-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTibCAALtaK7I0U2b0cvHEeV32Krwh6ypQFZdZWp4MAzKF8r9/q8HFX8ps/OQhHI +L1/e8BHzxZ0GgC61QWlJg== 0000909661-07-000026.txt : 20070214 0000909661-07-000026.hdr.sgml : 20070214 20070214123937 ACCESSION NUMBER: 0000909661-07-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 07616755 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 faralloncm-13f_hrq42006.txt .......................... OMB Approval .......................... OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response....22.6 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------ San Francisco, California February 14, 2007 Report Type: 13F Combination Report List of Other Managers Reporting for this Manager: Noonday Asset Management, L.P. Form 13F File Number: 28-11402 Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 142 Form 13 F Information Table Value Total: $9,539,924 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 VOTING VALUE SHARES/ SH/ PUT/ INVSTMT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COM 885535104 6,987 1,700,000 SH OTHER 01 1,700,000 ABB LTD SPONSORED ADR 000375204 19,897 1,106,600 SH OTHER 01 1,106,600 ACCREDITED HOME LENDRS HLDG COM 00437P107 54,016 1,975,000 SH OTHER 01 1,975,000 AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 2,221 2,000,000 PRN OTHER 01 2,000,000 AFFORDABLE RESIDENTIAL CMTYS COM 008273104 53,031 4,552,000 SH OTHER 01 4,552,000 AIRTRAN HLDGS INC COM 00949P108 40,855 3,480,000 SH OTHER 01 3,480,000 AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 11,531 255,000 SH OTHER 01 255,000 AMKOR TECHNOLOGY INC COM 031652100 176 18,809 SH OTHER 01 18,809 AMR CORP COM 001765106 17,820 589,490 SH OTHER 01 589,490 AMYLIN PHARMACEUTICALS INC COM 032346108 89,544 2,482,500 SH OTHER 01 2,482,500 APOLLO GROUP INC CL A 037604105 14,419 370,000 SH OTHER 01 370,000 ARBOR RLTY TR INC COM 038923108 19,775 657,200 SH OTHER 01 657,200 ARCH CAP GROUP LTD ORD G0450A105 129,274 1,912,055 SH OTHER 01 1,912,055 ASIAINFO HLDGS INC COM 04518A104 11,520 1,500,000 SH OTHER 01 1,500,000 ATHEROGENICS INC COM 047439104 6,855 691,728 SH OTHER 01 691,728 AVIS BUDGET GROUP COM 053774105 1,670 77,000 SH OTHER 01 77,000 BAIDU COM INC SPON ADR REP A 056752108 15,213 135,000 SH OTHER 01 135,000 BED BATH & BEYOND INC COM 075896100 48,578 1,275,000 SH OTHER 01 1,275,000 BELLSOUTH CORP COM 079860102 141,483 2,986,850 SH OTHER 01 2,986,850 BOSTON SCIENTIFIC CORP COM 101137107 87,704 5,105,000 SH OTHER 01 5,105,000 BROCADE COMMUNICATIONS SYS I COM 111621108 173 21,011 SH OTHER 01 21,011 BUILDERS FIRSTSOURCE INC COM 12008R107 187 10,472 SH OTHER 01 10,472 CALLON PETE CO DEL COM 13123X102 174 11,563 SH OTHER 01 11,563 CAPELLA EDUCATION COMPANY COM 139594105 14,429 595,000 SH OTHER 01 595,000 CAPITALSOURCE INC COM 14055X102 