13F-HR 1 q10213fhr.txt 13F HOLDINGS REPORT FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California May 14, 2002 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 150 Form 13 F Information Table Value Total: $ 2,169,153 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management FORM 13F March 28, 2002 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------- Value Shares/ Sh/ Put/ Investment Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ----------------------------- ------------------ --------- ------- --------- --- ---- ---------- -------- --------- ------ ---- Associated Materials Inc. COM 045709102 3,733 73,200 SH Other 01 73,200 Chevrontexaco Corp COM 166764100 50,656 561,158 SH Other 01 561,158 Tyco Intl LTD NEW COM 902124106 1,405 43,500 SH CALL Other 01 43,500 AT&T Canada DEPS RCPT CL B 00207Q202 58,123 2,158,300 SH Other 01 2,158,300 Agere Systems Inc CL A 00845V100 9,245 2,376,500 SH Other 01 2,376,500 Allied Waste Industries COM 019589308 16,312 1,254,800 SH Other 01 1,254,800 American Int'l Group COM 026874107 50,771 703,779 SH Other 01 703,779 American Standard Corp. COM 029712106 11,674 165,000 SH Other 01 165,000 American Water Works Inc COM 030411102 28,514 651,000 SH Other 01 651,000 Amylin Pharmaceuticals Inc COM 032346108 40,800 4,075,900 SH Other 01 4,075,900 Anthem Inc. COM 03674B104 9,211 160,000 SH Other 01 160,000 Anthem Units COM 03674B203 1,456 20,000 SH Other 01 20,000 AON Corp COM 037389103 9,887 282,500 SH Other 01 282,500 Argosy Gaming COM 040228108 14,360 391,400 SH Other 01 391,400 Arrow Electronics COM 042735100 4,965 177,500 SH Other 01 177,500 Astoria Financial Corp COM 046265104 2,832 97,500 SH Other 01 97,500 Big City Radio COM 089098107 16 17,500 SH Other 01 17,500 Brookfield Properties Corp. COM 112900105 14,207 744,203 SH Other 01 744,203 CNA Financial Corp COM 126117100 36,148 1,217,100 SH Other 01 1,217,100 CTS Corp COM 126501105 5,219 321,200 SH Other 01 321,200 Cablevision SYS Corp CL A RAINB MED 12686C844 1,227 49,700 SH Other 01 49,700 Capital Pacific Holdings COM 14040M104 10,227 2,809,851 SH Other 01 2,809,851 Catalytica Energy Systems COM 148884109 6,809 2,020,538 SH Other 01 2,020,538 Cendant Corp COM 151313103 16,996 885,228 SH Other 01 885,228 City Investing Co Liq. Tr UNIT BEN INT 177900107 22,921 12,063,529 SH Other 01 12,063,529 Clarion Commercial Hldgs CL A 18051W109 3 53,000 SH Other 01 53,000 Compaq Computer Corp COM 204493100 53,850 5,153,100 SH Other 01 5,153,100 Conectiv COM 206829103 463 18,600 SH Other 01 18,600 Conestoga Enterprises COM 207015108 6,839 226,000 SH Other 01 226,000 Conoco Inc. COM 208251504 23,300 798,500 SH Other 01 798,500 Copper Mountain Networks Inc. COM 217510106 942 991,800 SH Other 01 991,800 COR Therapeutics NOTE 5% 217753AD4 74,294 72,837,000 PRN Other 01 72,837,000 COR Therapeutics NOTE 4.5% 217753AG7 12,954 12,700,000 PRN Other 01 12,700,000 Crawford & Company CL A 224633206 132 11,700 SH Other 01 11,700 Criimi Mae Inc. COM 226603504 433 122,000 SH Other 01 122,000 Cypress Semiconductor NOTE 4.0% 232806AE9 5,437 5,975,000 PRN Other 01 5,975,000 Cypress Semiconductor NOTE 3.75% 7/0 232806AF6 2,993 3,460,000 PRN Other 01 3,460,000 Cytyc Corp COM 232946103 501 18,600 SH Other 01 18,600 Davita Inc (TRL) COM 23918K108 19,003 751,100 SH Other 01 751,100 SINA com ORD G81477104 75 50,000 SH Other 01 50,000 Duke Energy Corp. WHEN ISSUED 264399106 1,806 47,770 SH Other 01 47,770 Duke Energy Corp. WHEN ISSUED 264399106 9,896 261,800 SH CALL Other 01 261,800 Accenture LTD Bermuda CL A G1150G111 1,068 40,000 SH Other 01 40,000 Echostar Communications CL A 278762109 2,501 88,300 SH Other 01 88,300 Elan PLC WT EXP 011403 284131802 550 