-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HLue3ZagE0e9OklLK0dPXHZI4W/NsiVfjtuPFl7NeQMdWgbq5hFc0nOC+RV5D6vy 6DJCq80q4OkE9AnUfSOeiw== 0000909661-03-000030.txt : 20030515 0000909661-03-000030.hdr.sgml : 20030515 20030515150101 ACCESSION NUMBER: 0000909661-03-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030515 EFFECTIVENESS DATE: 20030515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 03704197 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 farallon13f-hr_1q2003.txt FARALLON 13F HR Q1 2003 FORM 13F ......................... OMB Approval ......................... OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response...23.5 ......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------ San Francisco, California May 14, 2003 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 106 Form 13 F Information Table Value Total: $ 2,535,159 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Farallon Capital Management FORM 13F 31-Mar-03
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority -------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None - -------------- -------------- ----- -------- ------- --- ---- --------- -------- ---- ------ ---- Agere Systems Inc CL B 00845V209 17,530 11,687,177 SH Other 1 11,687,177 Agere Systems Inc CL A 00845V100 10,360 6,474,717 SH Other 1 6,474,717 Agilent Tech Inc DBCV 3% 00846UAB7 4,591 5,000,000 PRN Other 1 5,000,000 Allied Waste Industries COM PAR$.01 NEW 019589308 20,440 2,558,200 SH Other 1 2,558,200 AMC Entertainment Inc. COM 001669100 1,127 130,000 SH Other 1 130,000 American Capital Strategies COM 024937104 2,578 115,100 SH Other 1 115,100 AMN Healthcare Services COM 001744101 12,194 1,110,600 SH Other 1 1,110,600 Amylin Pharmaceuticals Inc COM 032346108 61,306 3,784,340 SH Other 1 3,784,340 Anthem Inc. COM 03674B104 32,012 483,200 SH Other 1 483,200 Arch Capital Group ORD G0450A105 26,746 787,824 SH Other 1 787,824 Argosy Gaming COM 040228108 22,733 1,137,800 SH Other 1 1,137,800 Aspen Technologies SDCV 5.25% 6/1 045327AB9 23,180 30,500,000 PRN Other 1 30,500,000 Aspen Technology COM 045327103 936 390,075 SH Other 1 390,075 Astoria Financial Corp COM 046265104 1,684 72,500 SH Other 1 72,500 Atherogenics Inc. COM 047439104 8,495 907,608 SH Other 1 907,608 Avaya Inc. NOTE 10/03 053499AA7 15,761 34,450,000 PRN Other 1 34,450,000 Banco Latinoamericano Exp COM P16994132 1,293 246,200 SH Other 1 246,200 Barra Inc. COM 068313105 4,219 142,100 SH Other 1 142,100 Bay View Capital Corporation COM 07262L101 1,390 255,000 SH Other 1 255,000 Beasley Broadcast Group CL A 074014101 2,574 265,064 SH Other 1 265,064 Big City Radio CL A 089098107 175 319,000 SH Other 1 319,000 Brookfield Properties Corp. COM 112900105 561 28,203 SH Other 1 28,203 Bruker Axs Inc. COM 11679P101 2,649 1,977,140 SH Other 1 1,977,140 Bruker Daltonics Inc. COM 116795105 5,104 1,706,609 SH Other 1 1,706,609 Capital Pacific Holdings Inc COM 14040M104 7,868 2,809,851 