757,389 27,733,036 SH OTHER 01 27,733,036 CARDINAL HEALTH INC COM 14149Y108 47,678 740,000 SH OTHER 01 740,000 CASCADE MICROTECH INC COM 147322101 6,419 490,000 SH OTHER 01 490,000 CASELLA WASTE SYS INC CL A 147448104 14,407 1,178,002 SH OTHER 01 1,178,002 CELANESE CORP DEL COM SER A 150870103 265 10,243 SH OTHER 01 10,243 CENTRAL EUROPEAN DIST CORP COM 153435102 1,782 60,000 SH OTHER 01 60,000 CHARLES RIV LABS INTL INC COM 159864107 91,474 2,115,000 SH OTHER 01 2,115,000 CHART INDS INC COM PAR $0.01 16115Q308 8,157 503,200 SH OTHER 01 503,200 CHINA TECHFAITH WIRLS COMM T SPONSORED ADR 169424108 2,965 275,000 SH OTHER 01 275,000 CHIPMOS TECH BERMUDA LTD SHS G2110R106 199 29,309 SH OTHER 01 29,309 CITADEL BROADCASTING CORP NOTE 1.875% 2/1 17285TAB2 11,802 14,240,000 PRN OTHER 01 14,240,000 CITIZENS COMMUNICATIONS CO COM 17453B101 249 17,305 SH OTHER 01 17,305 CLEAR CHANNEL COMMUNICATIONS COM 184502102 211,314 5,945,800 SH OTHER 01 5,945,800 COMCAST CORP NEW CL A SPL 20030N200 117,683 2,810,000 SH OTHER 01 2,810,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 34,937 1,655,000 SH OTHER 01 1,655,000 CONTINENTAL AIRLS INC CL B 210795308 72,423 1,755,703 SH OTHER 01 1,755,703 COSTCO WHSL CORP NEW COM 22160K105 9,913 187,500 SH OTHER 01 187,500 CUBIST PHARMACEUTICALS INC COM 229678107 42,156 2,327,800 SH OTHER 01 2,327,800 D & E COMMUNICATIONS INC COM 232860106 4,379 346,157 SH OTHER 01 346,157 E M C CORP MASS COM 268648102 85,272 6,460,000 SH OTHER 01 6,460,000 EBAY INC COM 278642103 27,815 925,000 SH OTHER 01 925,000 EDISON INTL COM 281020107 50,028 1,100,000 SH OTHER 01 1,100,000 EMBARQ CORP COM 29078E105 10,978 208,872 SH OTHER 01 208,872 ESCHELON TELECOM INC COM 296290109 853 43,041 SH OTHER 01 43,041 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2,282 95,551 SH OTHER 01 95,551 FIDELITY NATL INFORMATION SV COM 31620M106 171,144 4,269,000 SH OTHER 01 4,269,000 FIRST DATA CORP COM 319963104 26,355 1,032,700 SH OTHER 01 1,032,700 FLORIDA ROCK INDS INC COM 341140101 28,736 667,500 SH OTHER 01 667,500 FREEPORT-MCMORAN COPPER & CL B 35671D857 13,683 245,516 SH OTHER 01 245,516 GEOEYE INC COM 37250W108 14,211 734,438 SH OTHER 01 734,438 GOLF TR AMER INC COM 38168B103 165 112,200 SH OTHER 01 112,200 GOOGLE INC CL A 38259P508 38,680 84,000 SH OTHER 01 84,000 GREY WOLF INC COM 397888108 174 25,395 SH OTHER 01 25,395 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 279,797 10,359,000 SH OTHER 01 10,359,000 HARRAHS ENTMT INC COM 413619107 372,054 4,497,750 SH OTHER 01 4,497,750 HAYES LEMMERZ INTL INC COM NEW 420781304 3,319 848,800 SH OTHER 01 848,800 HERCULES TECH GROWTH CAP INC COM 427096508 26,700 1,873,701 SH OTHER 01 1,873,701 HILTON HOTELS CORP COM 432848109 155,480 4,455,000 SH OTHER 01 4,455,000 HURRAY HLDGS CO LTD SPONSORED ADR 447773102 3,720 600,000 SH