-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TTwa8Hl4uWnwWAOqpGL2AjOU70DK5+FGHdAjcBwQ5SynrVtSvjS28U1AtQgJW1ij mOxYmGUs+ENIgm8KGhruhQ== 0000909661-04-000089.txt : 20041112 0000909661-04-000089.hdr.sgml : 20041111 20041112165235 ACCESSION NUMBER: 0000909661-04-000089 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 041140140 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 farallon13fhr2004q3.txt -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California November 12, 2004 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 114 Form 13 F Information Table Value Total: $ 4,938,126 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Farallon Capital Management FORM 13F 30-Sep-04 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - --------------------------- ---------------- --------- -------- ---------- --- ---- ------- -------- ---------- ------ ---- Aclara Biosciences Inc. COM 00461P106 2,690 682,685 SH Other 1 682,685 Agere Systems Inc CL B 00845V209 10,165 9,966,100 SH Other 1 9,966,100 Agere Systems Inc CL A 00845V100 120 117,600 SH Other 1 117,600 Alaska Comm Systems Group COM 01167P101 1,029 183,673 SH Other 1 183,673 Allied Waste Pfd PFD 019589605 47,934 947,900 SH Other 1 947,900 Amdocs Ltd ORD G02602103 3,962 181,500 SH Other 1 181,500 America Movil SPONS ADR L SHS 02364W105 3,318 85,000 SH Other 1 85,000 American Home Mortgage Inv. COM 02660R107 11,158 399,200 SH Other 1 399,200 Ameristar Casinos COM 03070Q101 6,534 216,012 SH Other 1 216,012 Amylin Pharmaceuticals Inc COM 032346108 102,313 4,986,000 SH Other 1 4,986,000 Anchor Glass Container Corp COM NEW 03304B300 718 87,443 SH Other 1 87,443 Anthem Inc. COM 03674B104 135,935 1,558,000 SH Other 1 1,558,000 Arbor Realty Trust Inc COM 038923108 7,881 355,000 SH Other 1 355,000 Arch Capital Group ORD G0450A105 43,445 1,115,688 SH Other 1 1,115,688 AT&T Wireless Grp. COM 00209A106 754,302 51,035,300 SH Other 1 51,035,300 Atherogenics Inc. COM 047439104 82,375 2,500,000 SH Other 1 2,500,000 Autonation In COM 05329W102 13,099 766,900 SH Other 1 766,900 Autozone Inc. COM 053332102 5,408 70,000 SH Other 1 70,000 Banco Latinoamericano Exp CL E P16994132 48,149 3,136,712 SH Other 1 3,136,712 Bank of America COM 060505104 371,709 8,578,571 SH Other 1 8,578,571 Bay View Capital Corporatio COM 07262L309 1,991 120,990 SH Other 1 120,990 Beasley Broadcast Group A COM 074014101 3,373 214,830 SH Other 1 214,830 Boise Cascade COM 097383103 102,365 3,075,864 SH Other 1 3,075,864 Bruker Biosciences Corp COM 116794108 11,334 3,275,763 SH Other 1 3,275,763 Caesars Entertainment Inc. COM 127687101 164,661 9,860,000 SH Other 1 9,860,000 Capital Lease Funding Inc. COM 140288101 2,663 241,200 SH Other 1 241,200 CapitalSource Inc COM 14055X102 513,745 22,996,646 SH Other 1 22,996,646 Catalytica Energy Systems COM 148884109 4,937 2,274,960 SH Other 1 2,274,960 Cemex SA SPONS ADR 5 ORD 151290889 40,339 1,433,500 SH Other 1 1,433,500 Charter Communications '05 NOTE 5.75% 10/01 16117MAB3 28,767 31,525,000 PRN Other 1 31,525,000 CIA