-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Su2Y94ZGQousCYmaWqcigR4GxszXv+mbKiLzQV0OAqtDmtPVpylbHxF1uuN3KrFH WHYc7JW/8coMGgj69dpK9Q== 0000909661-01-000008.txt : 20031212 0000909661-01-000008.hdr.sgml : 20031212 20010214164600 ACCESSION NUMBER: 0000909661-01-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 DATE AS OF CHANGE: 20010220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 01545345 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 0001.txt 13 HOLDINGS REPORT FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mark C. Wehrly Managing Member (415) 421-2132 /s/ Mark C. Wehrly ------------------------- San Francisco, California February 14, 2001 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 118 Form 13 F Information Table Value Total: $2,813,333 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management, L.L.C. FORM 13F December 31, 2000 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority ---------------- Value Shares/ Sh/ Put/ Investment Other Name of Issuer Title of class CUSIP (x1000) Prn Amt Prn Call Discretion Managers Sole Shared None - - ------------------------- ---------------- -------- ------- --------- --- ---- ---------- -------- -------- ------ ---- Acnielsen Corp COM 004833109 37,229 1,027,000 SH Other 01 1,027,000 Adaptec Inc sb nt cv 4.75%04 00651fac2 20,457 25,772,000 PRN Other 01 25,772,000 Adaptec Inc. COM 00651F108 5,756 565,000 SH Other 01 565,000 ADC Telecomm COM 000886101 2,825 155,867 SH Other 01 155,867 Alcoa Inc COM 013817101 5,667 169,176 SH Other 01 169,176 Allergan Specialty Therapy CL A 018494104 34,446 1,198,121 SH Other 01 1,198,121 American Standard Co. Inc Del COM 029712106 19,745 400,400 SH Other 01 400,400 Amresco Capital Trust com sh ben int 031919103 15,023 1,722,011 SH Other 01 1,722,011 Anadarko Pete corp COM 032511107 18,762 263,953 SH Other 01 263,953 Applied Mat Inc COM 038222105 3,110 81,438 SH Other 01 81,438 Applied Micro Circ Corp COM 03822W109 2,990 39,739 SH Other 01 39,739 Argosy Gaming COM 040228108 537 28,000 SH Other 01 28,000 Astec Industries Inc COM 046224101 1,782 135,100 SH Other 01 135,100 AT&T Canada deps rcpt cl b 00207Q202 48,988 1,682,000 SH Other 01 1,682,000 AT&T Corp COM 001957109 25,386 1,466,357 SH Other 01 1,466,357 Battle Mtn Gold COM 071593107 523 310,000 SH Other 01 310,000 Biovail Corp Int wt exp 093002 09067J117 61,014 513,800 SH Other 01 513,800 Broadcom Corp CL A 111320107 2,833 33,700 SH Other 01 33,700 Brookfield Properties Corp. COM 112900105 16,256 923,103 SH Other 01 923,103 Capital Pacific Hldgs Inc COM 14040M104 7,727 2,809,851 SH Other 01 2,809,851 Cardinal Health Inc. COM 14149Y108 3,198 32,100 SH Other 01 32,100 Catalytica Energy Systems COM 148884109 3,203 185,691 SH Other 01 185,691 C-Cube Microsystems Inc. new COM 12501N108 6,142 509,200 SH Other 01 509,200 Chris Craft Inc. COM 170520100 21,440 322,400 SH Other 01 322,400 Citadel Communications COM 172853202 15,553 1,302,910 SH Other 01 1,302,910 Citigroup Inc COM 172967101 51,967 1,017,720 SH Other 01 1,017,720 City Investing Co Liq. Tr unit ben int 177900107 15,975 11,888,029 SH Other 01 11,888,029 Clear