13F-HR/A 1 q30013fa2.txt 13F HOLDINGS REPORT AMENDMENT NO. 2 FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2000 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Joesph F. Downes Managing Member (415) 421-2132 /s/ Joseph F. Downes ------------------------- San Francisco, California December 18, 2001 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 151 Form 13 F Information Table Value Total: $3,821,951 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management, L.L.C. FORM 13F September 30, 2000 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Value Shares/ Sh/ Put/ Investment Other ---------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ----------------------------- ------------------- --------- -------- ---------- --- ---- ---------- -------- -------- ------ ---- Adaptec Inc Sub NT CV 4.75%04 00651FAC2 19,517 23,304,000 PRN Other 01 23,304,000 Adaptec Inc. COM 00651F108 5,000 250,000 SH Other 01 250,000 ADC Telecom COM 000886101 4,189 155,867 SH Other 01 155,867 Alcoa COM 013817101 11,258 444,758 SH Other 01 444,758 Allergan Specialty Therapy CL A 018494104 26,958 1,198,121 SH Other 01 1,198,121 Allstate Corp COM 020002101 3,748 107,843 SH Other 01 107,843 Alteon Websystems COM 02145A109 51,283 473,200 SH Other 01 473,200 American Standard Co. COM 029712106 17,793 400,400 SH Other 01 400,400 Amresco Capital Trust COM Sh Ben Int 031919103 18,512 1,722,011 SH Other 01 1,722,011 Anadarko Petrol COM 032511107 17,542 263,953 SH Other 01 263,953 Applied Materials COM 038222105 8,684 146,566 SH Other 01 146,566 Argosy Gaming COM 040228108 507 28,000 SH Other 01 28,000 Associates First CL A 046008108 54,994 1,447,200 SH Other 01 1,447,200 At Home Corp COM Ser A 045919107 790 55,914 SH Other 01 55,914 AT&T COM 001957109 57,468 1,956,357 SH Other 01 1,956,357 AT&T Canada Depts Recpt CL B 00207Q202 8,170 268,000 SH Other 01 268,000 Battle Mtn Gold COM 071593107 542 310,000 SH Other 01 310,000 Bestfoods COM 08658U101 452,338 6,217,700 SH Other 01 6,217,700 Biovail Corp Int WT Exp 093002 09067J117 64,546 513,800 SH Other 01 513,800 Broadwing COM 111620100 12,456 487,266 SH Other 01 487,266 Brookfield Properties Corp. COM 112900105 15,214 943,103 SH Other 01 943,103 Capital Pacific Holdings Inc COM 14040M104 8,430 2,809,851 SH Other 01 2,809,851 Caremark Rx COM 141705103 274 24,369 SH Other 01 24,369 Catalytica COM 148885106 6,618 534,800 SH Other 01 534,800 C-Cube Microsystems Inc. COM 12501N108 7,821 382,700 SH Other 01 382,700 CHC Helicopter Corp CL A SUB VTG 12541C203 432 60,400 SH Other 01 60,400 Chiles Offshore COM 16888M104 757 35,000 SH Other 01 35,000 Chris Craft Inc. COM 170520100 25,264 306,700 SH Other 01 306,700 Cisco COM 17275R102 4,519 81,790 SH Other 01 81,790 Citadel Communications COM 172853202 3,482 205,600 SH Other 01 205,600 City Investing Co Liq. Tr Unit Ben Int 177900107 15,860 11,667,429 SH Other 01 11,667,429 Clear Channel Communications COM 184502102 10,447 184,898 SH Other 01 184,898 Clinichem Dev Inc CL A 186906103 2,927 260,200 SH Other 01 260,200 CMGI COM 125750109 2,166 77,524 SH Other 01 77,524 Cobalt Networks Inc. COM 19074R101 11,633 201,000 SH Other 01 201,000 Columbia Energy Group COM 197648108 13,944 196,400 SH Other 01 196,400 Consorcio G Grupo Dina S A CV Sub DB Conv 8%04 210306AB2 13,183 52,734,000 PRN Other 01 52,734,000 Corning COM 219350105 12,418 41,810 SH Other 01 41,810 Crescendo Pharmaceuticals CL A 225637107 24,416 1,192,845 SH Other 01 1,192,845 Daisytek Int'l Corp COM 234053106 537 85,100 SH Other 01 85,100 Delhaize America CL A 246688105 216 12,392 SH Other 01 12,392 Devon Energy COM 25179M103 15,317 254,650 SH Other 01 254,650 Dexter Corp COM 252165105 