-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Agm/5UdhELR10F32d6ynnNicEuZu0WR9iOxERMrlRJnsnlBinpOvaXUJ116RB/93 RRZ8VhK4L0pXailNXXLpNQ== 0000909661-03-000085.txt : 20031114 0000909661-03-000085.hdr.sgml : 20031114 20031114160311 ACCESSION NUMBER: 0000909661-03-000085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 031004661 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 farallon13fhr2003q3.txt FORM 13F ......................... OMB Approval ......................... OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response...23.5 ......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------ San Francisco, California November 14, 2003 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 116 Form 13 F Information Table Value Total: $ 2,992,925 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Farallon Capital Management FORM 13F 30-Sep-03
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority CUSIP Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Title of class Number (x$1000) Prn Amt Prn Call Dscrtn Mngrs Sole Shared None - -------------- -------------- ----- -------- ------- --- ---- ------- ----- --------- ------ ---- Acxiom Corp COM 005125109 12,167 772,499 SH Other 1 772,499 AdvancePCS COM 00790K109 82,122 1,802,110 SH Other 1 1,802,110 Agere Systems CL B 00845V209 42,396 14,669,777 SH Other 1 14,669,777 Agere Systems Inc CL A 00845V100 11,851 3,860,317 SH Other 1 3,860,317 Agilent Tech Inc DBCV 3% 12/01 00846UAB7 509 500,000 PRN Other 1 500,000 Allied Waste Pfd PFD SR C CONV 019589605 47,715 766,500 SH Other 1 766,500 AMC Entertainment Inc COM 001669100 8,063 601,700 SH Other 1 601,700 American Financial REIT COM 02607P305 16,610 1,178,000 SH Other 1 1,178,000 Ameristar Casinos COM 03070Q101 4,889 195,328 SH Other 1 195,328 Amylin Pharmaceuticals Inc COM 032346108 78,741 2,784,340 SH Other 1 2,784,340 Anthem Inc. COM 03674B104 54,567 765,000 SH Other 1 765,000 Arch Capital Group COM G0450A105 26,053 787,824 SH Other 1 787,824 Astoria Financial Corp COM 046265104 4,935 159,700 SH Other 1 159,700 Atherogenics Inc. COM 047439104 22,231 1,335,208 SH Other 1 1,335,208 Banco Latinoamericano Exp CL E P16994132 42,677 3,556,412 SH Other 1 3,556,412 Bay View Capital Corporation COM 07262L101 1,214 200,000 SH Other 1 200,000 Beasley Broadcast Group CL A 074014101 4,651 336,574 SH Other 1 336,574 Berkshire Hathaway CL A 084670108 20,250 270 SH Other 1 270 Big City Radio CL A 089098107 415 319,000 SH Other 1 319,000 Boise Cascade COM 097383103 9,886 358,200 SH Other 1 358,200 Bruker Biosciences Corp COM 116794108 12,801 2,909,266 SH Other 1 2,909,266 Capital Pacific Holdings Inc COM 14040M104 16,334 3,712,276 SH Other 1 3,712,276 Catalina Marketing Corp COM 148867104 14,877 979,400 SH Other 1 979,400 Catalytica Energy Systems COM 148884109 7,411 2,280,338 SH Other 1 2,280,338 CapitalSource Inc COM 14055X102 521,749 29,814,246 SH Other 1 29,814,246 Centerpulse Ltd SPONS ADR 152005104 8,172 277,300 SH Other 1 277,300 Charter Communications NOTE 5.75% 10/1 16117MAB3 26,974 31,525,000 PRN Other 1 31,525,000 Chateau Communities Inc COM 161726104 