13F-HR 1 q40113fhr.txt FORM 13F HOLDINGS REPORT FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California February 14, 2002 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 124 Form 13 F Information Table Value Total: $ 2,080,482 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management FORM 13F December 31, 2001 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------- Value Shares/ Sh/ Put/ Investment Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ChevronTexaco Corp COM 166764100 50,285 561,158 SH Other 01 561,158 Taiwan Semiconductor - ELN SPONS ADR 874039100 11,389 4,549,000 SH Other 01 4,549,000 AT&T Canada COM 00207Q202 52,929 1,753,200 SH Other 01 1,753,200 Allied Waste Industries COM 019589308 14,859 1,056,800 SH Other 01 1,056,800 American Int'l Group COM 026874107 61,038 768,740 SH Other 01 768,740 American Standard Corp. COM 029712106 21,711 318,200 SH Other 01 318,200 Amresco Capital Trust COM 031919103 2,273 1,722,011 SH Other 01 1,722,011 Amylin Pharmaceuticals COM 032346108 9,413 1,029,900 SH Other 01 1,029,900 Anchor Gaming COM 033037102 7,281 106,600 SH Other 01 106,600 Anglogold ADR SPON ADR 035128206 1,492 82,600 SH Other 01 82,600 Anthem Inc. COM 03674B104 30,725 620,700 SH Other 01 620,700 Anthem Units EQTY SEC UNIT 03674B203 1,280 20,000 SH Other 01 20,000 Argosy Gaming COM 040228108 9,476 291,400 SH Other 01 291,400 Astec Industries Inc COM 046224101 4,543 314,152 SH Other 01 314,152 Astoria Financial Corp COM 046265104 5,091 192,400 SH Other 01 192,400 Aviron COM 053762100 3,775 75,900 SH Other 01 75,900 Bard (C.R.) Inc. COM 067383109 98,362 1,525,000 SH Other 01 1,525,000 Big City Radio COM 089098107 19 17,500 SH Other 01 17,500 Boyd Gaming Corp COM 103304101 1,695 260,800 SH Other 01 260,800 Brookfield Properties Corp. COM 112900105 12,950 744,203 SH Other 01 744,203 CNA Financial Corp COM 126117100 34,059 1,167,600 SH Other 01 1,167,600 Capital Pac HLDGS Inc COM 14040M104 13,037 2,809,851 SH Other 01 2,809,851 Catalytica Energy Systems COM 148884109 6,720 1,470,538 SH Other 01 1,470,538 Cendant Corp COM 151313103 17,359 885,228 SH Other 01 885,228 City Investing UNIT BEN INT 177900107 20,870 12,063,529 SH Other 01 12,063,529 Clarion Commercial Hldgs CLA 18051W109 132 53,000 SH Other 01 53,000 Banco Latinoamericano Exp COM 2069485 23,037 821,300 SH Other 01 821,300 Conestoga Enterprises COM 207015108 3,614 113,100 SH Other 01 113,100 Copper Mountain Networks Inc. COM 217510106 1,676 991,800 SH Other 01 991,800 COR Therapeutics Inc. COM 217753102 36,821 1,538,700 SH Other 01 1,538,700 COR Therapeutics SUB NT CV5%07 217753Ad4 16,929 16,887,000 PRN Other 01 16,887,000 Criimi Mae Inc. COM NEW 226603504 492 122,000 SH Other 01 122,000 Cypress Semiconductor '05 SB NT CV 3.75%05 232806AF6 10,486 12,710,000 PRN Other 01 12,710,000 Davita Inc (TRL) COM 23918k108 18,364 751,100 SH Other 01 751,100 Dime Savings Bank COM 25429Q102 41,835 1,159,500 SH Other 01 1,159,500 Dow Chemical COM 260543103 3,880 114,864 SH Other 01 114,864 Trenwick Group Ltd. COM 2641214 