-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYcNd1R2bsCaMStVMIvQzXzRC55jahwlw1hRDHWt4I1KrYakR+B+14DjuCf3Hmtf bq6CCZLd+nIHie2toYJ8tQ== 0000909661-03-000064.txt : 20030826 0000909661-03-000064.hdr.sgml : 20030826 20030825180715 ACCESSION NUMBER: 0000909661-03-000064 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030826 EFFECTIVENESS DATE: 20030826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 03865110 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR/A 1 a13fahr2003q2.txt FORM 13F ......................... OMB Approval ......................... OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response...23.5 ......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2003 Check here if Amendment [x]; Amendment Number: 1 This Amendment (Check only one.): [x] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Monica R. Landry Managing Member (415) 421-2132 /s/ Monica R. Landry ------------------------- San Francisco, California August 25, 2003 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 107 Form 13 F Information Table Value Total: $ 2,256,626 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Farallon Capital Management FORM 13F 30-Jun-03
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------------- Value Shares/ Sh/ Put/ Investment Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None - -------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Acxiom Corp COM 005125109 2,547 167,037 SH Other 1 167,037 Agere Systems CL B 00845V209 30,586 13,297,977 SH Other 1 13,297,977 Agere Systems CL A 00845V100 15,938 6,840,317 SH Other 1 6,840,317 Agilent Tech Inc DBCV 3% 12/0 00846UAB7 490 500,000 PRN Other 1 500,000 Allied Waste Industries COM PAR$.01 NEW 019589308 8,022 798,200 SH Other 1 798,200 Allied Waste Pfd PFD SR C CONV 019589605 25,963 442,300 SH Other 1 442,300 AMC Entertainment Inc. COM 001669100 1,464 128,000 SH Other 1 128,000 Ameristar Casinos COM 03070Q101 6,795 318,450 SH Other 1 318,450 Amylin Pharmaceuticals Inc COM 032346108 83,255 3,784,340 SH Other 1 3,784,340 Anthem Inc. COM 03674B104 48,558 629,400 SH Other 1 629,400 Arch Capital Group COM G0450A105 27,322 787,824 SH Other 1 787,824 Aspen Technology COM 045327103 1,849 390,075 SH Other 1 390,075 Astoria Financial Corp COM 046265104 14,202 508,500 SH Other 1 508,500 Atherogenics Inc. COM 047439104 13,551 907,608 SH Other 1 907,608 Banco Latino Americano de exp CL E P16994132 28,345 3,556,412 SH Other 1 3,556,412 BankAtlantic Bancorp Inc CL A 065908501 893 75,100 SH Other 1 75,100 Bay View Capital Corporation COM 07262L101 2,271 392,900 SH Other 1 392,900 Beasley Broadcast Group CL A 074014101 4,561 336,574 SH Other 1 336,574 Big City Radio CL A 089098107 309 319,000 SH Other 1 319,000 Bruker Axs Inc. COM 11679P101 7,422 2,283,830 SH Other 1 2,283,830 Bruker Daltonics Inc. COM 116795105 8,780 1,641,109 SH Other 1 1,641,109 Canada Life Financial Corp COM 135113108 45,600 1,380,000 SH Other 1 1,380,000 Capital Pacific Holdings Inc COM 14040M104 15,592 3,712,276 SH Other 1 3,712,276 