-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NpHOY1rnre6/CCJkj7J00IbPlPaIVxxr2kiZxnt9rUVdTWBJmam0aVE4E3sSkFeq MCKM2Sw1LY9idonByZjH1g== 0000909661-07-000092.txt : 20071114 0000909661-07-000092.hdr.sgml : 20071114 20071114153401 ACCESSION NUMBER: 0000909661-07-000092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 071244256 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 fcm-13fq3_07.txt .......................... OMB Approval .......................... .......................... OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response....22.6 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 2100 San Francisco, California 94111 Form 13F File Number: 028-03896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ---------------------- San Francisco, California November __, 2007 Report Type: 13F Combination Report List of Other Managers Reporting for this Manager: Noonday Asset Management, L.P. Form 13F File Number: 028-11402 ChinaRock Capital Management Limited Form 13F File Number: Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 179 Form 13 F Information Table Value Total: $10,241,193 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 028-06372 Name: Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABB LTD SPONSORED ADR 000375204 11,935 455,000 SH OTHER 01 455,000 ACCREDITED HOME LENDRS HLDG COM 00437P107 20,624 1,767,299 SH OTHER 01 1,767,299 ACE LTD ORD G0070K103 10,541 174,038 SH OTHER 01 174,038 ADOBE SYS INC COM 00724F101 400 9,170 SH OTHER 01 9,170 AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 2,260 2,000,000 PRN OTHER 01 2,000,000 AIRTRAN HLDGS INC COM 00949P108 67,109 6,820,000 SH OTHER 01 6,820,000 ALBEMARLE CORP COM 012653101 397 8,974 SH OTHER 01 8,974 ALIGN TECHNOLOGY INC COM 016255101 46,587 1,839,200 SH OTHER 01 1,839,200 ALKERMES INC COM 01642T108 28,608 1,554,800 SH OTHER 01 1,554,800 ALLERGAN INC COM 018490102 70,595 1,095,000 SH OTHER 01 1,095,000 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 398 31,224 SH OTHER 01 31,224 ALLTEL CORP COM 020039103 161,685 2,320,400 SH OTHER 01 2,320,400 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 125,510 1,961,100 SH OTHER 01 1,961,100 AMKOR TECHNOLOGY INC COM 031652100 116 10,027 SH OTHER 01 10,027 AMR CORP COM 001765106 516 23,156 SH OTHER 01 23,156 AMYLIN PHARMACEUTICALS INC COM 032346108 102,875 2,057,500 SH OTHER 01 2,057,500 APOLLO GROUP INC CL A 037604105 54,859 912,035 SH OTHER 01 912,035 APOLLO INVT CORP COM 03761U106 4,765 229,100 SH OTHER 01 229,100 APPLIED MATLS INC COM 038222105 46,590 2,250,726 SH OTHER 01 2,250,726 ARCH CAP GROUP LTD ORD G0450A105 142,276 1,912,055 SH OTHER 01 1,912,055 ATMEL CORP COM 049513104 114 22,041 SH OTHER 01 22,041 BAKER HUGHES INC COM 057224107 10,844 120,000 SH