11,107 1,092,100 SH Other 01 1,092,100 Elan PLC WT EXP 083105 G29539163 220 1,374,400 SH Other 01 1,374,400 Elan PLC WT EXP 123102 G29539155 4,604 1,374,400 SH Other 01 1,374,400 Transocean Sedco Forex ORD 2821287 14,947 441,970 SH Other 01 441,970 Elan PLC WT EXP 011403 284131802 8,500 250,000 SH Other 01 250,000 Emcor Group COM 29084Q100 10,862 239,246 SH Other 01 239,246 FBR Asset Investment Corp COM 30241E303 2,810 100,000 SH Other 01 100,000 Fifth Third Bancorp COM 316773100 9,502 154,299 SH Other 01 154,299 Fisher Scientific Intl COM 338032204 8,321 284,976 SH Other 01 284,976 FleetBoston Financial COM 339030108 20,468 560,777 SH Other 01 560,777 G & K Services Inc. A COM 361268105 15,646 484,400 SH Other 01 484,400 Gartner Group--A shares COM 366651107 16,523 1,413,400 SH Other 01 1,413,400 Gartner Group--B shares COM 366651206 17,954 1,603,080 SH Other 01 1,603,080 General Maritime Corp COM Y2692M103 9,906 990,600 SH Other 01 990,600 General Motors (H Class) COM 370442832 10,120 655,000 SH Other 01 655,000 Global Light Telecom Inc COM 37934X100 180 94,900 SH Other 01 94,900 Golden State Bancorp COM 381197102 46,589 1,781,600 SH Other 01 1,781,600 Golden State Bancorp - Lit WT WT EXP 000000 381197136 5,586 4,733,738 SH Other 01 4,733,738 Harmony Gold Mining CW WT EXP 062903 413216110 188 61,800 SH Other 01 61,800 Health Net, Inc. COM 42222G108 26,900 1,235,100 SH Other 01 1,235,100 Heidrick & Struggles COM 422819102 11,028 607,600 SH Other 01 607,600 Hotjobs.com Ltd COM 441474103 19,796 1,905,300 SH Other 01 1,905,300 Huffy Corp COM 444356109 601 93,900 SH Other 01 93,900 IStar Financial COM 45031U101 7,048 282,500 SH Other 01 282,500 Immunex Corp COM 452528102 20,979 757,100 SH Other 01 757,100 Industrie Natuzzi ADR COM 456478106 10,815 738,700 SH Other 01 738,700 Innovative Solutions COM 45769N105 382 49,200 SH Other 01 49,200 Insurance Auto Auctions COM 457875102 5,440 374,900 SH Other 01 374,900 Interlogix Inc. COM 458763109 15,651 404,724 SH Other 01 404,724 International Game Technology COM 459902102 402 5,890 SH Other 01 5,890 I2 Technologies '06 SUB NT CV5.25%06 465754AF6 47,092 63,000,000 PRN Other 01 63,000,000 JDS Uniphase Corp COM 46612J101 3,478 398,400 SH Other 01 398,400 JP Morgan Chase COM 46625H100 14,085 387,490 SH Other 01 387,490 Jack in the Box, Inc. COM 466367109 4,847 176,000 SH Other 01 176,000 Johnson & Johnson COM 478160104 57,067 965,594 SH Other 01 965,594 Juniper Networks SB NT CV 4.75%07 48203RAA2 14,895 20,616,000 PRN Other 01 20,616,000 Juno Lighting COM NEW 482047206 4,919 520,526 SH Other 01 520,526 KCS Energy Inc COM 482434206 280 89,800 SH Other 01 89,800 Koger Equity Inc COM 500228101 20,457 1,255,027 SH Other 01 1,255,027 Korn/Ferry International COM 500643200 16,293 1,529,900 SH Other 01 1,529,900 Loews Corp. COM 540424108 21,836 394,300 SH Other 01 394,300 Lucent COM 549463107 8,837 1,405,000 SH Other 01 1,405,000 Martin Marietta Materials COM 573284106 31,613 678,400 SH Other 01 678,400 Maxim Integrated Products COM 57772K101 4,382 83,457 SH Other 01 