13F-HR 1 q20113f.txt 13F HOLDINGS REPORT FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California August 14, 2001 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 120 Form 13 F Information Table Value Total: $2,405,642 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management, L.L.C. FORM 13F June 30, 2001 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Value Shares/ Sh/ Put/ Investment Other Voting Authority Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Discretion Manager Sole Shared None ------------------------------ ---------------- --------- -------- --------- --- ---- ---------- ------- ------- ------ ---- Adaptec Inc SUB NT CV 4.75%04 00651FAC2 8,052 9,282,000 PRN Other 01 9,282,000 Adaptec Inc. COM 00651F108 5,616 565,000 SH Other 01 565,000 ADC Telecom COM 000886101 1,029 155,867 SH Other 01 155,867 Advanta Corp CL B 007942204 210 15,000 SH Other 01 15,000 Alliance Forest Products COM 01859J108 5,943 375,000 SH Other 01 375,000 Allied Waste Industries COM 019589308 14,725 788,300 SH Other 01 788,300 American General Corp COM 026351106 218,101 4,695,400 SH Other 01 4,695,400 American Standard Corp. COM 029712106 19,124 318,200 SH Other 01 318,200 Amerisource Health Corp CL A 03071P102 6,796 122,900 SH Other 01 122,900 Amresco Capital Trust COM 031919103 14,344 1,722,011 SH Other 01 1,722,011 Anadarko Petrol COM 032511107 14,261 263,953 SH Other 01 263,953 Applied Micro Circuits Corp COM 03822W109 684 39,739 SH Other 01 39,739 Argosy Gaming COM 040228108 3,678 132,500 SH Other 01 132,500 Astec Industries Inc COM 046224101 8,382 485,900 SH Other 01 485,900 AT&T Canada DEPS RCPT CL B 00207Q202 53,354 1,770,800 SH Other 01 1,770,800 BBVA Banco Frances S A SPONSORED ADR 07329M100 278 11,200 SH Other 01 11,200 Big City Radio COM 089098107 61 17,500 SH Other 01 17,500 Biovail Corp WT EXP 093002 09067J117 70,134 513,800 SH Other 01 513,800 Brookfield Properties Corp. COM 112900105 14,252 744,203 SH Other 01 744,203 Capital Pacific Holdings Inc COM 14040M104 11,239 2,809,851 SH Other 01 2,809,851 Catalytica Energy Systems COM 148884109 6,044 278,538 SH Other 01 278,538 Chris Craft Inc. COM 170520100 1,564 21,900 SH Other 01 21,900 City Investing Co Liq. Tr UNIT BEN INT 177900107 17,961 11,974,129 SH Other 01 11,974,129 Clarion Commercial Hldgs COM 18051W109 382 47,800 SH Other 01 47,800 Clear Channel Comunications COM 184502102 6,394 101,975 SH Other 01 101,975 CNA Financial Corp COM 126117100 9,310 236,000 SH Other 01 236,000 Cominco Ltd. COM 200435105 17,610 952,400 SH Other 01 952,400 Compania Anonima Nat. Tele. de COM 204421101 677 28,900 SH Other 01 28,900 Copper Mountain Networks Inc. COM 217510106 942 229,700 SH Other 01 229,700 Criimi Mae Inc. COM 226603108 359 578,700 SH Other 01 578,700 Cypress Semiconductor SB NT CV 3.75%05 232806AF6 18,906 22,710,000 PRN Other 01 22,710,000 Davita Inc COM 23918K108 13,156 647,100 SH Other 01 647,100 Deutsche Telecom AG SPONSORED ADR 251566105 80,112 3,568,444 SH Other 01 3,568,444 Devon