Catalytica Energy Systems COM 148884109 6,157 2,280,338 SH Other 1 2,280,338 Centerpulse Ltd SPON ADR 152005104 2,087 77,300 SH Other 1 77,300 Central Parking Corp COM 154785109 2,508 202,900 SH Other 1 202,900 Chateau Communities Inc. COM 161726104 12,487 422,000 SH Other 1 422,000 Citigroup Inc *W EXP 99/99/999 172967127 9,354 9,170,738 SH Other 1 9,170,738 City Investing Co Liq. Tr UNIT BEN INT 177900107 23,571 12,341,096 SH Other 1 12,341,096 Clayton Homes Inc COM 184190106 21,962 1,750,000 SH Other 1 1,750,000 Compania Anonima Nacionl Tel SPON ADR 204421101 1,977 158,300 SH Other 1 158,300 Compania Vale Do Rio Doce SPON ADR 204412209 14,433 486,600 SH Other 1 486,600 Concord EFS COM 206197105 58,880 4,000,000 SH Other 1 4,000,000 Copper Mountain Networks Inc. COM NEW 217510205 901 83,460 SH Other 1 83,460 CSG Systems Intl Inc COM 126349109 45,977 3,240,090 SH Other 1 3,240,090 D&E Communications COM 232860106 2,988 263,071 SH Other 1 263,071 Darden Restaurants Inc. COM 237194105 25,946 1,367,000 SH Other 1 1,367,000 DST Systems Inc Del COM 233326107 3,420 90,000 SH Other 1 90,000 Elan Corp PLC *W EXP 08/31/200 G29539163 247 1,374,400 SH Other 1 1,374,400 Federal Home Ln MTG Corp COM 313400301 30,970 610,000 SH Other 1 610,000 FTD Inc CL A 30265Q109 9,450 468,750 SH Other 1 468,750 G & K Services Inc. CL A 361268105 22,615 768,158 SH Other 1 768,158 Gartner Group COM 366651107 11,461 1,512,000 SH Other 1 1,512,000 Gartner Group CL B 366651206 10,385 1,384,680 SH Other 1 1,384,680 General Maritime Corp SHS Y2692M103 10,746 1,058,723 SH Other 1 1,058,723 Golf Trust of America COM 38168B103 346 112,200 SH Other 1 112,200 Halliburton Co. COM 406216101 3,220 140,000 SH Other 1 140,000 Health Net, Inc. COM 42222G108 6,116 185,600 SH Other 1 185,600 Hispanic Broadcasting Corp CL A 43357B104 84,178 3,307,600 SH Other 1 3,307,600 Idec Pharmaceuticals Corp COM 449370105 20,036 590,000 SH Other 1 590,000 Impath Inc. COM 45255G101 12,205 864,977 SH Other 1 864,977 Insurance Auto Auctions COM 457875102 23,134 1,827,300 SH Other 1 1,827,300 Invitrogen NOTE 2.25% 12/1 46185RAD2 12,082 13,000,000 PRN Other 1 13,000,000 Invitrogen Corp COM 46185R100 52,620 1,370,300 SH Other 1 1,370,300 JD Edwards & Co. COM 281667105 87,921 6,144,000 SH Other 1 6,144,000 Jo-Ann Stores Inc CL B NON VTG 47758P208 1,402 63,300 SH Other 1 63,300 Jones Lang Lasalle Inc COM 48020Q107 5,582 353,316 SH Other 1 353,316 Juno Lighting COM NEW 482047206 6,788 507,349 SH Other 1 507,349 Korn Ferry International COM NEW 500643200 16,779 2,071,500 SH Other 1 2,071,500 La Quinta Corp PAIRED CTF 50419U202 15,682 3,638,600 SH Other 1 3,638,600 Laboratory Crp of Amer Hldgs COM NEW 50540R409 74,214 2,461,500 SH Other 1 2,461,500 Lending Tree COM 52602Q105 2,869 118,300 SH Other 1 118,300 Liberty Media COM SER A 530718105 24,045 2,080,000 SH Other 1 2,080,000 Manhanagar Tel Nigam Ltd SPONS ADR 2001 559778402 5,311 1,106,400 SH Other 1 1,106,400 Metamor Worldwide NOTE 2.94% 08/01 59133PAA8 10,767 26,423,000 PRN Other 1 26,423,000 