-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BRMN02EUzFpwnLk/AsQ1rRCmcSni8ClyyRraTkI8lHDMuyBULQp3s6ydgCUrfmd/ Orx5NOYo6K+9swAKIAInHg== 0000909661-01-500002.txt : 20031212 0000909661-01-500002.hdr.sgml : 20031212 20010514172600 ACCESSION NUMBER: 0000909661-01-500002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 DATE AS OF CHANGE: 20010525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 01634158 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 holdings13f1q01.txt 13F HOLDINGS REPORT FORM 13F --------------------------- OMB Approval --------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:..........24.7 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California May 14, 2001 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 127 Form 13 F Information Table Value Total: $2,686,376 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C. -2-
Farallon Capital Mangement, L.L.C. FORM 13F March 31, 2001 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of class CUSIP Value Shrs/Prn Sh/ Put/Investment Other Sole Shared None (x1000) Amt Prn Prn Discretion Managers - - ------------------- -------------- -------- ------- ---------- --- ---------- -------- ------ ---- ---- Clear Channel COM 184502102 5,550 101,926 SH Other 01 101,926 Communications Dow Chemical Co. COM 260543103 5,935 188,004 SH Other 01 188,004 Fifth Third Bancorp COM 316773100 63,922 1,196,210 SH Other 01 1,196,210 FleetBoston Financial COM 339030108 37,150 984,096 SH Other 01 984,096 Corp. Viacom Inc. CL B 925524308 72,647 1,652,199 SH Other 01 1,652,199 ADC Telecommunications COM 000886101 1,320 155,867 SH Other 01 155,867 AT&T CDA Inc. DEPS RCPT CL B 00207Q202 49,093 1,682,000 SH Other 01 1,682,000 Adaptec Inc. COM 00651F108 4,891 565,000 SH Other 01 565,000 Adaptec Inc. SB NT CV 4.75% 0400651FAC2 13,375 15,782,000 PRN Other 01 15,782,000 Akamai Technologies COM 00971T101 167 19,537 SH Other 01 19,537 Inc. Alcan Inc. COM 013716105 3,906 108,500 SH Other 01 108,500 Alcoa Inc. COM 013817101 6,082 169,176 SH Other 01 169,176 Allergan Specialty CLA 018494104 25,760 1,198,121 SH Other 01 1,198,121 Therapeutics Inc. Alza Corp. DEL COM 022615108 97,455 2,406,300 SH Other 01 2,406,300 American General Corp. COM 026351106 27,922 730,000 SH Other 01 730,000 American Standard COM 029712106 18,796 318,200 SH Other 01 318,200 Co.Inc. DEL Amresco Capital Trust COM SH BEN INT 031919103 17,866 1,722,011 SH Other 01 1,722,011 Anadarko Petroleum COM 032511107 16,571 263,954 SH Other 01 263,954 Corp. Applied Micro Circuits COM 03822W109 656 39,739 SH Other 01 39,739 Astec Industries Inc. COM 046224101 10,521 809,300 SH Other 01 809,300 Big City Radio Inc. CL A 089098107 60 15,000 SH Other 01 15,000 Biovail Corp. WT EXP 093002 09067J117 54,707 513,800 SH Other 01 513,800 Brookfield Properties COM 112900105 12,422 744,203 SH Other 01 744,203 Corp. C-Cube Microsystems COM 12501N108 8,127 666,800 SH Other 01 666,800 Inc. Capital Pacific COM 14040M104 9,103 2,809,851 SH Other 01 2,809,851 Holdings Inc. Catalytica Energy COM 148884109 5,080 244,090 SH Other 01 244,090 Systems Inc. Centura Banks Inc. COM 15640T100 7,417 150,000 SH Other 01 150,000 JP Morgan Chase COM 46625H100 23,291 518,740 SH Other 01 518,740 Citadel Communications COM 172853202 42,405 1,709,010 SH Other 01 1,709,010 Corp. CitiGroup Inc. COM 172967101 45,777 1,017,720 SH Other 01 1,017,720 City Investing Co Liq. UNIT BEN INT 177900107 16,167 11,893,029 