Energy Corp COM 251799102 7,128 135,762 SH Other 01 135,762 Devx Energy Inc. COM 25189P203 1,980 302,300 SH Other 01 302,300 Digital Island SUB NT CV 6%05 25385NAA9 20,449 20,500,000 PRN Other 01 20,500,000 Dime Savings Bank COM 25429Q102 24,656 661,900 SH Other 01 661,900 Donna Karan Intl Inc COM 257826107 1,551 146,600 SH Other 01 146,600 Dow Chemical COM 260543103 3,819 114,864 SH Other 01 114,864 Duramed Pharmaceuticals COM 266354109 2,474 138,300 SH Other 01 138,300 Elan PLC WT EXP 011403 284131802 16,000 250,000 SH Other 01 250,000 Elan PLC RT G29539148 60 263,000 SH Other 01 263,000 Elan PLC WT EXP 123102 G29539155 6,941 1,374,400 SH Other 01 1,374,400 Elan PLC WT EXP 083105 G29539163 1,237 1,374,400 SH Other 01 1,374,400 Emcor Group COM 29084Q100 8,649 239,246 SH Other 01 239,246 Fifth Third Bancorp COM 316773100 16,144 268,842 SH Other 01 268,842 Fisher Scientific Intl COM NEW 338032204 7,679 264,803 SH Other 01 264,803 FleetBoston Financial COM 339030108 22,123 560,777 SH Other 01 560,777 Franchise Finance Corp COM 351807102 47,606 1,895,900 SH Other 01 1,895,900 Gartner Group COM 366651107 2,406 218,700 SH Other 01 218,700 Gartner Group CL B 366651206 12,281 1,334,880 SH Other 01 1,334,880 General Maritime Corp COM Y2692M103 14,463 990,600 SH Other 01 990,600 General Semiconductor Inc. COM 370787103 7,395 706,952 SH Other 01 706,952 Global Light Telecom Inc COM 37934X100 212 94,900 SH Other 01 94,900 Golden State Bancorp COM 381197102 43,471 1,411,400 SH Other 01 1,411,400 Golden State Bancorp Inc WT EXP 000000 381197136 5,165 3,943,038 SH Other 01 3,943,038 Gulf Canada Res Ltd COM 40218L305 40,546 5,000,000 SH Other 01 5,000,000 Harcourt General COM 41163G101 6,110 105,000 SH Other 01 105,000 Hollywood Entertainment COM 436141105 9,275 1,096,300 SH Other 01 1,096,300 I2 Technologies Inc SUB NT CV 144A 06 465754AF6 32,429 36,540,000 PRN Other 01 36,540,000 IBP Inc. COM 449223106 10,931 432,900 SH Other 01 432,900 Industrie Natuzzi SPA ADR 456478106 3,721 268,500 SH Other 01 268,500 Infospace Inc COM 45678T102 506 131,765 SH Other 01 131,765 Innovative Solutions & Support COM 45769N105 708 49,200 SH Other 01 49,200 Interlogix Inc. COM 458763109 16,397 449,224 SH Other 01 449,224 JDS Uniphase Corp COM 46612J101 10,233 802,560 SH Other 01 802,560 Johnson & Johnson COM 478160104 85,892 1,717,842 SH Other 01 1,717,842 JP Morgan Chase COM 46625H100 23,136 518,740 SH Other 01 518,740 Juniper Networks SB NT CV 4.75%07 48203RAA2 9,330 13,141,000 PRN Other 01 13,141,000 Juno Lighting COM 482047206 5,351 520,526 SH Other 01 520,526 Koger Equity Inc COM 500228101 23,062 1,397,727 SH Other 01 1,397,727 Korn Ferry International COM 500643200 33,511 2,162,000 SH Other 01 2,162,000 Loews Corp. COM 540424108 13,002 201,800 SH Other 01 201,800 Marine Drilling Co. Inc COM 568240204 1,059 55,400 SH Other 01 55,400 Martin Marietta Materials COM 573284106 23,325 471,300 SH Other 01 471,300 Maxim Integrated Products COM 57772K101 6,236 141,056 SH Other 01 141,056 Minimed