SH Other 1 2,809,851 Catalytica Energy Systems COM 148884109 5,815 2,280,338 SH Other 1 2,280,338 CEC Entertainment Inc. COM 125137109 2,163 79,500 SH Other 1 79,500 Centerpulse Ltd SPONS ADR 152005104 1,646 77,300 SH Other 1 77,300 Citigroup Inc COM 172967101 10,345 300,277 SH Other 1 300,277 Citigroup Inc. *W EXP 99/99/999 172967127 8,712 9,170,938 SH Other 1 9,170,938 City Investing Co Liq. Tr UNIT BEN INT 177900107 23,382 12,241,832 SH Other 1 12,241,832 Companhia Vale Do Rio Doce SPONS ADR 204412209 15,890 589,600 SH Other 1 589,600 Compania Anonima Nat. Tele. de SPONS ADR D 204421101 2,963 330,000 SH Other 1 330,000 Copper Mountain Networks Inc. COM NEW 217510205 505 83,460 SH Other 1 83,460 COR Therapeutics NOTE 5% 3/0 217753AD4 169,996 154,017,000 PRN Other 1 154,017,000 COR Therapeutics '06 NOTE 4.5% 6/1 217753AG7 64,893 58,200,000 PRN Other 1 58,200,000 CSG Systems Intl Inc COM 126349109 22,760 2,625,094 SH Other 1 2,625,094 Cypress Semiconductor '05 4% NOTE 4% 2/0 232806AE9 18,206 20,145,000 PRN Other 1 20,145,000 D&E Communications COM 232860106 837 72,071 SH Other 1 72,071 Darden Restaurants Inc. COM 237194105 19,010 1,065,000 SH Other 1 1,065,000 Dreyer's Grand Ice Cream COM 261878102 46,791 675,000 SH Other 1 675,000 Elan Corp PLC *W EXP 02/14/200 G29539163 206 1,374,400 SH Other 1 1,374,400 Enterasys Networks Inc COM 293637104 1,407 760,500 SH Other 1 760,500 FTD Inc CL A 30265Q109 9,605 468,750 SH Other 1 468,750 G & K Services Inc CL A 361268105 14,755 614,774 SH Other 1 614,774 Gartner Group COM 366651107 10,939 1,573,900 SH Other 1 1,573,900 Gartner Group CL B 366651206 11,711 1,555,180 SH Other 1 1,555,180 General Maritime Corp SHS Y2692M103 8,999 1,058,723 SH Other 1 1,058,723 Golf Trust of America COM 38168B103 278 112,200 SH Other 1 112,200 Halliburton Co. COM 406216101 2,902 140,000 SH Other 1 140,000 Health Net, Inc. COM 42222G108 52,038 1,943,900 SH Other 1 1,943,900 Hispanic Broadcasting Corp CL A 43357B104 32,649 1,580,300 SH Other 1 1,580,300 I2 Technologies NOTE 5.25 % 465754AF6 37,800 63,000,000 PRN Other 1 63,000,000 Impath Inc. COM 45255G101 1,240 92,100 SH Other 1 92,100 Insurance Auto Auctions COM 457875102 20,100 1,827,300 SH Other 1 1,827,300 Invitrogen NOTE 2.250 % 46185RAD2 11,440 13,000,000 PRN Other 1 13,000,000 Invitrogen Corp COM 46185R100 38,205 1,247,300 SH Other 1 1,247,300 Jo-Ann Stores Inc CL B NON VTG 47758P208 1,805 100,000 SH Other 1 100,000 Jones Lang Lasalle Inc COM 48020Q107 6,168 451,516 SH Other 1 451,516 Juno Lighting COM NEW 482047206 6,005 517,226 SH Other 1 517,226 Korn Ferry International COM NEW 500643200 14,001 2,137,500 SH Other 1 2,137,500 La Quinta Corp PAIRED CTF 50419U202 6,386 2,093,700 SH Other 1 2,093,700 Laboratory Crp of Amer Hldgs COM NEW 50540R409 30,199 1,018,500 SH Other 1 1,018,500 Liberty Media COM SER A 530718105 20,238 2,080,000 SH Other 1 2,080,000 Loews Corp CAROLNA GP STK 540424207 1,850 100,000 SH Other 1 100,000 Mahanagar Telephone