13F-HR 1 hr13f3q01.txt FORM 13F HOLDINGS REPORT FORM 13F --------------------------- OMB Approval --------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:..........24.7 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California November 14, 2001 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 114 Form 13 F Information Table Value Total: $ 2,314,945 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Managment, L.L.C. FORM 13F September 30, 2001 Voting Authority Value Shares/ Sh/ Put/ Investment Other ---------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None ------------------------------ ---------------- --------- -------- --------- --- ---- ---------- -------- ---------- ----- ---- Adaptec Inc. COM 00651F108 4,441 565,000 SH Other 01 565,000 Allied Waste Industries COM PAR $ .01 NEW 019589308 12,792 1,003,300 SH Other 01 1,003,300 American International Group COM 026874107 112,554 1,442,996 SH Other 01 1,442,996 American Standard Corp. COM 029712106 17,501 318,200 SH Other 01 318,200 Amresco Capital Trust COM SH BEN INT 031919103 521 1,722,011 SH Other 01 1,722,011 Anchor Gaming COM 033037102 12,807 308,600 SH Other 01 308,600 Anderson Exploration COM 033901109 60,735 2,419,600 SH Other 01 2,419,600 Applied Micro Circuits Corp COM 03822W109 278 39,739 SH Other 01 39,739 Argosy Gaming COM 040228108 7,635 291,400 SH Other 01 291,400 Astec Industries Inc COM 046224101 5,226 401,700 SH Other 01 401,700 AT&T Canada DEPS RCPT CL B 00207Q202 48,331 1,666,000 SH Other 01 1,666,000 Banco Latinoamericano Exp COM P16994132 15,001 516,400 SH Other 01 516,400 Bancwest Corporation COM 059790105 33,564 960,900 SH Other 01 960,900 Big City Radio COM 089098107 39 17,500 SH Other 01 17,500 Brookfield Properties Corp. COM 112900105 13,695 744,203 SH Other 01 744,203 Capital Pacific Holdings COM 14040M104 8,570 2,809,851 SH Other 01 2,809,851 Catalytica Energy Systems COM 148884109 5,864 765,538 SH Other 01 765,538 Cheap Tickets Inc COM 162672109 11,765 717,800 SH Other 01 717,800 Chevrontexaco Corp COM 166764100 325,546 5,008,400 SH Other 01 5,008,400 City Investing Co Liq. Tr UNIT BEN INT 177900107 20,681 12,023,729 SH Other 01 12,023,729 Clarion Commercial Hldgs COM 18051W109 411 53,000 SH Other 01 53,000 C-Mac Industries COM 125920108 5,862 294,000 SH Other 01 294,000 CNA Financial Corp COM 126117100 28,411 1,050,700 SH Other 01 1,050,700 Conestoga Enterprises COM 207015108 209 9,100 SH Other 01 9,100 Copper Mountain Networks Inc. COM 217510106 681 851,200 SH Other 01 851,200 Cypress Semiconductor SB NT CV 3.75% 05 232806AF6 13,814 17,710,000 PRN Other 01 17,710,000 Davita Inc COM 23918k108 13,168 647,100 SH Other 01 647,100 Devx Energy Inc. COM NEW 25189P203 6,070 1,167,300 SH Other 01 1,167,300 Dime Savings Bank COM 25429Q102 45,592 1,159,500 SH Other 01 1,159,500 Dow Chemical COM 260543103 3,763 114,864 SH Other 01 114,864 Duramed Pharmaceuticals COM 266354109 5,082 251,100 SH Other 01 251,100 Elan Wts WT EXP 011403 284131802 10,000 250,000 SH Other 01 250,000 Emcor Group COM 29084Q100 7,632 239,246 SH Other 01 239,246 FBR Asset Investment Corp COM 30241E303 2,310 100,000 SH Other 01 100,000 Fifth Third Bancorp COM 316773100 9,486 154,299 SH Other 01 154,299 Fisher Scientific Intl COM NEW 338032204 7,158 281,803 SH Other 01 281,803 FleetBoston Financial COM 339030108 20,609 560,777 SH Other 01 560,777 FMC Corp COM 302491303 3,062 62,500 SH Other 01 62,500 G & K Services Inc. A COM 361268105 5,140 193,600 SH Other 01 193,600 Galileo International Inc COM 363547100 49,000 2,360,300 SH Other 01 2,360,300 Gartner Group COM 366651107 15,464 1,708,700 SH Other 01 1,708,700 Gartner Group COM CL B 366651206 11,713 1,346,280 SH Other 01 1,346,280 General Maritime Corp COM Y2692M103 8,866 990,600 SH Other 01 990,600 General Motors (H Class) COM CL H 370442832 4,132 310,000 SH Other 01 310,000 General Semiconductor Inc. COM 370787103 6,787 706,952 SH Other 01 706,952 Global Light Telecom Inc COM 37934X100 195 94,900 SH Other 01 94,900 Global Marine Inc. COM 379352404 2,758 197,000 SH Other 01 197,000 Golden State Bancorp COM 381197102 42,907 1,411,400 SH Other 01 1,411,400 Golden State Bancorp - Lit WT COM EXP 00000 381197136 4,975 3,948,038 SH Other 01 3,948,038 GPU Inc COM 36225X100 19,078 472,700 SH Other 01 472,700 Health Net, Inc. COM 42222G108 20,587 1,071,100 SH Other 01 1,071,100 