, L.P. ("FCIP II"), 13,800 shares by Farallon Capital Institutional Partners III, L.P. ("FCIP III"), 8,300 shares by Tinicum Partners, L.P. ("Tinicum") and 79,800 shares by Farallon Capital Offshore Investors II, L.P. ("FCOI II", and together with FCIP, FCIP II, FCIP III and Tinicum, the "Farallon Funds"). The Farallon Funds filed a joint Form 3 on the same date as the filing of this Form 4 to report their ownership of such shares. As the general partner to each of FCP, RR and the Farallon Funds, FPLLC may be deemed to be the beneficial owner of the Issuer's securities held by each of FCP, RR and the Farallon Funds. FPLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities representing FPLLC's proportionate interest in FCP, RR and the Farallon Funds. The amount of securities shown in column 5 is owned directly by FCSLP. The amount of securities shown in column 5 is owned directly by FCSLP. As the general partner to FCSLP, Farallon CS Institutional Finance, L.L.C. ("FCSLLC") may be deemed to be the beneficial owner of the Issuer's securities held by FCSLP. FCSLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities representing FCSLLC's proportionate interest in FCSLP. Of the amount of securities shown in column 5, 14,740,832 shares are owned directly by FCSLP and 500,300 shares are owned directly by a discretionary account (the "Managed Account") managed by Farallon Capital Management, L.L.C. ("FCMLLC"). As the manager to FCSLLC (the general partner to FCSLP) and the Managed Account, FCMLLC may be deemed to be the beneficial owner of the Issuer's securities beneficially owned by FCSLLC and the Issuer's securities directly owned by the Managed Account. FCMLLC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended, or otherwise. The amount of securities shown in column 5 is owned directly by the Partnerships, the Farallon Funds and the Managed Account. Each of Chun R. Ding, William F. Duhamel, Charles E. Ellwein, Richard B. Fried, Monica R. Landry, William F. Mellin, Stephen L. Millham, Rajiv A. Patel, Derek C. Schrier and Mark C. Wehrly (collectively, the "Managing Members"), as a managing member of FPLLC and FCMLLC, and Thomas F. Steyer ("Steyer"), Senior Managing Member of FPLLC and FCMLLC, may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships, the Farallon Funds and the Managed Account as referenced in Footnote (1) of this Form 4. Pursuant to Limited Powers of Attorney, dated as of February 1, 2003, Andrew B. Fremder ("Fremder") was granted limited powers of attorney to act for each of FCMLLC and FPLLC with regard to the Issuer's securities directly held by the Partnerships. Such powers of attorney may only be exercised by Fremder jointly with any of the Managing Members or Steyer. As a result of such restriction, Fremder does not by himself have the power to vote, or direct the voting of, the Issuer's securities directly held by the Partnerships. Rather, Fremder shares such power with the Managing Members and Steyer. Pursuant to such powers of attorney, Fremder may be deemed to be a beneficial owner of the Issuer's securities held by the Partnerships, the Farallon Funds and the Managed Account as referenced in Footnote (1) of this Form 4. The Managing Members, Steyer and Fremder disclaim any beneficial ownership of any of the Issuer's securities reported herein for purposes of Rule 16(a)-1(a) under the Securities Exchange Act of 1934, as amended, or otherwise. /s/ Monica R. Landry, as the attorney in fact and/or authorized signer for each of the reporting persons listed in footnotes (8) through (10) 2005-10-11 /s/ Monica R. Landry, as the attorney in fact and/or authorized signer for each of Chun R. Ding, William F. Duhamel, Charles E. Ellwein, Richard B. Fried and Andrew B. Fremder 2005-10-11 . 2005-10-11 . 2005-10-11 . 2005-10-11 . 2005-10-11 . 2005-10-11 . 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----