-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QS4bbFHLn1kQxWcqk/7ZtlR3kHt4xHT9u4Jd+vEE7oHDyigveuGjRSXW+UqQezBt DWdkjQXvaQ6TNCiDZlbk4A== 0000909661-02-000031.txt : 20020814 0000909661-02-000031.hdr.sgml : 20020814 20020814174615 ACCESSION NUMBER: 0000909661-02-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 02737306 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 q20213fhr.txt FORM 13F HOLDINGS REPORT FORM 13F --------------------------- OMB Approval --------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:..........24.7 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California August 14, 2002 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 142 Form 13 F Information Table Value Total: $ 2,163,303 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management FORM 13F June 30, 2002 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------- Value Shares/ Sh/ Put/ Investment Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None - ----------------------------- ------------------ --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Agere Systems B CL B 00845V209 7,935 5,290,077 SH Other 1 5,290,077 Agere Systems Inc A CL A 00845V100 10,139 7,241,818 SH Other 1 7,241,818 Allied Waste Industries COM PAR $.01 NEW 019589308 16,399 1,708,200 SH Other 1 1,708,200 American Int'l Group COM 026874107 21,783 319,260 SH Other 1 319,260 American Standard Corp. COM 029712106 6,196 82,500 SH Other 1 82,500 American Water Works Inc COM 030411102 108,081 2,501,300 SH Other 1 2,501,300 Amylin Pharmaceuticals Inc COM 032346108 48,641 4,446,200 SH Other 1 4,446,200 Applied Materials COM 038222105 2,872 151,000 SH Other 1 151,000 Arch Capital Group ORD G0450A105 7,741 275,000 SH Other 1 275,000 Argosy Gaming COM 040228108 16,824 592,400 SH Other 1 592,400 Arrow Electronics COM 042735100 2,438 117,500 SH Other 1 117,500 Astoria Financial Corp COM 046265104 2,324 72,500 SH Other 1 72,500 AT & T CDA INC DEPS RCPT CL B 00207Q202 65,433 2,058,300 SH Other 1 2,058,300 Automatic Data Processing COM 053015103 1,089 25,000 SH Other 1 25,000 Avaya Inc. NOTE 10/3 053499AA7 20,010 55,200,000 PRN Other 1 55,200,000 Aviron '08 NOTE 5.25% 2/0 053762AD2 8,279 9,199,000 PRN Other 1 9,199,000 Banco Latinoamericano DE Exp CL E P16994132 6,214 495,100 SH Other 1 495,100 Barra Inc. COM 068313105 6,982 187,800 SH Other 1 187,800 Big City Radio CL A 089098107 207 147,800 SH Other 1 147,800 Brookfield Properties Corp. COM 112900105 15,352 744,203 SH Other 1 744,203 Bruker Daltonics Inc. COM 116795105 1,634 413,700 SH Other 1 413,700 Cablevision SYS Corp CL A RAINB MED 12686C844 2,085 238,300 SH Other 1 238,300 Capital Pacific Holdings COM 14040M104 11,661 2,809,851 SH Other 1 2,809,851 Catalytica Energy Systems COM 148884109 6,385 2,020,538 SH Other 1 2,020,538 Cendant Corporation COM 151313103 3,433 216,197 SH Other 1 216,197 ChevronTexaco Corp COM 166764100 25,928 292,967 SH Other 1 292,967 City Investing Co Liq. Tr UNIT BEN INT 177900107 22,921 12,063,529 SH Other 1 12,063,529 CNA Financial Corp COM 126117100 13,250 500,000 SH Other 1 500,000 Conectiv COM 206829103 1,654 65,000 SH Other 1 65,000 Copper Mountain Networks Inc. COM 217510106 701 834,600 SH Other 1 834,600 COR Therapeutics NOTE 5% 217753AD4 178,815 167,117,000 PRN Other 1 167,117,000 COR Therapeutics '06 NOTE 4.5% 217753AG7 15,674 14,700,000 PRN Other 1 14,700,000 Crawford & Company- Cl A CL A 224633206 72 11,700 SH Other 1 11,700 CSG SYS INTL INC COM 126349109 5,863 306,300 SH Other 1 306,300 CTS Corp COM 126501105 5,868 487,400 SH Other 1 487,400 Cypress Semiconductor NOTE 4.0% 2/0 232806AE9 23,799 27,355,000 PRN Other 1 27,355,000 D&E Communications