OTHER 01 120,000 BANCOLOMBIA S A SPON ADR PREF 05968L102 19,525 563,500 SH OTHER 01 563,500 BARE ESCENTUALS INC COM 067511105 7,461 300,000 SH OTHER 01 300,000 BAUSCH & LOMB INC COM 071707103 23,786 371,650 SH OTHER 01 371,650 BEACON ROOFING SUPPLY INC COM 073685109 25,703 2,515,000 SH OTHER 01 2,515,000 BLACKROCK KELSO CAPITAL CORP COM 092533108 2,877 198,400 SH OTHER 01 198,400 BOEING CO COM 097023105 10,101 96,213 SH OTHER 01 96,213 BOSTON SCIENTIFIC CORP COM 101137107 51,300 3,677,400 SH OTHER 01 3,677,400 BURLINGTON NORTHN SANTA FE C COM 12189T104 77,891 959,600 SH OTHER 01 959,600 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 30,017 859,104 SH OTHER 01 859,104 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 9,576 545,000 SH OTHER 01 545,000 CAPELLA EDUCATION COMPANY COM 139594105 36,554 653,800 SH OTHER 01 653,800 CAPITALSOURCE INC COM 14055X102 575,326 28,425,205 SH OTHER 01 28,425,205 CARNIVAL CORP PAIRED CTF 143658300 5,894 121,700 SH OTHER 01 121,700 CEMEX SAB DE CV SPON ADR NEW 151290889 29,004 969,400 SH OTHER 01 969,400 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 401 4,370 SH OTHER 01 4,370 CHARLES RIV LABS INTL INC COM 159864107 4,604 82,000 SH OTHER 01 82,000 CHART INDS INC COM PAR $0.01 16115Q308 13,185 409,974 SH OTHER 01 409,974 CHECK POINT SOFTWARE TECH LT ORD M22465104 525 20,853 SH OTHER 01 20,853 CHESAPEAKE ENERGY CORP COM 165167107 400 11,339 SH OTHER 01 11,339 CITRIX SYS INC COM 177376100 42,336 1,050,000 SH OTHER 01 1,050,000 CLEAR CHANNEL COMMUNICATIONS COM 184502102 59,430 1,587,350 SH OTHER 01 1,587,350 COMCAST CORP NEW CL A SPL 20030N200 97,000 4,048,405 SH OTHER 01 4,048,405 COMCAST CORP NEW CL A 20030N101 43,403 1,795,000 SH OTHER 01 1,795,000 COMCAST CORP NEW CL A 20030N101 14,508 600,000 SH CALL OTHER 01 600,000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 208,279 6,138,500 SH OTHER 01 6,138,500 CONSTELLATION ENERGY GROUP I COM 210371100 21,422 249,700 SH OTHER 01 249,700 CONTINENTAL AIRLS INC CL B 210795308 539 16,328 SH OTHER 01 16,328 CONTINENTAL RESOURCES INC COM 212015101 399 22,019 SH OTHER 01 22,019 CSX CORP COM 126408103 50,127 1,173,100 SH OTHER 01 1,173,100 CTC MEDIA INC COM 12642X106 400 18,233 SH OTHER 01 18,233 CYTYC CORP COM 232946103 161,498 3,389,250 SH OTHER 01 3,389,250 D & E COMMUNICATIONS INC COM 232860106 4,861 341,857 SH OTHER 01 341,857 DIAMOND OFFSHORE DRILLING IN COM 25271C102 399 3,520 SH OTHER 01 3,520 DOLBY LABORATORIES INC COM 25659T107 404 11,600 SH OTHER 01 11,600 E M C CORP MASS COM 268648102 85,151 4,093,800 SH OTHER 01 4,093,800 EAGLE MATERIALS INC COM 26969P108 15,876 444,200 SH OTHER 01 444,200 EBAY INC COM 278642103 398 10,189 SH OTHER 01 10,189 ENERGY PARTNERS LTD COM 29270U105 33,689 2,294,900 SH OTHER 01 2,294,900 ENSCO