-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tt0kSAG3gU35MOM1pl/6sjvq0l/XjknfJRJ5tbX/3Cj4pNGX2rGA+mnzTYi/Hk4J 0Lup5y0KHykWIoop6Zhwsw== 0000909661-99-000009.txt : 19991018 0000909661-99-000009.hdr.sgml : 19991018 ACCESSION NUMBER: 0000909661-99-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19991007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-03896 FILM NUMBER: 99724581 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 HOLDINGS REPORT AMENDMENT NO. 1 FORM 13F THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 13, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH WAS DENIED IN PART ON SEPTEMBER 30, 1999 AND, AS TO THOSE PARTS NOT DENIED, WHICH EXPIRES ON FEBRUARY 15, 2000 AND MAY 12, 2000. .......................... OMB Approval .......................... OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response: 24.7 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 1999 Check here if Amendment [x]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [x] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Meridee Moore Managing Member (415) 421-2132 /s/ Meridee Moore San Francisco, California October 7, 1999 Report Type: 13F HOLDINGS REPORT Page 1 of 3 Pages Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $1,084,774 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Page 2 of 3 Pages
FORM 13 F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of CUSIP Value Shrs or Prn SH/PRN Put/Call Investment Other Voting Authority Class (x1000) Amt Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Agouron Pharmaceuticals COM 008488108 7,070 125,000 SH Defined 1 125,000 Inc AirTouch Communications COM 00949T100 195,965 2,028,100 SH Defined 1 2,028,100 Inc American Stores Co New COM 030096101 113,566 3,441,400 SH Defined 1 3,441,400 Ascend Communications COM 043491109 170,354 2,035,600 SH Defined 1 2,035,600 Inc Atlantic Richfield Co COM 048825103 6,205 85,000 SH Defined 1 85,000 Bankers Tr Corp COM 066365107 51,075 578,756 SH Defined 1 578,756 Browning Ferris Inds COM 115885105 9,544 247,500 SH Defined 1 247,500 CIT Group Inc CL A 125577106 8,625 282,200 SH Defined 1 282,200 Coleman Inc New COM 193559101 1,223 148,200 SH Defined 1 148,200 Coltec Inds Inc COM 196879100 26,870 1,477,400 SH Defined 1 1,477,400 Comsat Corp COM 20564D107 17,238 595,700 SH Defined 1 595,700 SER 1 CORT Business Svcs Corp COM 220493100 1,503 65,000 SH Defined 1 65,000 Eastern Utils Assoc COM 277173100 283 10,000 SH Defined 1 10,000 Excite Inc COM 300904109 65,208 466,189 SH Defined 1 466,189 Executive Risk Inc COM 301586103 3,770 53,100 SH Defined 1 53,100 Geocities COM 37247V106 67,759 618,800 SH Defined 1 618,800 Getchell Gold Corp COM 374265106 39,891 1,523,300 SH Defined 1 1,523,300 IXC Communications Inc COM 450713102 5,482 119,500 SH Defined 1 119,500 KN Energy Inc COM 482620101 2,534 127,100 SH Defined 1 127,100 Knoll Inc COM 498904101 985 40,000 SH Defined 1 40,000 Learning Co Inc COM 522008101 41,308 1,424,400 SH Defined 1 1,424,400 McDermott J Ray S A COM P64658100 8,036 269,000 SH Defined 1 269,000 Meyer Fred Inc Del New COM 592907109 26,741 454,200 SH Defined 1 454,200 Morton Intl Inc Ind New COM 619335102 45,713 1,243,900 SH Defined 1 1,243,900 New England Elec Sys COM 644001109 10,806 222,800 SH Defined 1 222,800 Nexstar Pharmaceuticals COM 65333B106 8,964 527,300 SH Defined 1 527,300 Inc North Carolina Nat Gas COM 658221106 2,801 92,200 SH Defined 1 92,200 Corp Pacificorp COM 695114108 37,621 2,180,900 SH Defined 1 2,180,900 Paymentech Inc COM 704384106 6,615 280,000 SH Defined 1 280,000 Platinum Technology COM 72764T101 8,881 350,000 SH Defined 1 350,000 Intl Inc Pool Energy Svcs Co COM 732788104 9,269 617,900 SH Defined 1 617,900 St John Knits Inc COM 790289102 3,492 132,400 SH Defined 1 132,400 Sundstrand Corp COM 867323107 3,128 45,000 SH Defined 1 45,000 Transamerica Corp COM 893485102 75,665 1,065,700 SH Defined 1 1,065,700 UGI Corp New COM 902681105 584 35,000 SH Defined 1 35,000
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