Montpelier Re Holdings SHS G62185106 47,776 1,511,900 SH Other 1 1,511,900 Network Associates Inc. COM 640938106 694 54,700 SH Other 1 54,700 Newcastle Investment Corp COM 65105M108 20,525 814,500 SH Other 1 814,500 Nortel Inversora SPON ADR PFD B 656567401 12,983 4,808,690 SH Other 1 4,808,690 Northrop Grumman Corp COM 666807102 13,960 161,780 SH Other 1 161,780 NPS Pharmaceuticals Inc. COM 62936P103 29,622 1,217,000 SH Other 1 1,217,000 Oak Technology Inc. COM 671802106 14,278 2,310,300 SH Other 1 2,310,300 Officemax Inc. COM 67622M108 40,275 6,148,900 SH Other 1 6,148,900 Owens-Illinois Inc. COM 690768403 16,390 1,190,300 SH Other 1 1,190,300 Parker Drilling Co. COM 701081101 2,984 1,025,500 SH Other 1 1,025,500 Pfizer COM 717081103 147,016 4,305,010 SH Other 1 4,305,010 PG&E Corporation COM 69331c108 73,025 3,452,700 SH Other 1 3,452,700 Platinum Underwriters Holdings COM G7127P100 17,777 655,000 SH Other 1 655,000 Potash Corp of Saskatchewan COM 73755L107 29,722 464,400 SH Other 1 464,400 PRG Schultz International COM 69357C107 14,241 2,409,691 SH Other 1 2,409,691 Providian NOTE 2/1 74406AAB8 9,842 22,560,000 PRN Other 1 22,560,000 Quantum Corp COM DSSG 747906204 886 218,800 SH Other 1 218,800 Quest Diagnostics COM 74834L100 5,417 84,900 SH Other 1 84,900 Quintiles Transactional Corp COM 748767100 21,887 1,544,609 SH Other 1 1,544,609 Register Com Inc COM 75914G101 11,543 1,914,300 SH Other 1 1,914,300 Renal Treatment CTRS Inc. NOTE 5.625% 7/1 759671AC4 4,981 4,810,000 PRN Other 1 4,810,000 Salix Pharmaceuticals Ltd COM 795435106 18,775 1,807,053 SH Other 1 1,807,053 Sappi Ltd. SPON ADR NEW 803069202 28,671 2,321,500 SH Other 1 2,321,500 Scientific Games Corp CL A 80874P109 109 11,700 SH Other 1 11,700 Sealed Air Corp COM 81211K100 40,854 857,200 SH Other 1 857,200 Sealed Air Pfd PFD CV A $2 81211K209 95,083 1,866,201 SH Other 1 1,866,201 Sepracor NOTE 5.75% 11/1 817315AQ7 20,585 22,330,000 PRN Other 1 22,330,000 Sepracor Inc '07 SDVC 5% 2/1 817315AL8 18,094 20,503,000 PRN Other 1 20,503,000 Siebel Systems NOTE 5.5% 9/1 826170AC6 12,749 12,468,000 PRN Other 1 12,468,000 Solutia Inc COM 834376105 1,278 586,300 SH Other 1 586,300 Sunguard Data Systems Inc COM 867363103 11,377 439,100 SH Other 1 439,100 Trammell Crow Co COM 89288R106 4,219 397,600 SH Other 1 397,600 Trizec Properties Inc. COM 89687P107 8,243 725,000 SH Other 1 725,000 United Stationers Inc COM 913004107 91,743 2,560,505 SH Other 1 2,560,505 Veridian Corp Del COM 92342R203 10,118 290,000 SH Other 1 290,000 Waste Management Inc COM 94106L109 16,873 700,434 SH Other 1 700,434 Waters Corp COM 941848103 38,187 1,310,900 SH Other 1 1,310,900 WebMD Corp COM 94769M105 32,363 2,977,300 SH Other 1 2,977,300 Williams Cos. Inc. Del COM 969457100 21,725 2,750,000 SH Other 1 2,750,000 Wiltel Communications COM 972487102 1,110 74,600 SH Other 1 74,600 Yankee Candle COM 984757104 45,274 1,949,800 SH Other 1 1,949,800 Zebra Technologies CL A 989207105 15,238 202,500 SH Other 1 202,500
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