-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4mEZ4LJMkivNuSrcKWw/PxShniar/0c8x/hnKHhNML7uyPlVLTQfS/yCEO/IJjZ G4rg0SY6V0Vd/WLEohtiHw== 0000909661-03-000016.txt : 20030214 0000909661-03-000016.hdr.sgml : 20030214 20030214160920 ACCESSION NUMBER: 0000909661-03-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 03567967 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 farallon13fhr_4q2002.txt FORM 13F ......................... OMB Approval ......................... OMB Number: 3235-0006 Expires: October 31, 2003 Estimated average burden hours per response...23.5 ......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 ------------------------ San Francisco, California February 14, 2003 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 121 Form 13 F Information Table Value Total: $ 2,403,506 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. Farallon Capital Management FORM 13F 31-Dec-02
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority -------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None - -------------- -------------- ----- -------- ------- --- ---- --------- -------- ---- ------ ---- Agere Systems CL B 00845V209 8,166 5,832,977 SH Other 1 5,832,977 Agere Systems Inc CL A 00845V100 10,692 7,424,717 SH Other 1 7,424,717 Agilent Tech Inc DBCV 3%12/0 00846UAB7 6,388 6,650,000 PRN Other 1 6,650,000 Allied Waste Industries COM PAR$.01NEW 019589308 24,432 2,443,200 SH Other 1 2,443,200 American International Group COM 026874107 16,044 277,351 SH Other 1 277,351 American Water Works Inc COM 030411102 41,387 910,000 SH Other 1 910,000 AMN Healthcare Services COM 001744101 6,228 368,300 SH Other 1 368,300 Amylin Pharmaceuticals Inc COM 032346108 46,499 2,881,000 SH Other 1 2,881,000 Anthem Inc. COM 03674B104 14,404 229,000 SH Other 1 229,000 Arch Capital Group COM G0450A105 22,863 733,498 SH Other 1 733,498 Argosy Gaming COM 040228108 24,401 1,289,000 SH Other 1 1,289,000 Astoria Financial Corp COM 046265104 1,968 72,500 SH Other 1 72,500 Avaya Inc NOTE 10/3 053499AA7 11,289 27,450,000 PRN Other 1 27,450,000 Aviron NOTE 5.25% 2/0 053762AD2 2,293 2,299,000 PRN Other 1 2,299,000 Banco Latinoamericano Exp CL E P16994132 1,120 246,200 SH Other 1 246,200 Barra Inc. COM 068313105 5,469 180,320 SH Other 1 180,320 Bay View Capital Corporation COM 07262L101 2,012 350,000 SH Other 1 350,000 Big City Radio CL A 089098107 399 234,500 SH Other 1 234,500 Brookfield Properties Corp COM 112900105 13,532 744,203 SH Other 1 744,203 Bruker Axs Inc. COM 11679P101 3,168 1,641,318 SH Other 1 1,641,318 Bruker Daltonics Inc. COM 116795105 6,333 1,303,100 SH Other 1 1,303,100 Capital Pacific Holdings Inc. COM 14040M104 9,132 2,809,851 SH Other 1 2,809,851 Catalytica Energy Systems COM 148884109 6,294 2,280,338 SH Other 1 2,280,338 Cendant Corporation COM 151313103 2,266 216,197 SH Other 1 216,197 Centerpulse Ltd - Spon ADR SPON ADR 152005104 1,340 77,300 SH Other 1 77,300 ChevronTexaco Corp COM 166764100 15,592 234,542 SH Other 1 234,542 CIA Vale Do Rio Doce ADR SPON ADR 204412209 17,045 589,600 SH Other 1 589,600 Citigroup Inc COM 172967101 24,888 707,238 SH Other 1 707,238 City Investing Co Liq. Tr UNIT BEN INT 177900107 23,233 12,228,129 SH Other 1 12,228,129 Copper Mountain Networks