83,457 Methanex Corp COM 59151K108 5,189 936,600 SH Other 01 936,600 Mitchell Energy & Development CL A 606592202 8,613 161,600 SH Other 01 161,600 Molex Inc. CL A 608554200 7,209 266,500 SH Other 01 266,500 Momentum Business Apps CL A 60877P108 17,216 865,124 SH Other 01 865,124 Network Associates Inc. COM 640938106 22,699 878,100 SH Other 01 878,100 Niagara Mohawk Power COM 653520106 75,711 4,270,200 SH Other 01 4,270,200 Nortel Inversora-ADR SPON ADR PFD B 656567401 19,475 4,808,690 SH Other 01 4,808,690 Officemax Inc. COM 67622M108 5,651 1,255,800 SH Other 01 1,255,800 On Command Corp COM 682160106 1,903 624,000 SH Other 01 624,000 Orion Power Holdings COM 686286105 85,209 3,264,700 SH Other 01 3,264,700 PG&E Corporation COM 69331c108 64,356 3,344,900 SH Other 01 3,344,900 Playtex Products COM 72813P100 8,611 883,200 SH Other 01 883,200 Potash Corp of Saskatchewan COM 73755l107 4,910 80,000 SH Other 01 80,000 Precision Castparts COM 740189105 9,560 338,400 SH Other 01 338,400 Profit Recovery Grp COM 743168106 7,782 954,800 SH Other 01 954,800 Quebecor World Inc. COM 748203106 19,494 865,500 SH Other 01 865,500 Rait Investment Trust COM 749227104 2,445 150,000 SH Other 01 150,000 Radiologix Inc. COM 75040K109 950 93,600 SH Other 01 93,600 RightChoice Managed Care COM 76657T102 21,823 311,800 SH Other 01 311,800 Roxio Inc COM 780008108 712 42,997 SH Other 01 42,997 Rubio's Restaurants COM 78116B102 293 89,991 SH Other 01 89,991 Sanmina SCI Corp. COM 800907107 30,998 1,557,668 SH Other 01 1,557,668 Scripps Co. COM 811054204 17,233 261,100 SH Other 01 261,100 Sealed Air Pfd PFD CV A $2 81211K209 44,356 1,070,101 SH Other 01 1,070,101 Security Capital Group CL B 81413P204 21,334 840,900 SH Other 01 840,900 Sempra Energy COM 816851109 20,507 835,300 SH Other 01 835,300 Shopko Stores, Inc COM 824911101 4,023 423,500 SH Other 01 423,500 Starwood Hotels & Resorts COM 85590A203 1,463 49,000 SH Other 01 49,000 Station Casinos COM 857689103 24,545 2,193,500 SH Other 01 2,193,500 Storage USA COM 861907103 16,571 393,600 SH Other 01 393,600 Sulzer Medical SPONS ADR 865580104 297 66,100 SH Other 01 66,100 Telecom Argentina SA-ADR SPON ADR REP B 879273209 3,240 496,900 SH Other 01 496,900 Telecorp PCS Inc. CL A 879300101 8,544 685,200 SH Other 01 685,200 Telephone & Data Sys Inc COM 879433100 17,017 189,600 SH Other 01 189,600 U S Bancorp COM 902973304 23,579 1,126,562 SH Other 01 1,126,562 United Stationers Inc COM 913004107 81,097 2,410,025 SH Other 01 2,410,025 Veritas Software Corp COM 923436109 4,003 89,311 SH Other 01 89,311 Viacom Inc CL B 925524308 16,126 365,252 SH Other 01 365,252 Waste Management Inc COM 94106L109 27,037 847,300 SH Other 01 847,300 Westcoast Energy COM 95751D102 12,607 477,000 SH Other 01 477,000 Western Resources Inc COM 959425109 14,252 828,600 SH Other 01 828,600 Westvaco Corp COM 961548104 9,531 335,000 SH Other 01 335,000 Willamette Industries COM 969133107 50,999 978,500 SH Other 01 978,500 Worldcom Inc-Worldcom Group WRLDCOM GP COM 98157D106 8,259 586,600 SH Other 01 586,600