Inc. COM 60365K108 5,107 106,400 SH Other 01 106,400 Molex Inc. COM 608554200 7,947 266,500 SH Other 01 266,500 Momentum Business Apps CLA 60877P108 10,130 744,824 SH Other 01 744,824 Mony Group COM 615337102 4,900 122,100 SH Other 01 122,100 Network Associates Inc. COM 640938106 18,080 1,452,200 SH Other 01 1,452,200 Niagara Mohawk Power COM 653520106 64,363 3,638,400 SH Other 01 3,638,400 Nova Corp/Georgia COM 669784100 11,951 380,000 SH Other 01 380,000 On Command Corp COM 682160106 2,808 624,000 SH Other 01 624,000 Open Wave Sys Inc COM 683718100 1,854 53,425 SH Other 01 53,425 Pacific Gulf Properties COM 694396102 5,187 1,060,700 SH Other 01 1,060,700 PG&E Corporation COM 69331C108 36,014 3,215,500 SH Other 01 3,215,500 Playtex Products COM 72813P100 10,132 946,900 SH Other 01 946,900 Profit Recovery Grp COM 743168106 18,710 1,632,600 SH Other 01 1,632,600 PSS World Medical COM 69366A100 12,346 1,920,000 SH Other 01 1,920,000 Rait Investment Trust COM 749227104 3,564 217,300 SH Other 01 217,300 Ralston Purina Co COM 751277302 20,936 697,400 SH Other 01 697,400 Rite Aid COM 767754104 11,838 1,315,314 SH Other 01 1,315,314 Rosetta Inpharmatics COM 777777103 17,691 1,179,400 SH Other 01 1,179,400 Roxio Inc COM 780008108 1,209 92,997 SH Other 01 92,997 Rubio's Restaurants COM 78116B102 1,658 338,311 SH Other 01 338,311 Scripps Co. COM 811054204 34,472 499,600 SH Other 01 499,600 Sealed Air Pfd PFD CV A 81211K209 68,398 1,712,101 SH Other 01 1,712,101 Sempra Energy COM 816851109 14,430 527,800 SH Other 01 527,800 Smith Charles E Residential COM 832197107 15,993 318,900 SH Other 01 318,900 Spieker Properties Inc COM 848497103 50,130 836,200 SH Other 01 836,200 Station Casinos COM 857689103 21,243 1,327,700 SH Other 01 1,327,700 Telecom Argentina Stet-France SPON ADR REP B 879273209 2,379 154,000 SH Other 01 154,000 Telephone & Data Sys Inc COM 879433100 35,637 327,700 SH Other 01 327,700 Texaco COM 881694103 142,038 2,132,700 SH Other 01 2,132,700 Tosco Corp. COM 891490302 26,915 611,000 SH Other 01 611,000 Transocean Sedco Forex COM G90078109 20,677 501,250 SH Other 01 501,250 U S Bancorp COM 902973304 42,916 1,883,105 SH Other 01 1,883,105 Ultramar Diamond Shamrock COM 904000106 39,090 827,300 SH Other 01 827,300 United Stationers Inc COM 913004107 78,916 2,500,500 SH Other 01 2,500,500 UST Inc COM 902911106 1,114 38,600 SH Other 01 38,600 Veritas Software Corp COM 923436109 60,210 905,010 SH Other 01 905,010 Viacom Inc CL B 925524308 85,501 1,652,198 SH Other 01 1,652,198 Wachovia Corp. COM 929771103 17,787 250,000 SH Other 01 250,000 Waste Management Inc COM 94106L109 40,220 1,305,000 SH Other 01 1,305,000 Western Resources Inc COM 959425109 18,701 869,800 SH Other 01 869,800 Willamette Industries COM 969133107 5,692 115,000 SH Other 01 115,000 Wisconsin Central Transportation COM 976592105 3,555 212,500 SH Other 01 212,500 Worldcom Inc. WRLDCOM GP COM 98157D106 40,416 2,701,600 SH Other 01 2,701,600 XO Communications COM 983764101 458 238,444 SH Other 01 238,444