INTL INC COM 26874Q100 508 9,064 SH OTHER 01 9,064 ENTERGY CORP NEW COM 29364G103 25,751 237,800 SH OTHER 01 237,800 EXELON CORP COM 30161N101 37,062 491,800 SH OTHER 01 491,800 FEDEX CORP COM 31428X106 186,675 1,782,100 SH OTHER 01 1,782,100 FIDELITY NATL INFORMATION SV COM 31620M106 228,124 5,141,400 SH OTHER 01 5,141,400 FOSTER WHEELER LTD SHS NEW G36535139 44,307 337,500 SH OTHER 01 337,500 FREEPORT-MCMORAN COPPER & GO COM 35671D857 57,524 548,420 SH OTHER 01 548,420 FREEPORT-MCMORAN COPPER & GO PFD CONV 35671D782 96,242 622,500 SH OTHER 01 622,500 FRONTIER OIL CORP COM 35914P105 403 9,678 SH OTHER 01 9,678 GAP INC DEL COM 364760108 5,532 300,000 SH PUT OTHER 01 300,000 GARMIN LTD ORD G37260109 398 3,331 SH OTHER 01 3,331 GATX CORP COM 361448103 8,238 192,700 SH OTHER 01 192,700 GEOEYE INC COM 37250W108 24,735 960,565 SH OTHER 01 960,565 GILEAD SCIENCES INC COM 375558103 56,707 1,387,500 SH OTHER 01 1,387,500 GLOBALSANTAFE CORP SHS G3930E101 396 5,205 SH OTHER 01 5,205 GOLDMAN SACHS GROUP INC COM 38141G104 402 1,856 SH OTHER 01 1,856 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 218,590 9,043,850 SH OTHER 01 9,043,850 HARRAHS ENTMT INC COM 413619107 390,989 4,497,750 SH OTHER 01 4,497,750 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 412 9,697 SH OTHER 01 9,697 HERCULES INC COM 427056106 401 19,081 SH OTHER 01 19,081 HERCULES TECH GROWTH CAP INC COM 427096508 37,238 2,806,181 SH OTHER 01 2,806,181 HILLTOP HOLDINGS INC COM 432748101 66,373 5,653,582 SH OTHER 01 5,653,582 HILTON HOTELS CORP COM 432848109 359,368 7,730,000 SH OTHER 01 7,730,000 HOME DEPOT INC COM 437076102 43,859 1,352,000 SH OTHER 01 1,352,000 HOSPIRA INC COM 441060100 75,538 1,822,400 SH OTHER 01 1,822,400 HUNT J B TRANS SVCS INC COM 445658107 40,242 1,530,100 SH OTHER 01 1,530,100 INFORMATICA CORP COM 45666Q102 13,227 842,500 SH OTHER 01 842,500 ISHARES TR MSCI EMERG MKT COM 464287234 119,007 796,300 SH PUT OTHER 01 796,300 ISHARES TR NASDQ BIO INDX COM 464287556 29,424 354,500 SH PUT OTHER 01 354,500 ISHARES TR RUSL 2000 GROW COM 464287648 27,671 325,000 SH PUT OTHER 01 325,000 ISHARES TR RUSSELL 2000 COM 4642876551,526,435 19,070,900 SH PUT OTHER 01 19,070,900 ITT EDUCATIONAL SERVICES INC COM 45068B109 402 3,303 SH OTHER 01 3,303 JDA SOFTWARE GROUP INC COM 46612K108 18,857 912,742 SH OTHER 01 912,742 JMP GROUP INC COM 46629U107 1,642 175,000 SH OTHER 01 175,000 KBR INC COM 48242W106 43,229 1,115,000 SH OTHER 01 1,115,000 KINDRED HEALTHCARE INC COM 494580103 20,973 1,171,000 SH OTHER 01 1,171,000 KKR FINANCIAL HLDGS LLC COM 48248A306 80,006 4,748,151 SH OTHER 01 4,748,151 KNOLOGY INC COM 499183804 72,638 4,341,771 SH OTHER 01 4,341,771 KROGER CO COM 501044101 526 18,454 SH OTHER 01 18,454 KYPHON INC COM 501577100 78,033 1,114,762 SH