Vale Do Rio Doce ADR COM 204412209 6,179 275,000 SH Other 1 275,000 Citadel Broadcasting NOTE 1.875% 2/1 17285TAB2 10,523 12,500,000 PRN Other 1 12,500,000 Citigroup Inc W EXP 99/99/9999 172967127 11,267 7,934,796 SH Other 1 7,934,796 Citizens Communications COM 17453B101 21,199 1,583,200 SH Other 1 1,583,200 City Investing Co Liq. Tr UNIT BEN INT 177900107 24,271 12,383,151 SH Other 1 12,383,151 Columbia Laboratories Inc. COM 197779101 6,686 2,192,000 SH Other 1 2,192,000 Community First Bankshares COM 203902101 9,642 300,763 SH Other 1 300,763 Compania Anonima Nat. Tele. SPON ADR D 204421101 8,780 389,700 SH Other 1 389,700 Corgentech Inc. COM 21872P105 36,985 2,166,683 SH Other 1 2,166,683 Corrections Corp of America COM NEW 22025Y407 45,968 1,300,000 SH Other 1 1,300,000 Countrywide Financial Corp COM 222372104 37,224 945,000 SH Other 1 945,000 Cox Communications COM 224044107 8,283 250,000 SH Other 1 250,000 CSG Systems Intl Inc COM 126349109 12,013 779,540 SH Other 1 779,540 Cypress Semiconductor '08 NOTE 1.25% 6/1 232806AH2 8,561 8,900,000 PRN Other 1 8,900,000 D&E Communications COM 232860106 3,146 273,567 SH Other 1 273,567 DPL Inc. COM 233293109 144,811 7,036,500 SH Other 1 7,036,500 DST Systems Inc. COM 233326107 30,146 677,900 SH Other 1 677,900 Eagle Materials Inc. CL B 26969P207 1,799 26,075 SH Other 1 26,075 Emmis Communications CL A 291525103 6,231 345,000 SH Other 1 345,000 Entravision Comm. CL A 29382R107 348 45,683 SH Other 1 45,683 Federal Home Loan MTG Corp COM 313400301 44,853 687,500 SH Other 1 687,500 Freeport-McMoran Copper CL B 35671D857 31,043 766,500 SH Other 1 766,500 Gartner Group Inc. CL B 366651206 2,445 211,712 SH Other 1 211,712 Golf Trust of America COM 38168B103 284 112,200 SH Other 1 112,200 Grupo Televisa SA ADR SP ADR REP ORD 40049J206 24,003 455,200 SH Other 1 455,200 Hayes Lemmerz International COM 420781304 8,042 791,500 SH Other 1 791,500 Ilex Oncology Inc. COM 451923106 6,293 250,000 SH Other 1 250,000 Insurance Auto Auctions COM 457875102 7,046 410,844 SH Other 1 410,844 Jackson Hewitt Tax Svc COM 468202106 16,587 819,900 SH Other 1 819,900 Juniper Networks Inc COM 48203R104 11,767 498,590 SH Other 1 498,590 Knology Inc. COM 499183804 339 81,680 SH Other 1 81,680 KT Corp SPONS ADR 48268K101 566 31,300 SH Other 1 31,300 Laboratory Crp of Amer Hldg COM NEW 50540R409 85,910 1,965,000 SH Other 1 1,965,000 LECG Corp COM 523234102 1,681 99,400 SH Other 1 99,400 Libbey Inc. COM 529898108 14,904 797,000 SH Other 1 797,000 Liberty Media COM SER A 530718105 42,629 4,888,700 SH Other 1 4,888,700 Liberty Media Intl COM SER A 530719103 14,057 421,352 SH Other 1 421,352 Ligand Pharmaceuticals NOTE 6% 11/1 53220KAB4 33,018 18,800,000 PRN Other 1 18,800,000 LSI Logic NOTE 4% 11/0 502161AG7 12,430 12,500,000 PRN Other 1 12,500,000 Magna Entertainment A CL A 559211107 6,893 1,264,700 SH Other 1 1,264,700 Mandalay Resort Group COM 562567107 211,792 3,085,100 SH Other 1 3,085,100 Medtronic Inc. DBCV 1.25% 9/1 585055AB2 50,615 49,320,000 PRN Other 1 49,320,000 Methanex