Channel Comm COM 184502102 4,937 101,926 SH Other 01 101,926 Coastal Corp COM 190441105 5,034 57,000 SH Other 01 57,000 Consorcio G Grupo Dina S A CV sub db cv 8%04 210306AB2 4,482 52,734,000 PRN Other 01 52,734,000 Corning inc COM 219350105 1,811 34,296 SH Other 01 34,296 Cypress Semiconductor corp sb nt cv 3.75%05 232806AF6 33,430 47,335,000 PRN Other 01 47,335,000 Daisytek Int'l Corp COM 234053106 572 85,100 SH Other 01 85,100 Davita Inc COM 23918k108 13,835 807,900 SH Other 01 807,900 Delhaize America CLA 246688105 17,114 967,592 SH Other 01 967,592 Devon Energy COM 25179M103 8,277 135,762 SH Other 01 135,762 Edgewater Tech COM 280358102 306 47,000 SH PUT Other 01 47,000 Elan PLC WT EXP 083105 G29539163 1,374 1,374,400 SH Other 01 1,374,400 Elan PLC WT EXP 123102 G29539155 5,068 1,374,400 SH Other 01 1,374,400 Elan PLC WT EXP 011403 284131802 11,000 250,000 SH Other 01 250,000 Elan PLC RT G29539148 1,829 2,340,700 SH Other 01 2,340,700 El Paso Electric Co. COM New 283677854 1,959 148,394 SH Other 01 148,394 EMC Corp Mass COM 268648102 7,855 118,124 SH Other 01 118,124 Emcor Group Inc. COM 29084Q100 1,808 70,900 SH Other 01 70,900 Emcor Group Inc. sb nt cv 5.75%05 29084QAC4 2,040 2,000,000 PRN Other 01 2,000,000 Fidelity National Finl COM 316326107 5,007 135,563 SH Other 01 135,563 Fisher Scientific Intl COM new 338032204 12,468 338,103 SH Other 01 338,103 Flextronics Intl Ltd ORD Y2573F102 4,929 172,946 SH Other 01 172,946 Gartner Group New CL B 366651206 7,097 1,119,380 SH Other 01 1,119,380 General Semiconductor Inc. COM 370787103 3,434 549,452 SH Other 01 549,452 Golden State Bancorp COM 381197102 39,338 1,251,300 SH Other 01 1,251,300 Golden State Bancorp WT EXP 000000 381197136 4,157 3,500,238 SH Other 01 3,500,238 Honeywell Intl COM 438516106 363,507 7,683,100 SH Other 01 7,683,100 I2 Tech Inc COM 465754109 4,578 84,100 SH Other 01 84,100 Infinity Broadcasting CP New CL A 45662S102 163,929 5,934,075 SH Other 01 5,934,075 Informix Corp COM 456779107 799 269,150 SH Other 01 269,150 Infospace COM 45678T102 1,165 131,765 SH Other 01 131,765 Innovative Solutions & Support COM 45769N105 861 49,200 SH Other 01 49,200 Intel Corp COM 458140100 18,179 604,708 SH Other 01 604,708 Interlogix Inc. COM 458763109 9,493 502,924 SH Other 01 502,924 Intermedia Communications COM 458801107 5,097 709,100 SH Other 01 709,100 JDS Uniphase Corp COM 46612J101 4,279 102,500 SH Other 01 102,500 Juno Lighting COM New 482047206 2,676 535,202 SH Other 01 535,202 Keebler Foods COM 487256109 2,320 56,000 SH Other 01 56,000 Koger Equity Inc COM 500228101 18,920 1,215,727 SH Other 01 1,215,727 Korn Ferry International COM New 500643200 36,743 1,729,100 SH Other 01 1,729,100 Loews Corp. COM 540424108 20,806 200,900 SH Other 01 200,900 Martin Marietta Materials COM 573284106 9,822 232,200 SH Other 01 232,200 Maxicare Health Plans Inc COM New 577904204 2,084 2,300,000 SH Other 01 2,300,000 McLeod USA CL A 582266102 1,242 87,945 SH Other 01 87,945 MCN Energy Corp COM 55267J100 32,763 1,183,300 SH Other 01 1,183,300 Mesaba Hldgs COM 59066B102 7,789 620,000 SH Other 01 620,000 Molex Inc CL A 608554200 382 15,000 SH Other 