OTHER 01 1,114,762 LAMAR ADVERTISING CO CL A 512815101 61,702 1,260,000 SH OTHER 01 1,260,000 LAWSON SOFTWARE INC NEW COM 52078P102 52,641 5,258,880 SH OTHER 01 5,258,880 LEAP WIRELESS INTL INC COM NEW 521863308 111,257 1,367,300 SH OTHER 01 1,367,300 LIBERTY GLOBAL INC COM SER A 530555101 19,865 484,268 SH OTHER 01 484,268 LIBERTY GLOBAL INC COM SER C 530555309 14,835 383,725 SH OTHER 01 383,725 LIBERTY MEDIA HLDG CORP CAP COM SER A 53071M302 7,896 63,254 SH OTHER 01 63,254 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 51,339 2,672,500 SH OTHER 01 2,672,500 MAGNA ENTMT CORP CL A 559211107 4,290 1,890,000 SH OTHER 01 1,890,000 MANOR CARE INC NEW COM 564055101 124,243 1,929,237 SH OTHER 01 1,929,237 MANPOWER INC COM 56418H100 405 6,297 SH OTHER 01 6,297 MCDERMOTT INTL INC COM 580037109 57,054 1,055,000 SH OTHER 01 1,055,000 MDS INC COM 55269P302 104,626 4,831,100 SH OTHER 01 4,831,100 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 11,501 1,631,400 SH OTHER 01 1,631,400 MEDICINES CO COM 584688105 52,844 2,967,100 SH OTHER 01 2,967,100 MEMC ELECTR MATLS INC COM 552715104 516 8,768 SH OTHER 01 8,768 MI DEVS INC CL A SUB VTG 55304X104 97,261 2,937,500 SH OTHER 01 2,937,500 MICROSOFT CORP COM 594918104 41,775 1,418,017 SH OTHER 01 1,418,017 MONSTER WORLDWIDE INC COM 611742107 406 11,931 SH OTHER 01 11,931 MOSAIC CO COM 61945A107 396 7,391 SH OTHER 01 7,391 NABORS INDUSTRIES LTD SHS G6359F103 400 12,988 SH OTHER 01 12,988 NATIONAL OILWELL VARCO INC COM 637071101 393 2,722 SH OTHER 01 2,722 NATIONAL SEMICONDUCTOR CORP COM 637640103 522 19,230 SH OTHER 01 19,230 NEKTAR THERAPEUTICS NOTE 3.250% 9/2 640268AH1 9,016 10,500,000 PRN OTHER 01 10,500,000 NETWORK APPLIANCE INC COM 64120L104 78,241 2,907,500 SH OTHER 01 2,907,500 NOBLE CORPORATION SHS G65422100 397 8,101 SH OTHER 01 8,101 NOKIA CORP SPONSORED ADR 654902204 126,550 3,336,400 SH OTHER 01 3,336,400 NORTHWEST AIRLS CORP COM 667280408 6,091 342,202 SH OTHER 01 342,202 NOVELL INC COM 670006105 134 17,487 SH OTHER 01 17,487 NRG ENERGY INC COM NEW 629377508 128,244 3,032,500 SH OTHER 01 3,032,500 OIL STS INTL INC COM 678026105 525 10,869 SH OTHER 01 10,869 ORACLE CORP COM 68389X105 124,522 5,751,609 SH OTHER 01 5,751,609 ORBITZ WORLDWIDE INC COM 68557K109 21,155 1,873,800 SH OTHER 01 1,873,800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 401 5,221 SH OTHER 01 5,221 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1,916 110,000 SH OTHER 01 110,000 PAYCHEX INC COM 704326107 394 9,602 SH OTHER 01 9,602 PHH CORP COM 693320202 159,732 1,995,400 SH PUT OTHER 01 1,995,400 POTASH CORP SASK INC COM 73755L107 109,611 1,037,000 SH OTHER 01 1,037,000 PRICELINE COM INC COM NEW 741503403 522 5,882 SH OTHER 01 5,882 QUALCOMM INC COM 747525103 47,221 1,117,391 SH OTHER 01 