Corp COM 59151K108 24,112 1,600,000 SH Other 1 1,600,000 MI Developments Inc Cl A CL A SUB VTG 55304X104 35,250 1,393,300 SH Other 1 1,393,300 Midas Inc COM 595626102 11,398 703,600 SH Other 1 703,600 Montpelier Re Holdings COM G62185106 29,370 800,700 SH Other 1 800,700 MTR Gaming Group Inc. COM 553769100 12,850 1,378,780 SH Other 1 1,378,780 Mueller Industries Inc. COM 624756102 8,590 200,000 SH Other 1 200,000 Nat'l Commerce Financial Co COM 63545P104 94,352 2,714,800 SH Other 1 2,714,800 Newcastle Investment Corp COM 65105M108 2,646 86,200 SH Other 1 86,200 NPS Pharmaceuticals NOTE 3% 6/1 62936PAB9 60,192 62,700,000 PRN Other 1 62,700,000 NPS Pharmaceuticals Inc. COM 62936P103 8,024 368,400 SH Other 1 368,400 OSI Pharmaceuticals Inc. COM 671040103 4,100 66,705 SH Other 1 66,705 Peoplesoft Inc COM 712713106 53,595 2,700,000 SH Other 1 2,700,000 PG&E Corporation COM 69331C108 139,627 4,592,997 SH Other 1 4,592,997 Pharmacyclics Inc. COM 716933106 16,398 1,590,500 SH Other 1 1,590,500 Phelps Dodge Corp COM 717265102 43,825 476,200 SH Other 1 476,200 Platinum Underwriters Holdi COM G7127P100 58,261 1,989,800 SH Other 1 1,989,800 Potash Corp of Saskatchewan COM 73755L107 49,347 769,000 SH Other 1 769,000 Prime Hospitality Corp COM 741917108 3,433 282,100 SH Other 1 282,100 Province Healthcare Co. COM 743977100 38,597 1,845,000 SH Other 1 1,845,000 Quantum Corp COM DSSG 747906204 7,398 3,202,700 SH Other 1 3,202,700 Quantum Corp NOTE 4.375% 8/0 747906AE5 5,021 5,650,000 PRN Other 1 5,650,000 Register.com COM 75914G101 12,449 2,301,154 SH Other 1 2,301,154 Rouse Co. COM 779273101 194,614 2,909,900 SH Other 1 2,909,900 Sanofi-Aventis ADR SPONS ADR 80105N105 1,641 44,827 SH Other 1 44,827 Sappi Ltd. SP0NS ADR NEW 803069202 23,070 1,611,000 SH Other 1 1,611,000 Scitex Corp Ltd (ord) ORD 809090103 470 116,700 SH Other 1 116,700 Seagate Technology Holdings SHS G7945J104 1,524 112,700 SH Other 1 112,700 Sealed Air Corp COM 81211K100 55,620 1,200,000 SH Other 1 1,200,000 Shanda Interactive Ent. ADR SPONS ADR 81941Q203 4,772 199,000 SH Other 1 199,000 Sina Corp NOTE 7/1 82922RAB9 30,407 23,300,000 PRN Other 1 23,300,000 Southtrust Corp COM 844730101 93,727 2,249,800 SH Other 1 2,249,800 Synopsys Inc. COM 871607107 8,296 526,400 SH Other 1 526,400 Telik Inc. COM 87959M109 29,775 1,335,200 SH Other 1 1,335,200 TV Azteca S.A. DE CV SPONS ADR 901145102 26,001 2,569,300 SH Other 1 2,569,300 United Stationers Inc COM 913004107 89,469 2,061,497 SH Other 1 2,061,497 Valassis Communications Inc COM 918866104 3,402 115,000 SH Other 1 115,000 Waste Management Inc COM 94106L109 6,351 232,300 SH Other 1 232,300 WebMD Corp NOTE 3.25% 4/0 94769MAC9 7,074 7,000,000 PRN Other 1 7,000,000 Wellchoice Inc. COM 949475107 1,587 42,500 SH Other 1 42,500 West Pharmaceutical Svcs In COM 955306105 18,152 870,600 SH Other 1 870,600 Western Digital Corp COM 958102105 9,231 1,050,200 SH Other 1 1,050,200 Williams Cos. Inc. COM 969457100 26,430 2,184,300 SH Other 1 2,184,300
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