OTHER 01 600,000 INTERSTATE HOTELS & RESRTS COM 46088S106 190 25,500 SH OTHER 01 25,500 INVITROGEN CORP COM 46185R100 28,912 510,900 SH OTHER 01 510,900 ISHARES TR DJ US REAL EST COM 464287739 53,761 645,000 SH PUT OTHER 01 645,000 ISHARES TR MSCI EMERG MKT COM 464287234 38,247 335,000 SH PUT OTHER 01 335,000 ISHARES TR NASDQ BIO INDX COM 464287556 78,833 1,013,800 SH PUT OTHER 01 1,013,800 ISHARES TR RUSSELL 2000 COM 464287655 1,647,213 21,110,000 SH PUT OTHER 01 21,110,000 J CREW GROUP INC COM 46612H402 18,697 485,000 SH OTHER 01 485,000 JDA SOFTWARE GROUP INC COM 46612K108 17,448 1,267,100 SH OTHER 01 1,267,100 KINDRED HEALTHCARE INC COM 494580103 19,443 770,000 SH OTHER 01 770,000 KKR FINL CORP COM 482476306 85,672 3,197,900 SH OTHER 01 3,197,900 KNOLOGY INC COM 499183804 26,595 2,499,510 SH OTHER 01 2,499,510 LEAP WIRELESS INTL INC COM NEW 521863308 104,721 1,760,900 SH OTHER 01 1,760,900 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 117,017 5,425,000 SH OTHER 01 5,425,000 LOEWS CORP CAROLNA GP STK 540424207 254 3,926 SH OTHER 01 3,926 MAGNA ENTMT CORP CL A 559211107 8,524 1,890,000 SH OTHER 01 1,890,000 MARATHON OIL CORP COM 565849106 239 2,587 SH OTHER 01 2,587 MASTERCARD INC CL A 57636Q104 134,803 1,368,700 SH OTHER 01 1,368,700 MDS INC COM 55269P302 9,760 535,000 SH OTHER 01 535,000 MEDECISION INC COM 58406P102 3,750 375,000 SH OTHER 01 375,000 MEDICINES CO COM 584688105 65,819 2,075,000 SH OTHER 01 2,075,000 MI DEVS INC CL A SUB VTG 55304X104 99,214 2,779,100 SH OTHER 01 2,779,100 MICROSOFT CORP COM 594918104 215,365 7,212,500 SH OTHER 01 7,212,500 MILLS CORP COM 601148109 122,900 6,145,000 SH OTHER 01 6,145,000 NETEASE COM INC SPONSORED ADR 64110W102 3,738 200,000 SH CALL OTHER 01 200,000 NEWFIELD EXPL CO COM 651290108 238 5,177 SH OTHER 01 5,177 NEWS CORP CL A 65248E104 63,688 2,965,000 SH OTHER 01 2,965,000 ORACLE CORP COM 68389X105 145,491 8,488,399 SH OTHER 01 8,488,399 PAPA JOHNS INTL INC COM 698813102 4,642 160,000 SH OTHER 01 160,000 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 26,933 350,000 SH PUT OTHER 01 350,000 PHELPS DODGE CORP COM 717265102 42,046 351,200 SH OTHER 01 351,200 PHH CORP COM NEW 693320202 131,514 4,555,400 SH OTHER 01 4,555,400 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 63,120 1,234,500 SH OTHER 01 1,234,500 PRIMEDIA INC COM 74157K101 3,253 1,925,000 SH OTHER 01 1,925,000 PT INDOSAT TBK SPONSORED ADR 744383100 6,812 176,700 SH OTHER 01 176,700 QUALCOMM INC COM 747525103 46,742 1,236,900 SH CALL OTHER 01 1,236,900 QUALCOMM INC COM 747525103 167,599 4,435,000 SH OTHER 01 4,435,000 QUANTUM CORP COM DSSG 747906204 508 218,800 SH OTHER 01 218,800 RAM ENERGY RESOURCES INC COM 75130P109 4,212 764,370 SH OTHER 01 764,370 REALNETWORKS INC COM 75605L104 175 16,014 SH OTHER 01 16,014 REALOGY CORP COM 75605E100 