18,684 272,100 SH Other 01 272,100 Dura Pharmaceuticals Inc WT Exp 123102 26632S117 1,804 1,374,400 SH Other 01 1,374,400 Dura Pharmaceuticals Inc WT Exp 090105 26632S125 6,185 1,374,400 SH Other 01 1,374,400 Eastern Enterprises COM 27637F100 37,458 587,000 SH Other 01 587,000 El Paso Electric Co. COM New 283677854 3,816 277,094 SH Other 01 277,094 Elan Corp PLC Wt Exp 011403 284131802 14,792 242,500 SH Other 01 242,500 Elan Corp PLC RT G29539148 433 446,600 SH Other 01 446,600 EMC Corp. COM 268648102 11,709 118,124 SH Other 01 118,124 Emcor Group Inc. SB NT CC 5.75%05 29084QAC4 2,080 2,000,000 PRN Other 01 2,000,000 Fidelity National COM 316326107 5,211 210,563 SH Other 01 210,563 First Security Corp COM 336294103 17,927 1,099,000 SH Other 01 1,099,000 Fisher Scientific Intl COM New 338032204 17,903 530,465 SH Other 01 530,465 Flextronics COM Y2573F102 9,493 115,685 SH Other 01 115,685 Florida Progress Corp COM 341109106 9,830 185,700 SH Other 01 185,700 Ft. James Inc. COM 347471104 31,785 1,040,000 SH Other 01 1,040,000 Gartner Group COM 366651107 8,395 722,130 SH Other 01 722,130 Gartner Group CL B 366651206 22,304 2,050,960 SH Other 01 2,050,960 Geltex Pharmaceticals COM 368538104 25,110 536,400 SH Other 01 536,400 General Semiconductor Inc. COM 370787103 6,696 549,452 SH Other 01 549,452 Georgia Pac Corp COM GA PAC GRP 373298108 6,181 263,000 SH CALL Other 01 263,000 Getthere.com Inc COM 374266104 18,041 1,023,600 SH Other 01 1,023,600 Global Light Telecom Inc COM 37934X100 1,338 259,900 SH Other 01 259,900 Go2net Inc COM 383486107 26,928 495,800 SH Other 01 495,800 Golden State Bancorp COM 381197102 36,649 1,551,300 SH Other 01 1,551,300 Golden State Bancorp WT Exp 000000 381197136 4,036 3,311,838 SH Other 01 3,311,838 Harcourt General COM 41163G101 4,620 78,300 SH Other 01 78,300 I 2 Tech COM 465754109 7,863 42,050 SH Other 01 42,050 Impac Commercial Holdings COM 45254R108 2,402 373,100 SH Other 01 373,100 IMS Health COM 449934108 22,030 1,061,700 SH Other 01 1,061,700 Infinity Broadcasting CL A 45662S102 77,209 2,339,675 SH Other 01 2,339,675 Informix Inc COM 456779107 1,102 269,150 SH Other 01 269,150 Innovative Solutions COM 45769N105 843 49,200 SH Other 01 49,200 Intel COM 458140100 25,095 604,708 SH Other 01 604,708 Interlogix Inc. COM 458763109 5,839 457,924 SH Other 01 457,924 Intermedia Communications COM 458801107 14,866 505,000 SH Other 01 505,000 Johnson & Johnson COM 478160104 6,897 73,422 SH Other 01 73,422 Juno Lighting COM New 482047206 2,910 535,202 SH Other 01 535,202 Koger Equity Inc COM 500228101 20,667 1,215,727 SH Other 01 1,215,727 Korn Ferry International COM New 500643200 40,486 1,070,700 SH Other 01 1,070,700 LG&E Energy Corp COM 501917108 74,715 3,057,400 SH Other 01 3,057,400 Lincoln Electric Holdings COM 533900106 784 59,200 SH Other 01 59,200 Loews Corp. COM 540424108 18,918 226,900 SH Other 01 226,900 Lycos Inc. COM 550818108 20,240 294,400 SH Other 01 294,400 Lynx Therapeutics COM New 551812308 215 6,871 SH Other 01 6,871 Matrixone Inc. COM 57685P304 4,478 111,950 SH Other 01 111,950 Maverick Tube Corp COM 577914104 324 12,032 SH Other 01 12,032 McLeod USA CL A 582266102 1,259 87,945 SH Other 01 87,945 Midas Inc COM 595626102 4,236 302,551 SH Other 01 302,551 MMC Networks, Inc. COM 55308N102 20,334 161,300 SH Other 01 161,300 Momentum Business Apps CL A 60877P108 7,208 716,324 SH Other 01 716,324 Morgan JP and Co COM 616880100 29,604 181,200 SH Other 01 181,200 Motorola COM 620076109 14,488 512,832 SH Other 01 512,832 Nabisco Group Holdings COM 62952P102 76,739 2,692,600 SH Other 01 2,692,600 Nabisco Hldgs Corp CL A 629526104 67,440 1,254,700 SH Other 01 1,254,700 Nextlink Comm