01 15,000 Momentum Business Apps CL A 60877P108 7,584 722,324 SH Other 01 722,324 Morgan JP & Co Inc COM 616880100 104,788 623,300 SH Other 01 623,300 Niagara Mohawk Power hldgs COM 653520106 60,719 3,638,600 SH Other 01 3,638,600 Nortel Inversora S A Spon adr pfd B 656567401 38,470 4,808,690 SH Other 01 4,808,690 Old Kent Financial COM 679833103 62,191 1,421,500 SH Other 01 1,421,500 On Command Corp COM 682160106 4,976 585,400 SH Other 01 585,400 Open TV CL A G67543101 165 16,092 SH Other 01 16,092 Openwave Sys COM 683718100 2,541 53,425 SH Other 01 53,425 Pacific Gulf Properties COM 694396102 6,266 1,023,100 SH Other 01 1,023,100 Panamsat corp new COM 697933109 3,089 89,200 SH Other 01 89,200 Pfizer Inc COM 717081103 24,427 531,025 SH Other 01 531,025 Pharmacia COM 71713U102 44,548 730,300 SH Other 01 730,300 Playtex Products COM 72813P100 6,450 670,100 SH Other 01 670,100 PMC - Sierra Inc. COM 69344F106 2,217 28,200 SH Other 01 28,200 Profit Recovery Grp COM 743168106 12,400 1,954,700 SH Other 01 1,954,700 PSI Net COM 74437C101 43 57,209 SH Other 01 57,209 PSS World Medical COM 69366A100 8,460 1,692,100 SH Other 01 1,692,100 R & B Falcon COM 74912E101 98,223 4,282,200 SH Other 01 4,282,200 Rite Aid COM 767754104 3,243 1,365,314 SH Other 01 1,365,314 Rubio's Restaurants COM 78116B102 1,435 560,011 SH Other 01 560,011 Scripps EW Ohio Co CL A 811054204 30,784 489,600 SH Other 01 489,600 Sealed Air corp new PFD cv a $2 81211K209 50,855 1,576,901 SH Other 01 1,576,901 Security Capital US rlty Spons Adr 814136206 416 18,400 SH Other 01 18,400 Shandong Huaneng Power Spons Adr N 819419102 11,147 1,391,600 SH Other 01 1,391,600 Shaw Industries COM 820286102 17,962 948,500 SH Other 01 948,500 Solutia Inc COM 834376105 23,874 1,989,500 SH Other 01 1,989,500 Station Casinos COM 857689103 11,696 783,000 SH Other 01 783,000 Summit Bancorp COM 866005101 21,534 563,900 SH Other 01 563,900 Sun Intl Hotels Ltd ORD P8797T133 1,310 55,139 SH Other 01 55,139 Synavant COM 87157A105 249 53,085 SH Other 01 53,085 Telecom Argentina Stet France Spons Adr Rep B 879273209 22,949 1,462,900 SH Other 01 1,462,900 Telephone & Data Sys Inc COM 879433100 28,674 318,600 SH Other 01 318,600 U S Bancorp Del COM 902973106 158,634 5,435,000 SH Other 01 5,435,000 United Stationers Inc COM 913004107 63,138 2,544,600 SH Other 01 2,544,600 US Airways Group Inc COM 911905107 3,164 78,000 SH PUT Other 01 78,000 Usec Inc. COM 90333E108 1,210 280,600 SH Other 01 280,600 UST Inc COM 902911106 5,332 190,000 SH Other 01 190,000 Veritas Software Corp COM 923436109 79,188 905,008 SH Other 01 905,008 Vitesse Semiconductor COM 928497106 3,407 61,600 SH Other 01 61,600 Voicestream Wireless COM 928615103 367,643 3,653,600 SH Other 01 3,653,600 Waste Management Inc Del COM 94106L109 36,214 1,305,000 SH Other 01 1,305,000 Western Resources Inc COM 959425109 13,183 531,300 SH Other 01 531,300 Willamette Industries COM 969133107 5,398 115,000 SH Other 01 115,000 Xcel Energy Inc. COM 98389B100 3,761 129,400 SH Other 01 129,400 XO Communications CL A 983764101 4,247 238,444 SH Other 01 238,444
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