1,117,391 QUALCOMM INC COM 747525103 25,356 600,000 SH CALL OTHER 01 600,000 QWEST COMMUNICATIONS INTL IN COM 749121109 120 13,151 SH OTHER 01 13,151 RAM ENERGY RESOURCES INC COM 75130P109 3,692 764,370 SH OTHER 01 764,370 RED HAT INC COM 756577102 19,324 972,500 SH OTHER 01 972,500 REPUBLIC SVCS INC COM 760759100 10,958 335,000 SH OTHER 01 335,000 ROGERS COMMUNICATIONS INC CL B 775109200 36,072 790,500 SH OTHER 01 790,500 ROTECH HEALTHCARE INC COM 778669101 505 427,760 SH OTHER 01 427,760 ROWAN COS INC COM 779382100 505 13,798 SH OTHER 01 13,798 SAVVIS INC COM NEW 805423308 393 10,137 SH OTHER 01 10,137 SCHWAB CHARLES CORP NEW COM 808513105 103,143 4,775,158 SH OTHER 01 4,775,158 SEAGATE TECHNOLOGY SHS G7945J104 176,850 6,913,600 SH OTHER 01 6,913,600 SEALED AIR CORP NEW COM 81211K100 52,398 2,050,000 SH OTHER 01 2,050,000 SEALY CORP COM 812139301 83,843 5,971,700 SH OTHER 01 5,971,700 SHAW GROUP INC COM 820280105 10,313 177,500 SH OTHER 01 177,500 SHERWIN WILLIAMS CO COM 824348106 36,030 548,317 SH OTHER 01 548,317 SOTHEBYS COM 835898107 528 11,056 SH OTHER 01 11,056 SOUTHERN COPPER CORP COM 84265V105 542 4,376 SH OTHER 01 4,376 SOUTHWEST AIRLS CO COM 844741108 92,072 6,221,100 SH OTHER 01 6,221,100 SPDR TR UNIT SER 1 COM 78462F103 21,361 140,000 SH CALL OTHER 01 140,000 SPDR TR UNIT SER 1 COM 78462F103 83,919 550,000 SH PUT OTHER 01 550,000 STAPLES INC COM 855030102 180,731 8,410,000 SH OTHER 01 8,410,000 STATION CASINOS INC COM 857689103 3,753 42,900 SH OTHER 01 42,900 SUN MICROSYSTEMS INC COM 866810104 120 21,467 SH OTHER 01 21,467 SUPERIOR ENERGY SVCS INC COM 868157108 393 11,079 SH OTHER 01 11,079 TEEKAY CORPORATION COM Y8564W103 398 6,766 SH OTHER 01 6,766 TEXAS INDS INC COM 882491103 399 5,077 SH OTHER 01 5,077 TIME WARNER CABLE INC CL A 88732J108 178,945 5,455,638 SH OTHER 01 5,455,638 TOWN SPORTS INTL HLDGS INC COM 89214A102 81,089 5,331,279 SH OTHER 01 5,331,279 TREEHOUSE FOODS INC COM 89469A104 56,940 2,105,000 SH OTHER 01 2,105,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 23,289 350,000 SH OTHER 01 350,000 URS CORP NEW COM 903236107 20,977 371,600 SH OTHER 01 371,600 UTI WORLDWIDE INC ORD G87210103 402 17,510 SH OTHER 01 17,510 VULCAN MATLS CO COM 929160109 405 4,546 SH OTHER 01 4,546 WELLPOINT INC COM 94973V107 237,276 3,006,534 SH OTHER 01 3,006,534 WENDYS INTL INC COM 950590109 189,736 5,435,000 SH OTHER 01 5,435,000 WHIRLPOOL CORP COM 963320106 513 5,759 SH OTHER 01 5,759 WILEY JOHN & SONS INC CL A 968223206 404 8,992 SH OTHER 01 8,992 WILLIAMS COS INC DEL COM 969457100 129,179 3,792,700 SH OTHER 01 3,792,700 WYNDHAM WORLDWIDE CORP COM 98310W108 25,825 788,300 SH OTHER 01 788,300 ZIMMER HLDGS INC COM 98956P102 9,719 120,000 SH OTHER 01 120,000
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