Inc. COM NEW 217510205 356 83,460 SH Other 1 83,460 COR Therapeutics Inc NOTE 5% 3/0 217753AD4 188,700 174,017,000 PRN Other 1 174,017,000 COR Therapeutics Inc NOTE 4.5% 6/1 217753AG7 51,743 47,200,000 PRN Other 1 47,200,000 Crawford & Company CL A 224633206 48 11,700 SH Other 1 11,700 CSG Systems Intl Inc COM 126349109 10,648 780,100 SH Other 1 780,100 Cypress Semiconductor NOTE 4% 2/0 232806AE9 28,538 34,750,000 PRN Other 1 34,750,000 D&E Communications COM 232860106 603 72,071 SH Other 1 72,071 Darden Restaurants Inc. COM 237194105 9,816 480,000 SH Other 1 480,000 Dianon Systems Inc. COM 252826102 15,515 325,200 SH Other 1 325,200 Dole Food Company COM 256605106 21,177 650,000 SH Other 1 650,000 Dreyer's Grand Ice Cream COM 261878102 12,148 171,200 SH Other 1 171,200 Elan PLC *W EXP 08/31/200 G29539163 137 1,374,400 SH Other 1 1,374,400 ELAN PLC *W EXP 01/14/200 284131802 10 250,000 SH Other 1 250,000 Emcor Group COM 29084Q100 10,072 190,000 SH Other 1 190,000 Enterasys Networks Inc COM 293637104 1,246 798,500 SH Other 1 798,500 Fording Inc. COM 345426100 9,451 450,000 SH Other 1 450,000 FTD Inc CL A 30265Q109 7,467 468,750 SH Other 1 468,750 G & K Services Inc. CL A 361268105 19,506 551,013 SH Other 1 551,013 Gartner Group COM 366651107 13,249 1,440,100 SH Other 1 1,440,100 Gartner Group CL B 366651206 14,696 1,555,180 SH Other 1 1,555,180 General Maritime Corp SHS Y2692M103 7,887 1,058,723 SH Other 1 1,058,723 Golf Trust of America COM 38168B103 151 112,200 SH Other 1 112,200 Halliburton Co. COM 406216101 2,619 140,000 SH Other 1 140,000 Health Net, Inc. COM 42222G108 66,985 2,537,300 SH Other 1 2,537,300 Hispanic Broadcasting Corp CL A 43357B104 1,330 64,700 SH Other 1 64,700 Household International COM 441815107 38,075 1,369,100 SH Other 1 1,369,100 I2 Technologies Inc NOTE 5.25% 12/1 465754AF6 37,327 63,000,000 PRN Other 1 63,000,000 Innovative Solutions COM 45769N105 307 49,200 SH Other 1 49,200 Insurance Auto Auctions COM 457875102 30,315 1,827,300 SH Other 1 1,827,300 International Game Technology COM 459902102 2,202 29,000 SH Other 1 29,000 Invitrogen Corp COM 46185R100 45,986 1,467,800 SH Other 1 1,467,800 Invitrogen Corp NOTE 2.25% 12/01 46185RAD2 11,042 13,000,000 PRN Other 1 13,000,000 Jack in the Box, Inc. COM 466367109 875 50,600 SH Other 1 50,600 Jo-Ann Stores Inc CL B NON VTG 47758P208 3,868 200,000 SH Other 1 200,000 Jones Lang Lasalle Inc COM 48020Q107 6,761 439,616 SH Other 1 439,616 Juniper Networks NOTE 4.75% 3/1 48203RAA2 8,027 10,266,000 PRN Other 1 10,266,000 Juno Lighting COM NEW 482047206 5,033 520,526 SH Other 1 520,526 Korn/Ferry International COM NEW 500643200 15,988 2,137,500 SH Other 1 2,137,500 La Quinta Corp COM 50419U202 6,011 1,366,200 SH Other 1 1,366,200 Lam Research Corp COM 512807108 257 23,800 SH Other 1 23,800 Liberty Media COM SER A 530718105 18,595 2,080,000 SH Other 1 2,080,000 Loews Corp CAROLNA GP STK 540424207 2,027 100,000 SH Other 1 100,000 Loews Corp. COM 540424108 63,480 1,427,800 SH Other 1 1,427,800 Metamor Worldwide NOTE 2.94% 8/1 59133PAA8 10,569 26,423,000 PRN Other 1 26,423,000 Millennium Pharmaceuticals COM 599902103 2,300 289,634 SH Other 1 289,634 Montpelier Re Holdings COM G62185106 53,561 1,973,500 SH Other 1 1,973,500 Network