Nigam Ltd SPONS ADR 2001 559778402 4,506 1,085,700 SH Other 1 1,085,700 Millennium Pharmaceuticals COM 599902103 2,277 289,634 SH Other 1 289,634 Montpelier Re Holdings COM G62185106 53,363 1,892,300 SH Other 1 1,892,300 Nokia Corp SPONS ADR 654902204 5,884 420,000 SH Other 1 420,000 Northrop Grumman Corp COM 666807102 13,881 161,781 SH Other 1 161,781 Ocean Energy Inc del COM 67481E106 25,060 1,255,300 SH Other 1 1,255,300 Officemax Inc. COM 67622M108 31,669 6,149,300 SH Other 1 6,149,300 Packaging Dynamics Corp COM 695160101 2,192 348,000 SH Other 1 348,000 Panamerican Beverages CL A P74823108 47,191 2,176,700 SH Other 1 2,176,700 Parker Drilling Co. COM 701081101 529 223,000 SH Other 1 223,000 PG&E Corporation COM 69331C108 37,024 2,752,700 SH Other 1 2,752,700 Pharmacia Corp COM 71713U102 681,386 15,736,400 SH Other 1 15,736,400 Pilgrims Pride Corp CL A 721467207 188 34,000 SH Other 1 34,000 Platinum Underwriters Holdings COM G7127P100 16,604 655,000 SH Other 1 655,000 Potash Corp of Saskatchewan COM 73755L107 28,700 464,400 SH Other 1 464,400 Providian NOTE 2/1 74406AAB8 13,367 36,560,000 PRN Other 1 36,560,000 Quantum Corp COM DSSG 747906204 2,003 554,800 SH Other 1 554,800 Quebecor World Inc. COM NON-VTG 748203106 10,426 730,200 SH Other 1 730,200 Quintiles Transactional Corp COM 748767100 35,267 2,900,209 SH Other 1 2,900,209 Register Com Inc COM 75914G101 11,261 2,040,000 SH Other 1 2,040,000 Renal Treatment CTRS Inc NOTE 5.625% 7/1 759671AC4 4,918 4,810,000 PRN Other 1 4,810,000 Sappi Ltd. (ADR) SPONS ADR NEW 803069202 32,388 2,714,800 SH Other 1 2,714,800 Scios Inc. COM 808905103 27,049 613,919 SH Other 1 613,919 Sealed Air Corp COM 81211K100 12,200 304,000 SH Other 1 304,000 Sealed Air Pfd PFD CV A $2 81211K209 68,988 1,500,401 SH Other 1 1,500,401 Sempra Energy COM 816851109 7,238 290,000 SH Other 1 290,000 Sepracor Inc NOTE 5.75% 11/1 817315AQ7 23,249 29,830,000 PRN Other 1 29,830,000 Sepracor Inc SDCV 7.0% 12/1 817315AH7 7,125 7,835,000 PRN Other 1 7,835,000 Sepracor Inc SDCV 5.0% 2/1 817315AL8 38,725 53,003,000 PRN Other 1 53,003,000 Siebel Systems NOTE 5.5% 9/1 826170AC6 21,387 21,468,000 PRN Other 1 21,468,000 Sirus Satellite Radio COM 82966U103 19,885 27,239,489 SH Other 1 27,239,489 Symbol Technologies Inc. COM 871508107 3,440 399,500 SH Other 1 399,500 Trammell Crow Co COM 89288R106 4,454 559,500 SH Other 1 559,500 Trizec Properties Inc. COM 89687P107 18,399 2,164,561 SH Other 1 2,164,561 United Stationers Inc COM 913004107 68,993 3,231,511 SH Other 1 3,231,511 Vical Inc COM 925602104 378 144,700 SH Other 1 144,700 Waste Management Inc del COM 94106L109 19,124 902,934 SH Other 1 902,934 Waters Corp COM 941848103 27,739 1,310,900 SH Other 1 1,310,900 WebMD Corp COM 94769M105 27,667 3,067,300 SH Other 1 3,067,300 Yankee Candle COM 984757104 27,415 1,609,800 SH Other 1 1,609,800 Zebra Technologies CL A 989207105 9,274 144,000 SH Other 1 144,000
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