35,971 1,208,700 SH Other 1 1,208,700 CIA Vale Do Rio Doce SPONS ADR 204412209 10,642 260,700 SH Other 1 260,700 Citigroup Inc W EXP 99/99/999 172967127 9,904 9,170,738 SH Other 1 9,170,738 City Investing Co Liq. Tr UNIT BEN INT 177900107 23,710 12,349,096 SH Other 1 12,349,096 Compania Anonima Na Tele SPONS ADR D 204421101 4,597 332,600 SH Other 1 332,600 Concord EFS COM 206197105 100,816 7,375,000 SH Other 1 7,375,000 Copper Mountain Networks Inc COM NEW 217510205 336 31,967 SH Other 1 31,967 Countrywide Financial Corp COM 222372104 44,620 570,000 SH Other 1 570,000 CSG Systems Intl Inc COM 126349109 52,928 3,573,796 SH Other 1 3,573,796 Cypress Semiconductor NOTE 3.75% 7/0 232806AF6 3,841 3,924,000 PRN Other 1 3,924,000 D&E Communications COM 232860106 3,744 264,000 SH Other 1 264,000 Darden Restaurants Inc COM 237194105 25,403 1,337,000 SH Other 1 1,337,000 Dreyer's Grand Ice Cream COM 261877104 49,093 631,339 SH Other 1 631,339 DST Systems Inc COM 233326107 30,347 807,100 SH Other 1 807,100 Eclipsys Corp COM 278856109 256 15,873 SH Other 1 15,873 Elan Corp PLC W EXP 08/31/200 G29539163 220 1,374,400 SH Other 1 1,374,400 Epresence Inc COM 294348107 765 150,000 SH Other 1 150,000 Freddie Mac COM 313400301 58,894 1,125,000 SH Other 1 1,125,000 FTD Inc CL A 30265Q109 10,556 468,750 SH Other 1 468,750 G & K Services Inc CL A 361268105 22,870 655,311 SH Other 1 655,311 Gartner Group COM 366651107 9,323 846,000 SH Other 1 846,000 Gartner Group CL B 366651206 12,903 1,184,880 SH Other 1 1,184,880 Genetronics Biomedical Corp COM 371916107 392 404,000 SH Other 1 404,000 General Maritime Corp SHS Y2692M103 12,111 1,058,723 SH Other 1 1,058,723 Golf Trust of America COM 38168B103 364 112,200 SH Other 1 112,200 Halliburton Co COM 406216101 3,395 140,000 SH Other 1 140,000 Igen International Inc COM 449536101 34,548 600,000 SH Other 1 600,000 Insurance Auto Auctions COM 457875102 20,557 1,827,300 SH Other 1 1,827,300 Invitrogen NOTE 2.25% 12/1 46185RAD2 12,805 13,000,000 PRN Other 1 13,000,000 Invitrogen Corp COM 46185R100 25,109 433,354 SH Other 1 433,354 Jo-Ann Stores Inc CL B NON VTG 47758P208 1,545 63,300 SH Other 1 63,300 Jones Lang Lasalle Inc COM 48020Q107 11,430 617,816 SH Other 1 617,816 Juno Lighting COM 482047206 7,077 496,949 SH Other 1 496,949 Kansas City Southern COM 485170302 1,534 138,600 SH Other 1 138,600 Korn/Ferry International COM NEW 500643200 11,236 1,362,000 SH Other 1 1,362,000 KT Corp SPONS ADR 48268K101 4,982 250,000 SH Other 1 250,000 La Quinta Corp PAIRED CTF 50419U202 20,371 3,269,800 SH Other 1 3,269,800 Laboratory Crp of Amer Hld COM 50540R409 70,645 2,461,500 SH Other 1 2,461,500 Lam Research Corporation NOTE 4% 6/0 512807AE8 7,663 7,780,000 PRN Other 1 7,780,000 Legato Systems Inc COM 524651106 20,568 1,820,200 SH Other 1 1,820,200 Lennar Corp CL B 526057302 12,342 164,600 SH Other 1 164,600 Libbey Inc. COM 529898108 11,294 406,100 SH Other 1 406,100 Liberty Media COM SER A 530718105 25,633 2,571,000 SH Other 1 2,571,000 Mahanagar Telephone Nigam Ltd SPONS ADR 2001 559778402 5,853 1,106,400 SH Other 1 1,106,400 Methanex Corp COM 59151K108 