COM 232860106 1,660 157,971 SH Other 1 157,971 Davita Inc COM 23918k108 10,339 434,400 SH Other 1 434,400 Dreyer's Grand Ice Cream COM 261878102 16,464 240,000 SH Other 1 240,000 Elan PLC *W EXP 01/14/200 284131802 112 250,000 SH Other 1 250,000 Elan PLC *W EXP 12/31/200 G29539155 41 1,374,400 SH Other 1 1,374,400 Elan PLC *W EXP 08/31/200 G29539163 550 1,374,400 SH Other 1 1,374,400 Emcor Group COM 29084Q100 11,153 190,000 SH Other 1 190,000 Enterasys Networks Inc COM 293637104 1,423 799,400 SH Other 1 799,400 Fisher Scientific Intl COM NEW 338032204 7,979 284,976 SH Other 1 284,976 G & K Services Inc. CL A 361268105 19,500 569,500 SH Other 1 569,500 Gartner Group CL A 366651107 10,730 1,062,400 SH Other 1 1,062,400 Gartner Group CL B 366651206 16,017 1,703,980 SH Other 1 1,703,980 General Maritime Corp SHS Y2692M103 10,164 1,058,723 SH Other 1 1,058,723 Global Light Telecom Inc COM 37934X100 8 94,900 SH Other 1 94,900 Golden State Bancorp COM 381197102 70,100 1,933,800 SH Other 1 1,933,800 Golden State Bancorp - Lit WT *W EXP 99/99/999 381197136 5,160 4,733,738 SH Other 1 4,733,738 Golf Trust of America COM 38168B103 351 112,200 SH Other 1 112,200 Halliburton Co. COM 406216101 2,232 140,000 SH Other 1 140,000 Health Net, Inc. COM 42222G108 21,496 803,000 SH Other 1 803,000 Herbalife Int'l CL B 426908307 33,308 1,737,500 SH Other 1 1,737,500 Herbalife Int'l CL A 426908208 4,231 221,500 SH Other 1 221,500 Hilton Hotels COM 432848109 5,282 380,000 SH Other 1 380,000 Hollywood Entertainment COM 436141105 13,442 650,000 SH Other 1 650,000 Huffy Corp COM 444356109 1,402 162,400 SH Other 1 162,400 I2 Technologies '06 SUB NT 5.25% 12/1 465754AF6 44,730 63,000,000 PRN Other 1 63,000,000 Immunex Corp COM 452528102 62,313 2,789,300 SH Other 1 2,789,300 Innovative Solutions COM 45769N105 369 49,200 SH Other 1 49,200 Insignia Financial Group Inc. COM 45767A105 2,283 234,900 SH Other 1 234,900 Insurance Auto Auctions COM 457875102 35,632 1,827,300 SH Other 1 1,827,300 International Game Technology COM 459902102 2,888 50,930 SH Other 1 50,930 Invitrogen NOTE 2.25% 12/01 46185RAD2 10,124 13,000,000 PRN Other 1 13,000,000 Invitrogen Corp COM 46185R100 8,704 271,900 SH Other 1 271,900 IStar Financial COM 45031U101 3,562 125,000 SH Other 1 125,000 Ivex Packaging Corp COM 465855104 36,427 1,599,800 SH Other 1 1,599,800 Jones Lang Lasalle Inc COM 48020Q107 16,636 673,516 SH Other 1 673,516 Juniper Networks SB NT CV 4.75% 3/1 48203RAA2 13,280 22,366,000 PRN Other 1 22,366,000 Juno Lighting COM NEW 482047206 5,049 520,526 SH Other 1 520,526 Korn Ferry International COM NEW 500643200 19,451 2,137,500 SH Other 1 2,137,500 Lam Research Corp COM 512807108 5,193 288,800 SH Other 1 288,800 Liberty Media COM SER A 530718105 9,500 1,000,000 SH Other 1 1,000,000 Loews Corp CAROLNA GP STK 540424207 34,930 1,291,300 SH Other 1 1,291,300 Loews Corp. COM 540424108 47,829 902,600 SH Other 1 902,600 Lone Star Steakhouse COM 542307103 1,777 75,331 SH Other 1 75,331 Martin Marietta Materials COM 573284106 31,060 796,400 SH Other 1 796,400 Maxtor Corp COM NEW 577729205 526 116,400 SH Other 1 116,400 MCSI Inc COM 55270M108 10,027 892,200 SH Other 1 892,200 Methanex Corp COM 59151K108 134 16,200 SH Other 1 16,200 Millennium Pharmaceuticals COM 599902103 3,636 299,229 SH Other 1 299,229 Molex Inc. CL A 608554200 7,310 266,500 SH Other 1 266,500 Monsanto Co/New COM 61166W101 1,869 105,000 SH Other 1 105,000 Napro Biotherapeutics COM 630795102 2,668 406,700 SH Other 1 406,700 National Golf Properties Inc. COM 63623G109 10,962 1,282,100 SH Other 1 1,282,100 Network Associates Inc. COM 640938106 29,957 1,554,600 SH Other 1 1,554,600 Novellus Systems Inc. COM 