Heidrick & Struggles COM 422819102 143 10,000 SH Other 01 10,000 I2 Technologies SUB NT CV 5.25% 06 465754AF6 40,320 63,000,000 PRN Other 01 63,000,000 Industrie Natuzzi ADR COM 456478106 5,516 503,700 SH Other 01 503,700 Innovative Solutions COM 45769N105 358 49,200 SH Other 01 49,200 Interlogix Inc. COM 458763109 9,460 390,924 SH Other 01 390,924 JDS Uniphase Corp COM 46612J101 2,518 398,400 SH Other 01 398,400 Johnson & Johnson COM 478160104 53,494 965,594 SH Other 01 965,594 JP Morgan COM 46625H100 13,233 387,490 SH Other 01 387,490 Juniper Networks SB NT CV 4.75% 07 48203RAA2 12,988 20,616,000 PRN Other 01 20,616,000 Juno Lighting COM NEW 482047206 4,711 520,526 SH Other 01 520,526 Koger Equity Inc COM 500228101 24,181 1,397,727 SH Other 01 1,397,727 Korn/Ferry International COM 500643200 17,746 2,151,000 SH Other 01 2,151,000 Loews Corp. COM 540424108 16,397 354,300 SH Other 01 354,300 Louis Dreyfus Nat Gas COM 546011107 3,112 80,000 SH Other 01 80,000 Martin Marietta Materials COM 573284106 33,779 863,700 SH Other 01 863,700 Maxicare Health Plans Inc COM PAR $ .01 NEW 577904204 5 460,000 SH Other 01 460,000 Maxim Integrated Products COM 57772K101 2,916 83,457 SH Other 01 83,457 Methanex Corp COM 59151K108 134 27,800 SH Other 01 27,800 Mitchell Energy & Dev CL A 606592202 8,099 161,600 SH Other 01 161,600 Molex Inc. CL A 608554200 6,476 266,500 SH Other 01 266,500 Momentum Business Apps CL A 60877P108 15,002 822,024 SH Other 01 822,024 Network Associates Inc. COM 640938106 21,570 1,673,400 SH Other 01 1,673,400 Newport News Shipbuilding COM 652228107 20,496 305,000 SH Other 01 305,000 Niagara Mohawk Power COM 653520106 61,394 3,617,800 SH Other 01 3,617,800 Oakley Inc. COM 673662102 690 55,000 SH Other 01 55,000 On Command Corp COM 682160106 1,367 624,000 SH Other 01 624,000 PG&E Corporation COM 69331c108 47,477 3,123,500 SH Other 01 3,123,500 Pinnacle Holdings Inc. COM 72346N101 74 190,000 SH Other 01 190,000 Playtex Products COM 72813P100 9,611 946,900 SH Other 01 946,900 Profit Recovery Grp COM 743168106 16,870 1,725,000 SH Other 01 1,725,000 PSS World Medical COM 69366A100 12,012 1,259,100 SH Other 01 1,259,100 Quebecor World Inc. COM NON-VTG 748203106 9,559 381,200 SH Other 01 381,200 Rait Investment Trust COM 749227104 3,059 191,800 SH Other 01 191,800 Ralston Purina Co COM 751277302 232,073 7,075,400 SH Other 01 7,075,400 Roxio Inc COM 780008108 654 42,997 SH Other 01 42,997 Rubio's Restaurants COM 78116B102 1,015 298,391 SH Other 01 298,391 SCI Systems, Inc COM 783890106 14,139 785,500 SH Other 01 785,500 Scripps Co. CL A 811054204 24,096 395,600 SH Other 01 395,600 Sealed Air Corp COM 81211K100 3,350 91,800 SH Other 01 91,800 Sealed Air Pfd PFD 81211K209 54,435 1,378,101 SH Other 01 1,378,101 Sempra Energy COM 816851109 16,776 677,800 SH Other 01 677,800 Sensormatic Electronics COM 817265101 62,758 2,661,500 SH Other 01 2,661,500 Shopko Stores, Inc COM 824911101 2,972 358,500 SH Other 01 358,500 Smith Charles E Residential COM 832197107 20,173 391,700 SH Other 01 391,700 Starwood Lodging Trust COM 85590A203 19,470 885,000 SH Other 01 885,000 Station Casinos COM 857689103 15,621 1,859,700 SH Other 01 1,859,700 Telecom Argentina SA-ADR COM 879273209 3,617 416,200 SH Other 01 416,200 Telephone & Data Sys Inc COM 879433100 30,902 327,700 SH Other 01 327,700 Transocean Sedco Forex COM G90078109 12,589 476,850 SH Other 01 476,850 Trenwick Group Ltd. COM G9032C109 2,988 368,000 SH Other 01 368,000 U S Bancorp COM 902973304 28,597 1,289,277 SH Other 01 1,289,277 Ultramar Diamond Shamrock COM 904000106 37,839 789,300 SH Other 01 789,300 United Stationers Inc COM 913004107 69,295 2,319,900 SH Other 01 2,319,900 Veritas Software Corp COM 923436109 1,647 89,311 SH Other 01 89,311 Viacom Cl B COM 925524308 12,601 365,253 SH Other 01 365,253 Wal-Mart Stores COM 931142103 6,277 126,800 SH Other 01 126,800 Waste Management Inc COM 94106L109 28,679 1,072,500 SH Other 01 1,072,500 Western Resources Inc COM 959425109 13,713 828,600 SH Other 01 828,600 Westvaco Corp COM 961548104 8,609 335,000 SH Other 01 335,000 Willamette Industries COM 969133107 5,174 115,000 SH Other 01 115,000 Wisconsin Central Transportati COM 976592105 7,860 460,200 SH Other 01 460,200 Worldcom Inc-Worldcom Group COM 98157D106 8,822 586,600 SH Other 01 586,600 WP Stewart & Co Ltd COM G84922106 969 50,000 SH Other 01 50,000