CL A 65333H707 8,390 238,444 SH Other 01 238,444 Niagara Mohawk Power COM 653520106 4,437 281,700 SH Other 01 281,700 Nortel Inversora SA Spons ADR Pfd B 656567401 68,388 4,578,290 SH Other 01 4,578,290 Nortel Networks COM 656568102 17,112 287,300 SH Other 01 287,300 On Command Corp COM 682160106 7,098 585,400 SH Other 01 585,400 Open TV Corp CL A G67543101 534 16,092 SH Other 01 16,092 Pacific Gulf Properties COM 694396102 15,881 593,700 SH Other 01 593,700 Paine Webber Group Inc. COM 695629105 35,493 521,000 SH Other 01 521,000 Panamsat COM 697933109 3,981 124,900 SH Other 01 124,900 PE Corp WT G Exp 091103 69332S110 258 2,801 SH Other 01 2,801 Peoplesoft, Inc COM 712713106 2,426 86,835 SH Other 01 86,835 Pfizer COM 717081103 23,863 531,025 SH Other 01 531,025 Pharmacia COM 71713U102 49,981 830,424 SH Other 01 830,424 Playtex Products COM 72813P100 2,496 211,300 SH Other 01 211,300 Plum Creek Timber COM 729251108 2,947 132,100 SH Other 01 132,100 Profit Recovery Grp COM 743168106 12,205 1,235,900 SH Other 01 1,235,900 PSI Net COM 74437C101 547 57,209 SH Other 01 57,209 PSS World Medical COM 69366A100 4,208 1,160,700 SH Other 01 1,160,700 R & B Falcon COM 74912E101 71,756 2,574,200 SH Other 01 2,574,200 Rite Aid COM 767754104 5,461 1,365,314 SH Other 01 1,365,314 Rubio's Restaurants COM 78116B102 3,790 652,111 SH Other 01 652,111 S1 Corp COM 78463B101 435 36,408 SH Other 01 36,408 SBC Communications COM 78387G103 8,039 160,787 SH Other 01 160,787 Scripps EW Co Ohio CL A 811054204 26,438 489,600 SH Other 01 489,600 SDL Inc. COM 784076101 1,858 6,000 SH Other 01 6,000 Seagate Technology Inc. COM 811804103 658,743 9,547,000 SH Other 01 9,547,000 Seagram Ltd. COM 811850106 103,606 1,803,800 SH Other 01 1,803,800 Sealed Air Corp New PFD CV A $2 81211K209 62,505 1,389,001 SH Other 01 1,389,001 Shandong Huaneng Power Spon ADR N 819419102 5,832 765,400 SH Other 01 765,400 Shaw Industries COM 820286102 9,907 535,500 SH Other 01 535,500 Shire Pharmaceutical Spon ADR 82481R106 2,922 56,591 SH Other 01 56,591 Software.com COM 83402P104 35,822 197,500 SH Other 01 197,500 Solectron Corp COM 834182107 3,298 71,502 SH Other 01 71,502 Solutia Inc COM 834376105 22,631 1,989,500 SH Other 01 1,989,500 Summit Bancorp COM 866005101 14,418 417,900 SH Other 01 417,900 Sun Intl Hotels Ltd ORD P8797T133 1,639 85,139 SH Other 01 85,139 Sun Microsystems COM 866810104 1,247 10,600 SH Other 01 10,600 Synavant COM 87157A105 355 53,085 SH Other 01 53,085 Telecom Argentina Stet Fr Spon ADR Rep B 879273209 30,338 1,402,900 SH Other 01 1,402,900 Teledyne COM 879360105 8,353 286,800 SH Other 01 286,800 Telephone & Data Sys Inc COM 879433100 21,011 189,800 SH Other 01 189,800 Texas Instruments COM 882508104 11,974 253,760 SH Other 01 253,760 Total Renal Care Holdings COM 89151A107 7,559 1,007,900 SH Other 01 1,007,900 Total Renal Care Holdings SB NT CV 144A 7%09 89151AAA5 24,427 34,164,000 PRN Other 01 34,164,000 United Asset Mgmnt Corp COM 909420101 14,307 572,300 SH Other 01 572,300 United Stationers Inc COM 913004107 52,565 1,955,900 SH Other 01 1,955,900 Usec Inc. COM 90333E108 1,193 280,600 SH Other 01 280,600 UST Inc COM 902911106 4,575 200,000 SH Other 01 200,000 Voicestream Wireless COM 928615103 258,564 2,227,800 SH Other 01 2,227,800 Waste Management Inc COM 94106L109 30,603 1,755,000 SH Other 01 1,755,000 Western Resources Inc COM 959425109 11,489 531,300 SH Other 01 531,300 Xcel Energy Inc. COM 98389B100 4,694 170,700 SH Other 01 170,700 Young & Rubicam COM 987425105 79,789 1,611,900 SH Other 01 1,611,900 Ziff Davis Inc COM ZD Net 989511209 2,933 208,600 SH Other 01 208,600 Ziff-Davis Inc. COM ZD 989511100 5,861 721,400 SH Other 01 721,400