Associates Inc. COM 640938106 16,090 1,000,001 SH Other 1 1,000,001 Northrop Grumman Corp COM 666807102 32,414 334,170 SH Other 1 334,170 Officemax Inc. COM 67622M108 30,746 6,149,300 SH Other 1 6,149,300 On Assignment Corp COM 682159108 7,889 925,891 SH Other 1 925,891 On Command Corp COM 682160106 317 466,100 SH Other 1 466,100 Packaging Dynamics Corp COM 695160101 2,640 400,000 SH Other 1 400,000 PG&E Corporation COM 69331C108 38,263 2,752,700 SH Other 1 2,752,700 Pharmacia Corp COM 71713U102 425,670 10,183,500 SH Other 1 10,183,500 Pilgrims Pride Corp CL A 721467207 201 34,000 SH Other 1 34,000 Platinum Underwriters Holdings COM G7127P100 17,127 650,000 SH Other 1 650,000 Potash Corp of Saskatchewan COM 73755L107 29,531 464,400 SH Other 1 464,400 PRG Schultz International COM 69357C107 872 98,029 SH Other 1 98,029 Providian NOTE 2/1 74406AAB8 16,811 50,560,000 PRN Other 1 50,560,000 Quantum Corp COM DSSG 747906204 1,576 590,200 SH Other 1 590,200 Quebecor World Inc. COM NON-VTG 748203106 26,057 1,170,200 SH Other 1 1,170,200 Quintiles Transactional Corp COM 748767100 7,260 600,000 SH Other 1 600,000 Rational Software Corp COM 75409P202 11,429 1,100,000 SH Other 1 1,100,000 Renal Treatment CTRS Inc NOTE 5.625% 7/1 759671AC4 5,132 4,810,000 PRN Other 1 4,810,000 Riverstone Networks, Inc COM 769320102 339 159,900 SH Other 1 159,900 Sanmina-Sci Corp COM 800907107 3,448 767,992 SH Other 1 767,992 Sappi Ltd. (ADR) SPON ADR NEW 803069202 36,789 2,782,800 SH Other 1 2,782,800 Scripps E W Co Ohio CL A 811054204 2,255 29,300 SH Other 1 29,300 Sealed Air Corp New COM 81211K100 11,339 304,000 SH Other 1 304,000 Sealed Air Corp New PFD CV A $2 81211K209 62,852 1,475,401 SH Other 1 1,475,401 Sempra Energy COM 816851109 22,342 944,700 SH Other 1 944,700 Sepracor NOTE 5.75% 11/1 817315AQ7 19,949 29,830,000 PRN Other 1 29,830,000 Sepracor Inc SDCV 5% 2/1 817315AL8 32,928 53,003,000 PRN Other 1 53,003,000 Sepracor Inc. SDCV 7% 12/1 817315AH7 16,302 19,250,000 PRN Other 1 19,250,000 Siebel Systems NOTE 5.5% 9/1 826170AC6 20,824 21,468,000 PRN Other 1 21,468,000 SINA.com COM G81477104 162 25,000 SH Other 1 25,000 Starwood Hotels & Resorts PAIRED CTF 85590A203 22,316 940,000 SH Other 1 940,000 Sun Microsystems COM 866810104 676 217,500 SH Other 1 217,500 Symbol Technologies Inc. COM 871508107 3,699 450,000 SH Other 1 450,000 Syncor International Corp COM 87157J106 28,250 1,015,500 SH Other 1 1,015,500 Ticketmaster CL B 88633P203 1,509 71,100 SH Other 1 71,100 TMP Worldwide COM 872941109 1,105 97,700 SH Other 1 97,700 Trammell Crow Co COM 89288R106 5,303 589,200 SH Other 1 589,200 Trizec Properties Inc. COM 89687P107 12,524 1,333,761 SH Other 1 1,333,761 United Stationers Inc COM 913004107 89,462 3,106,225 SH Other 1 3,106,225 Veritas Corp NOTE 1.856% 8/1 92343RAA1 3,546 4,100,000 PRN Other 1 4,100,000 Vical Inc COM 925602104 502 144,700 SH Other 1 144,700 Waste Management Inc COM 94106L109 20,695 902,934 SH Other 1 902,934 Waters Corp COM 941848103 28,551 1,310,900 SH Other 1 1,310,900 WebMD Corp COM 94769M105 26,225 3,067,300 SH Other 1 3,067,300 Yankee Candle COM 984757104 25,757 1,609,800 SH Other 1 1,609,800 Zebra Technologies CL A 989207105 8,251 144,000 SH Other 1 144,000
-----END PRIVACY-ENHANCED MESSAGE-----