72,086 2,377,500 SH OTHER 01 2,377,500 REDBACK NETWORKS INC COM NEW 757209507 29,928 1,200,000 SH OTHER 01 1,200,000 ROGERS COMMUNICATIONS INC CL B 775109200 20,536 690,000 SH OTHER 01 690,000 ROTECH HEALTHCARE INC COM 778669101 958 427,760 SH OTHER 01 427,760 RYANAIR HLDGS PLC SPONSORED ADR 783513104 810 9,934 SH OTHER 01 9,934 SANDERSON FARMS INC COM 800013104 20,491 676,500 SH OTHER 01 676,500 SEAGATE TECHNOLOGY SHS G7945J104 70,978 2,678,400 SH OTHER 01 2,678,400 SEALED AIR CORP NEW COM 81211K100 66,543 1,025,000 SH OTHER 01 1,025,000 SEALY CORP COM 812139301 65,638 4,450,000 SH OTHER 01 4,450,000 SHANGHAI CENTURY ACQUISIT CO SHS G80637104 3,680 503,400 SH OTHER 01 503,400 SHAW COMMUNICATIONS INC CL B CONV 82028K200 29,170 921,400 SH OTHER 01 921,400 SHERWIN WILLIAMS CO COM 824348106 68,728 1,080,961 SH OTHER 01 1,080,961 SOUTHWEST AIRLS CO COM 844741108 129,760 8,470,000 SH OTHER 01 8,470,000 SPIRIT FIN CORP COM 848568309 63,924 5,126,200 SH OTHER 01 5,126,200 SPRINT NEXTEL CORP COM FON 852061100 65,594 3,472,436 SH OTHER 01 3,472,436 STATION CASINOS INC COM 857689103 50,105 613,500 SH OTHER 01 613,500 STEEL DYNAMICS INC COM 858119100 246 7,588 SH OTHER 01 7,588 SUN MICROSYSTEMS INC COM 866810104 63 11,621 SH OTHER 01 11,621 SYSTEMAX INC COM 871851101 228 13,053 SH OTHER 01 13,053 TARGET CORP COM 87612E106 210,229 3,685,000 SH OTHER 01 3,685,000 TECK COMINCO LTD CL B 878742204 55,790 740,000 SH OTHER 01 740,000 TELIK INC COM 87959M109 3,544 800,000 SH OTHER 01 800,000 TOWN SPORTS INTL HLDGS INC COM 89214A102 87,859 5,331,279 SH OTHER 01 5,331,279 TREEHOUSE FOODS INC COM 89469A104 49,764 1,595,000 SH OTHER 01 1,595,000 TRM CORP COM 872636105 1,571 734,274 SH OTHER 01 734,274 TYCO INTL LTD NEW COM 902124106 55,024 1,810,000 SH OTHER 01 1,810,000 U S AIRWAYS GROUP INC COM 90341W108 85,547 1,588,616 SH OTHER 01 1,588,616 UAL CORP COM NEW 902549807 136,400 3,100,000 SH OTHER 01 3,100,000 UNITED STATES STL CORP NEW COM 912909108 246 3,370 SH OTHER 01 3,370 UNITED THERAPEUTICS CORP DEL COM 91307C102 28,207 518,800 SH OTHER 01 518,800 UNIVISION COMMUNICATIONS INC CL A 914906102 185,046 5,224,350 SH OTHER 01 5,224,350 VAALCO ENERGY INC COM NEW 91851C201 160 23,748 SH OTHER 01 23,748 VULCAN MATLS CO COM 929160109 4,943 55,000 SH OTHER 01 55,000 WAL MART STORES INC COM 931142103 45,372 982,500 SH OTHER 01 982,500 WELLPOINT INC COM 94973V107 382,857 4,865,386 SH OTHER 01 4,865,386 WENDYS INTL INC COM 950590109 114,735 3,467,361 SH OTHER 01 3,467,361 WILLIAMS COS INC DEL COM 969457100 87,502 3,350,000 SH OTHER 01 3,350,000 WILLIAMS SONOMA INC COM 969904101 37,728 1,200,000 SH OTHER 01 1,200,000 WYNDHAM WORLDWIDE CORP COM 98310W108 65,045 2,031,400 SH OTHER 01 2,031,400 XTO ENERGY INC COM 98385X106 232 4,928 SH OTHER 01 4,928
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