5,647 602,700 SH Other 1 602,700 Montpelier Re Holdings COM G62185106 48,659 1,613,900 SH Other 1 1,613,900 Newcastle Investment Corp COM 65105M108 18,725 814,500 SH Other 1 814,500 Neuberger Berman Inc COM 641234109 32,139 767,600 SH Other 1 767,600 Nokia Corp SPONS ADR 654902204 5,460 350,000 SH Other 1 350,000 Nortel Inversora SPONS ADR PFD 656567401 15,388 4,808,690 SH Other 1 4,808,690 Northrop Gumman Corp COM 666807102 13,949 161,781 SH Other 1 161,781 NPS Pharmaceuticals Inc COM 62936P103 19,274 691,801 SH Other 1 691,801 Officemax Inc COM 67622M108 119,481 12,751,400 SH Other 1 12,751,400 Overture Services Inc COM 69039R100 12,265 465,800 SH Other 1 465,800 Owens-Illinois Inc COM NEW 690768403 14,606 1,279,000 SH Other 1 1,279,000 Parker Drilling Co COM 701081101 965 409,000 SH Other 1 409,000 Peoplesoft Inc COM 712713106 22,147 1,212,193 SH Other 1 1,212,193 Pfizer COM 717081103 99,840 3,286,370 SH Other 1 3,286,370 PG&E Corporation COM 69331C108 86,107 3,602,800 SH Other 1 3,602,800 Platinum Underwriters Holdings COMs G7127P100 20,513 730,000 SH Other 1 730,000 Potash Corp of Saskatchewan COM 73755L107 32,763 464,400 SH Other 1 464,400 PRG-Schultz International COM 69357C107 17,626 3,103,095 SH Other 1 3,103,095 Prime Hospitality Corp COM 741917108 2,451 282,100 SH Other 1 282,100 Quantum Corp COM DSSG 747906204 674 218,800 SH Other 1 218,800 Quest Diagnostics COM 74834L100 5,148 84,900 SH Other 1 84,900 Regal Entertainment Group CL A 758766109 16,195 870,700 SH Other 1 870,700 Register Com Inc COM 75914G101 6,765 1,500,000 SH Other 1 1,500,000 Salix Pharmaceuticals Ltd COM 795435106 34,592 1,796,068 SH Other 1 1,796,068 Sappi Ltd SPON ADR NEW 803069202 26,914 1,993,600 SH Other 1 1,993,600 Sealed Air Corp COM 81211K100 47,230 1,000,000 SH Other 1 1,000,000 Sepracor NOTE 5.75% 11/1 817315AQ7 21,297 22,330,000 PRN Other 1 22,330,000 Sepracor Inc SDCV 5% 2/1 817315AL8 19,145 20,503,000 PRN Other 1 20,503,000 SPS Technologies COM 784626103 5,175 115,000 SH Other 1 115,000 Storagenetworks COM 86211E103 883 540,000 SH Other 1 540,000 Titan Corp COM 888266103 1,563 75,000 SH Other 1 75,000 Trammell Crow Co COM 89288R106 3,206 257,500 SH Other 1 257,500 Trimeris Inc COM 896263100 14,390 574,000 SH Other 1 574,000 TV Azteca S.A. SPONS ADR 901145102 7,177 956,900 SH Other 1 956,900 United National Bancorp NJ COM 910909100 9,963 300,000 SH Other 1 300,000 United Stationers Inc COM 913004107 67,680 1,795,690 SH Other 1 1,795,690 Univision Communications Inc CL A 914906102 17,367 543,915 SH Other 1 543,915 USG Corp COM NEW 903293405 4,224 245,000 SH Other 1 245,000 Waste Management Inc COM 94106L109 15,190 580,434 SH Other 1 580,434 Waters Corp COM 941848103 32,801 1,195,800 SH Other 1 1,195,800 WebMD Corp COM 94769M105 27,989 3,127,300 SH Other 1 3,127,300 Williams Cos. Inc COM 969457100 25,905 2,750,000 SH Other 1 2,750,000 Wiltel Communications COM 972487102 802 50,000 SH Other 1 50,000 Yankee Candle COM 984757104 44,585 1,749,800 SH Other 1 1,749,800 Zebra Technologies CL A 989207105 14,607 283,750 SH Other 1 283,750
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