250,000 SH Other 01 250,000 Empresa Brasiliera De AE SP ADR PFD SH 29081M102 1,092 54,100 SH Other 01 54,100 Emcor Group COM 29084Q100 13,876 239,246 SH Other 01 239,246 FBR Asset Investment Corp COM 30241E303 1,564 57,500 SH Other 01 57,500 Fifth Third Bancorp COM 316773100 10,412 154,299 SH Other 01 154,299 Fisher Scientific Intl COM 338032204 8,008 284,976 SH Other 01 284,976 FleetBoston Financial COM 339030108 19,627 560,777 SH Other 01 560,777 G & K Services Inc. A COM 361268105 12,769 342,700 SH Other 01 342,700 Gartner Group--A shares COM 366651107 17,696 1,371,800 SH Other 01 1,371,800 Gartner Group--B shares COM 366651206 21,381 1,644,680 SH Other 01 1,644,680 Gencorp Inc. COM 368682100 2,138 136,000 SH Other 01 136,000 Global Light Telecom Inc COM 37934X100 126 94,900 SH Other 01 94,900 Golden State Bancorp COM 381197102 52,896 1,781,600 SH Other 01 1,781,600 Golden State Bancorp - Lit WT WT EXP 000000 381197136 6,154 4,733,738 SH Other 01 4,733,738 Golf Trust of America COM 38168B103 637 110,700 SH Other 01 110,700 Halliburton Co. COM 406216101 2,560 150,000 SH Other 01 150,000 Health Net, Inc. COM 42222G108 34,577 1,260,100 SH Other 01 1,260,100 Hollywood Entertainment COM 436141105 17,083 1,016,840 SH Other 01 1,016,840 Huffy Corp COM 444356109 1,104 162,400 SH Other 01 162,400 Imagistics Int'l Inc. COM 45247T104 159 10,000 SH Other 01 10,000 Immunex Corp COM 452528102 44,627 1,474,800 SH Other 01 1,474,800 Industrie Natuzzi SPA ADR COM 456478106 8,757 593,700 SH Other 01 593,700 Insignia Financial Group Inc. COM 45767A105 4,534 396,000 SH Other 01 396,000 Innovative Solutions COM 45769N105 485 49,200 SH Other 01 49,200 Insurance Auto Auctions COM 457875102 20,093 1,200,300 SH Other 01 1,200,300 International Game Technology COM 459902102 3,174 50,930 SH Other 01 50,930 I2 Technologies SUB NT CV 5.25% 06 465754AF6 47,880 63,000,000 PRN Other 01 63,000,000 Ivex Packaging Corp COM 465855104 21,774 950,000 SH Other 01 950,000 Johnson & Johnson COM 478160104 62,715 965,594 SH Other 01 965,594 Jones Lang Lasalle Inc COM 48020Q107 10,428 470,800 SH Other 01 470,800 Juniper Networks SB NT CV 4.75% 07 48203RAA2 14,844 20,616,000 PRN Other 01 20,616,000 Juno Lighting COM 482047206 6,585 520,526 SH Other 01 520,526 KV Pharmaceutical Co CL A 482740206 832 28,600 SH Other 01 28,600 Koger Equity Inc COM 500228101 13,332 746,027 SH Other 01 746,027 Korn/Ferry International COM 500643200 21,268 2,137,500 SH Other 01 2,137,500 La Quinta Corp PAIRED CTF 50419U202 4,721 660,300 SH Other 01 660,300 Liqui-Box Corp COM 536314107 4,109 61,700 SH Other 01 61,700 Loews Corp. COM 540424108 43,589 744,100 SH Other 01 744,100 Loews Corp CAROLNA GP STK 540424207 49,891 1,663,600 SH Other 01 1,663,600 Lucent COM 549463107 6,348 1,342,000 SH Other 01 1,342,000 MCSI Inc COM 55270M108 13,177 1,106,400 SH Other 01 1,106,400 Martha Stewart Living CL A 573083102 15,752 880,000 SH Other 01 880,000 Martin Marietta Materials COM 573284106 30,234 716,100 SH Other 01 716,100 Maxim Integrated Products COM 57772K101 4,649 83,457 SH Other 01 83,457 Maximus Inc COM 577933104 2,551 83,000 SH Other 01 83,000 Methanex Corp COM 59151K108 8,308 1,121,200 SH Other 01 1,121,200 Millennium Pharmaceuticals COM 599902103 13,903 623,183 SH Other 01 623,183 Molex Inc. CL A 608554200 8,152 266,500 SH Other 01 266,500 Momentum Business Apps COM 60877P108 17,113 915,124 SH Other 01 915,124 Napro Biotherapeutics COM 630795102 5,373 614,100 SH Other 01 614,100 National Golf Properties Inc. COM 63623G109 2,759 372,800 SH Other 01 372,800 Network Associates Inc. COM 640938106 31,499 1,301,600 SH Other 01 1,301,600 Nortel Inversora-ADR SPON ADR PFD B 656567401 8,031 4,808,690 SH Other 