SH Other 01 11,893,029 Tr Cypress Semiconductor SB NT CV 3.75%05 232806AF6 37,158 47,335,000 PRN Other 01 47,335,000 Corp. Daisytek International COM 234053106 662 85,100 SH Other 01 85,100 Corp. Dallas Semiconductor COM 235204104 21,635 831,800 SH Other 01 831,800 Corp. Davita Inc. COM 23918k108 12,723 749,300 SH Other 01 749,300 Delhaize America Inc. CL A 246688105 19,787 967,592 SH Other 01 967,592 Deutsche Telecom AG Sponsored ADR 251566105 14,934 644,000 SH Other 01 644,000 Devon Energy Corp. COM 25179M103 7,901 135,762 SH Other 01 135,762 Devx Energy Inc. COM 25189P203 1,192 140,800 SH Other 01 140,800 EMC Corp. MASS COM 268648102 3,473 118,124 SH Other 01 118,124 Edison International COM 281020107 1,786 141,300 SH Other 01 141,300 Elan plc WT EXP 011403 284131802 12,500 250,000 SH Other 01 250,000 Emcor Group Inc. COM 29084Q100 5,088 166,100 SH Other 01 166,100 Emcor Group Inc. SB NT CV 5.75%05 29084QAC4 2,290 2,000,000 PRN Other 01 2,000,000 Encal Energy Ltd. COM 29250D107 10,409 1,401,700 SH Other 01 1,401,700 Fisher Scientific Intl. COM 338032204 10,047 283,503 SH Other 01 283,503 Franchise Finance COM 351807102 4,984 200,000 SH Other 01 200,000 Corp. America Gartner Inc. COM 366651107 1,474 218,700 SH Other 01 218,700 Gartner Inc. CL B 366651206 8,236 1,307,380 SH Other 01 1,307,380 General Semiconductor COM 370787103 6,695 706,952 SH Other 01 706,952 Inc. Golden State COM 381197102 39,350 1,411,400 SH Other 01 1,411,400 BanCorp. Inc. Golden State WT EXP 000000 381197136 4,681 3,566,238 SH Other 01 3,566,238 BanCorp. Inc. Hollywood COM 436141105 1,652 755,200 SH Other 01 755,200 Entertainment Corp. Honeywell International COM 438516106 193,025 4,731,000 SH Other 01 4,731,000 Inc. Industrie Natuzzi SPA ADR 456478106 1,598 125,800 SH Other 01 125,800 Innovative Solutions COM 45769N105 637 49,200 SH Other 01 49,200 & Support Intel Corp. COM 458140100 15,911 604,708 SH Other 01 604,708 Interlogix Inc. COM 458763109 11,488 450,524 SH Other 01 450,52 Intermedia COM 458801107 41,751 2,411,600 SH Other 01 2,411,600 Communications Inc. I2 Technologies Inc. COM 465754109 1,214 84,100 SH Other 01 84,100 I2 Technologies SUB NT CV 5.25%06 465754AF6 31,205 39,500,000 PRN Other 01 39,500,000 JDS Uniphase Corp. COM 46612J101 14,797 802,560 SH Other 01 802,560 Juno Lighting Inc. COM 482047206 3,514 520,526 SH Other 01 520,526 Kent Electronics Corp. COM 490553104 13,462 763,800 SH Other 01 763,800 Koger Equity Inc. COM 500228101 17,020 1,215,727 SH Other 01 1,215,727 Korn/Ferry COM 500643200 35,594 2,122,500 SH Other 01 2,122,500 International Litton Industries Inc. COM 538021106 34,140 425,000 SH Other 01 425,000 Loews Corp. COM 540424108 23,871 401,800 SH Other 01 401,800 MCN Energy Group Inc. COM 55267J100 80,192 3,108,200 SH Other 01 3,108,200 Martin Marietta COM 573284106 16,158 378,400 SH Other 01 378,400 Materials Inc. Maxicare Health COM 577904204 1,092 460,000 SH Other 01 460,000 Plans Inc. Molex Inc. CL A 608554200 7,379 266,500 SH Other 01 266,500 Momentum Business CL A 60877P108 9,965 738,124 SH Other 01 738,124 Apps. Inc. NTL Inc. COM 629407107 478 19,000 SH Other 01 19,000 Network Associates Inc. COM 640938106 4,650 565,800 SH Other 01 565,800 Niagara Mohawk COM 653520106 72,631 4,297,700 SH Other 01 4,297,700 Hldg. Inc. On Command Corp. COM 682160106 3,510 624,000 SH Other 01 624,000 Openwave Systems Inc. COM 683718100 1,057 53,425 SH Other 01 53,425 PG&E Corp COM 69331C108 4,690 