670008101 3,533 103,900 SH Other 1 103,900 Officemax Inc. COM 67622M108 11,079 1,881,000 SH Other 1 1,881,000 On Command Corp COM 682160106 1,055 624,000 SH Other 1 624,000 Oracle Corp COM 68389X105 7,705 813,600 SH Other 1 813,600 Peoplesoft Inc COM 712713106 3,126 210,100 SH Other 1 210,100 PG&E Corporation COM 69331C108 50,937 2,847,200 SH Other 1 2,847,200 Pilgrims Pride Corp CL A 721467207 620 59,700 SH Other 1 59,700 Playtex Products COM 72813P100 11,237 867,700 SH Other 1 867,700 Polo Ralph Lauren Corp CL A 731572103 2,222 99,200 SH Other 1 99,200 Potash Corp of Saskatchewan COM 73755l107 30,975 464,400 SH Other 1 464,400 Precision Castparts COM 740189105 7,412 224,600 SH Other 1 224,600 Providian NOTE 02/01 74406AAB8 25,943 85,060,000 PRN Other 1 85,060,000 Providian Corp COM 74406A102 13,612 2,315,000 SH Other 1 2,315,000 Quantum Corp COM DSSG 747906204 2,479 590,200 SH Other 1 590,200 Quebecor World Inc. COM NON-VTG 748203106 24,375 908,700 SH Other 1 908,700 Renal Treatment Centers Inc. NOTE 5.625% 759671AC4 4,918 4,810,000 PRN Other 1 4,810,000 Riverstone Networks, Inc COM 769320102 970 309,900 SH Other 1 309,900 Ruby Tuesday Inc. COM 781182100 1,370 70,600 SH Other 1 70,600 Sanmina Sci Corp COM 800907107 4,846 767,992 SH Other 1 767,992 Sappi Ltd. SPON ADR NEW 803069202 26,970 1,923,700 SH Other 1 1,923,700 Scripps E W CO Ohio CL A 811054204 4,320 56,100 SH Other 1 56,100 Sealed Air Pfd PFD CV A $2 81211K209 31,467 770,301 SH Other 1 770,301 Sempra Energy COM 816851109 23,104 1,044,000 SH Other 1 1,044,000 Sepracor NOTE 5.75% 11/1 817315AQ7 2,450 4,130,000 PRN Other 1 4,130,000 Sepracor Inc SDCV 7% 12/1 817315AH7 13,186 19,250,000 PRN Other 1 19,250,000 Sepracor Inc SDCV 5% 2/1 817315AL8 13,451 23,393,000 PRN Other 1 23,393,000 Siebel Systems Inc. COM 826170102 5,934 417,300 SH Other 1 417,300 SINA com COM G81477104 87 50,000 SH Other 1 50,000 Station Casinos COM 857689103 32,885 1,842,300 SH Other 1 1,842,300 Sun Microsystems COM 866810104 5,098 1,017,500 SH Other 1 1,017,500 Symbol Technologies Inc. COM 871508107 3,825 450,000 SH Other 1 450,000 Syncor International Corp COM 87157J106 7,094 225,200 SH Other 1 225,200 Telecom Argentina SA-ADR SPON ADR REP B 879273209 973 1,496,900 SH Other 1 1,496,900 TMP Worldwide COM 872941109 1,032 48,000 SH Other 1 48,000 Trammell Crow Co COM 89288R106 9,601 664,400 SH Other 1 664,400 Trigon Healthcare Inc. COM 89618L100 31,492 313,100 SH Other 1 313,100 Trizec Properties Inc. COM 89687P107 7,281 431,861 SH Other 1 431,861 Tyco Intl Group SA DBCV 902118AW8 67,840 99,764,000 PRN Other 1 99,764,000 Unisys Corp COM 909214108 9,613 1,068,100 SH Other 1 1,068,100 United Stationers Inc COM 913004107 84,470 2,778,625 SH Other 1 2,778,625 Veritas Software Corp COM 923436109 10,685 539,900 SH Other 1 539,900 Veritas Software Corp /Veri NOTE 1.856% 8/1 92343RAA1 1,942 2,300,000 PRN Other 1 2,300,000 Waste Management Inc COM 94106L109 23,114 887,300 SH Other 1 887,300 Waters Corp COM 941848103 33,909 1,270,000 SH Other 1 1,270,000 WebMD Corp COM 94769M105 11,140 1,978,600 SH Other 1 1,978,600 Western Res Inc COM 959425109 12,719 828,600 SH Other 1 828,600 Worldcom Inc. GA New WRLDCOM GP COM 98157D106 57 68,900 SH Other 1 68,900 Yankee Candle COM 984757104 31,167 1,150,500 SH Other 1 1,150,500 York Int'l COM 986670107 1,368 40,500 SH Other 1 40,500 Zebra Technologies CL A 989207105 9,519 197,400 SH Other 1 197,400 CIA Vale Do Rio Doce SPONS ADR 204412209 16,314 589,600 SH Other 1 589,600 Tyco Intl LTD NEW COM 902124106 2,851 211,000 SH CALL Other 1 211,000 Centerpulse LTD SPONS ADR 152005104 1,279 77,300 SH Other 1 77,300
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