01 4,808,690 OTG Software Inc COM 671059103 1,030 119,300 SH Other 01 119,300 Officemax Inc. COM 67622M108 10,496 1,881,000 SH Other 01 1,881,000 On Command Corp COM 682160106 2,839 624,000 SH Other 01 624,000 PG&E Corporation COM 69331C108 71,785 3,046,900 SH Other 01 3,046,900 PRG Schultz International Inc COM 69357C107 3,254 231,600 SH Other 01 231,600 Penzoil Quaker State COM 709323109 4,294 200,000 SH Other 01 200,000 Pilgrims Pride Corp CL A 721467207 642 59,700 SH Other 01 59,700 Playtex Products COM 72813P100 9,423 867,700 SH Other 01 867,700 Potash Corp of Saskatchewan COM 73755L107 28,310 433,800 SH Other 01 433,800 Precision Castparts COM 740189105 7,082 200,000 SH Other 01 200,000 Providian Corp COM 74406A102 14,451 1,914,100 SH Other 01 1,914,100 Providian NOTE 74406AAB8 19,200 64,000,000 PRN Other 01 64,000,000 Quebecor World Inc. COM 748203106 23,796 908,700 SH Other 01 908,700 Rait Investment Trust COM 749227104 1,568 77,800 SH Other 01 77,800 Renal Treatment Centers Inc. NOTE 5.625% 759671AC4 5,159 4,810,000 PRN Other 01 4,810,000 Ruby Tuesday Inc. COM 781182100 5,624 241,900 SH Other 01 241,900 Sanmina SCI Corp COM 800907107 18,303 1,557,668 SH Other 01 1,557,668 Sappi Ltd. SPON ADR NEW 803069202 18,397 1,373,900 SH Other 01 1,373,900 Scripps Co. CL A 811054204 9,082 110,600 SH Other 01 110,600 Sealed Air Pfd PFD 81211K209 39,894 870,101 SH Other 01 870,101 Security Capital Group CL B 81413P204 39,642 1,556,400 SH Other 01 1,556,400 Sempra Energy COM 816851109 26,257 1,044,000 SH Other 01 1,044,000 Sepracor Inc. SDCV 7% 12/1 817315AH7 2,677 3,500,000 PRN Other 01 3,500,000 Sepracor Inc SDCV 5% 2/1 817315AL8 3,000 4,800,000 PRN Other 01 4,800,000 Shopko Stores, Inc COM 824911101 3,620 200,000 SH Other 01 200,000 Sprint (fon) COM FON GRP 852061100 5,199 340,000 SH Other 01 340,000 Station Casinos COM 857689103 36,522 2,193,500 SH Other 01 2,193,500 Storage USA COM 861907103 16,763 393,600 SH Other 01 393,600 Sulzer Medical SPONS ADR 865580104 711 77,300 SH Other 01 77,300 Symbol Technologies Inc. COM 871508107 5,058 450,000 SH Other 01 450,000 TRW Inc. COM 872649108 5,147 100,000 SH Other 01 100,000 Telecom Argentina SA-ADR SPON ADR REP B 879273209 1,421 496,900 SH Other 01 496,900 Trammell Crow Co COM 89288R106 7,167 494,300 SH Other 01 494,300 Travelocity Com Inc. COM 893953109 24,988 893,400 SH Other 01 893,400 Tyco Intl Group S A DBCV 902118AW8 42,300 60,000,000 PRN Other 01 60,000,000 Unisys Corp COM 909214108 10,756 851,600 SH Other 01 851,600 United Stationers Inc COM 913004107 78,426 2,058,425 SH Other 01 2,058,425 Veritas Software Corp COM 923436109 3,915 89,311 SH Other 01 89,311 Viacom CL B 925524308 17,667 365,252 SH Other 01 365,252 Vidamed Inc. COM 926530106 4,374 555,100 SH Other 01 555,100 Wackenhut Corp COM SER B 929794303 4,276 131,300 SH Other 01 131,300 Waste Management Inc COM 94106L109 24,179 887,300 SH Other 01 887,300 WebMD Corp COM 94769M105 8,752 1,139,600 SH Other 01 1,139,600 Western Resources Inc COM 959425109 14,210 828,600 SH Other 01 828,600 Worldcom Inc-Worldcom Group COM 98157D106 3,954 586,600 SH Other 01 586,600 Zebra Technologies CL A 989207105 10,677 197,400 SH Other 01 197,400 Elan PLC *W EXP 12/31/200 G29539155 825 1,374,400 SH Other 01 1,374,400 Elan PLC *W EXP 08/31/200 G29539163 41 1,374,400 SH Other 01 1,374,400 Transocean Sedco Forex COM G90078109 14,687 441,970 SH Other 01 441,970 Trenwick Group Ltd. COM G9032C109 3,663 408,400 SH Other 01 408,400 Banco Latinoamericano Exp CL E P16994132 21,548 981,700 SH Other 01 981,700 General Maritime Corp COM Y2692M103 11,887 990,600 SH Other 01 990,600 Pinnacle HLDGS INC NOTE 5.5% 9/1 72346NAD3 115 4,940,000 PRN Other 01 4,940,000