376,700 SH Other 01 376,70 PSS World Medical Inc. COM 69366A100 8,392 1,891,100 SH Other 01 1,891,100 Pacific Gulf Properties COM 694396102 5,837 1,033,100 SH Other 01 1,033,100 Inc. Petroleo Brasileiro Sponsored ADR 71654V101 3,367 154,800 SH Other 01 154,800 SA Petrobr Pfizer Inc. COM 717081103 21,745 531,025 SH Other 01 531,025 Pharmacia Corp. COM 71713U102 36,785 730,300 SH Other 01 730,300 Playtex Products Inc. COM 72813P100 8,608 936,700 SH Other 01 936,700 Profit Recovery COM 743168106 12,156 1,954,700 SH Other 01 1,954,700 Group Intl. Inc. PSI Net Inc. COM 74437C101 11 57,209 SH Other 01 57,209 Rait Investment Trust COM 749227104 3,103 225,000 SH Other 01 225,000 Ralston Purina Co. COM 751277302 25,151 807,400 SH Other 01 807,400 Rite Aid Corp. COM 767754104 9,134 1,365,314 SH Other 01 1,365,314 Rubio's Restaurants COM 78116B102 1,901 533,711 SH Other 01 533,711 Inc. Scripps EW Co. Ohio CL A 811054204 28,962 499,600 SH Other 01 499,600 Sealed Air Corp. PFD CV A $2 81211K209 66,685 1,812,101 SH Other 01 1,812,101 Security Capital CLB 81413P204 6,515 314,000 SH Other 01 314,000 Group Inc. Sempra Energy COM 816851109 12,287 527,800 SH Other 01 527,800 Silicon Valley COM 827066101 6,187 225,000 SH Other 01 225,000 Group Inc. Solutia Inc. COM 834376105 9,302 762,500 SH Other 01 762,500 Spieker Properties Inc. COM 848497103 32,356 589,900 SH Other 01 589,900 Sprint Corp. COM FON GROUP 852061100 526 23,900 SH Other 01 23,900 Sprint Corp. PCS COM SER 1 852061506 289 15,200 SH Other 01 15,200 Stamps Com Inc. COM 852857101 904 301,500 SH Other 01 301,500 Station Casinos Inc. COM 857689103 16,955 1,227,700 SH Other 01 1,227,700 Synavant Inc. COM 87157A105 236 53,085 SH Other 01 53,085 Telecom Argentina Sponsored ADR RepB 879273209 7,120 456,400 SH Other 01 456,400 Stet-France Telephone & Data COM 879433100 29,789 318,600 SH Other 01 318,600 Sys Inc. Texaco Inc. COM 881694103 89,255 1,344,200 SH Other 01 1,344,200 U S BanCorp. DEL COM 902973304 86,937 3,747,284 SH Other 01 3,747,284 Usec Inc. COM 90333E108 2,327 270,600 SH Other 01 270,600 United Dominion COM 909914103 13,020 620,000 SH Other 01 620,000 Inds. Ltd. United Stationers Inc. COM 913004107 61,619 2,560,800 SH Other 01 2,560,800 Veritas Software Corp. COM 923436109 41,839 905,008 SH Other 01 905,008 Voicestream Wireless COM 928615103 344,346 3,727,700 SH Other 01 3,727,700 Corp. Waste Management COM 94106L109 32,233 1,305,000 SH Other 01 1,305,000 Inc. DEL Western Resources Inc. COM 959425109 12,672 531,300 SH Other 01 531,300 Willamette Industries COM 969133107 690 15,000 SH Other 01 15,000 Inc. XO Communications Inc. CL A 983764101 1,662 238,444 SH Other 01 238,444 Xcel Energy Inc. COM 98389B100 3,896 129,400 SH Other 01 129,400 Elan plc RT G29539148 3,386 2,355,700 SH Other 01 2,355,700 Open TV Corp. CL A G67543101 151 16,092 SH Other 01 16,092 Flextronics ORD Y2573F102 2,594 172,946 SH Other 01 172,946 International Ltd. Elan plc WT EXP 123102 G29539155 1,074 1,374,400 SH Other 01 1,374,400 Elan plc WT EXP 083105 G29539163 5,841 1,374,400 SH Other 01 1,374,400 Infospace COM 45678T102 288 131,765 SH Other 01 131,765 Transocean Sedo Forex InCOM G90078109 43,844 1,011,400 SH Other 01 1,011,40 Edison International COM 281020107 1,408 111,400 SH PUT Other 01 111,400 PG&E Corporation COM 69331C108 3,685 296,000 SH PUT Other 01 296,000 Calpine Corporation COM 131347106 5,479 99,500 SH PUT Other 01 99,500
-----END PRIVACY-ENHANCED MESSAGE-----