-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf86ySqGYS5n+2iFzNfGIySAU9J3L98mkpkCPSK1h88mEAKdizTog6rnm9pHn02z qqCzep4GloiPr/gmGyux1Q== /in/edgar/work/0000909661-00-000069/0000909661-00-000069.txt : 20001115 0000909661-00-000069.hdr.sgml : 20001115 ACCESSION NUMBER: 0000909661-00-000069 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03896 FILM NUMBER: 768107 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 0001.txt 13F HOLDINGS REPORT FORM 13F -------------------------- OMB Approval -------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:........24.7 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Cover Page Report for the Calendar Year of Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Meridee Moore Managing Member (415) 421-2132 /s/ Meridee A. Moore ------------------------- San Francisco, California November 14, 2000 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers 1 Form 13 F Information Table Entry Total: 150 Form 13 F Information Table Value Total: $3,816,206 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management, L.L.C. FORM 13F September 30, 2000 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Voting Authority Name of Issuer Title of class CUSIP (x$1000) Shares/ Sh/ Put/ Investment Other Sole Shared None Value Prn Amt Prn Call Discretion Managers - -------------------------- ------------------ --------- ------- ------- --- ---- ---------- -------- -------- ------ ---- Adaptec Inc Sub NT CV 4.75%04 00651FAC2 19517 23304000 PRN Other 01 23304000 Adaptec Inc. COM 00651F108 5000 250000 SH Other 01 250000 ADC Telecom COM 000886101 4189 155867 SH Other 01 155867 Alcoa COM 013817101 11258 444758 SH Other 01 444758 Allergan Specialty Therapy CL A 018494104 26958 1198121 SH Other 01 1198121 Allstate Corp COM 020002101 3748 107843 SH Other 01 107843 Alteon Websystems COM 02145A109 51283 473200 SH Other 01 473200 American Standard Co. COM 029712106 17793 400400 SH Other 01 400400 Amresco Capital Trust COM Sh Ben Int 031919103 14406 1722011 SH Other 01 1722011 Anadarko Petrol COM 032511107 17542 263953 SH Other 01 263953 Applied Materials COM 038222105 8684 146566 SH Other 01 146566 Argosy Gaming COM 040228108 507 28000 SH Other 01 28000 Associates First CL A 046008108 54994 1447200 SH Other 01 1447200 At Home Corp COM Ser A 045919107 790 55914 SH Other 01 55914 AT&T COM 001957109 57468 1956357 SH Other 01 1956357 AT&T Canada Depts Recpt CL B 00207Q202 8170 268000 SH Other 01 268000 Battle Mtn Gold COM 071593107 542 310000 SH Other 01 310000 Bestfoods COM 08658U101 452338 6217700 SH Other 01 6217700 Biovail Corp Int WT Exp 093002 09067J117 64546 513800 SH Other 01 513800 Broadwing COM 111620100 12456 487266 SH Other 01 487266 Brookfield Properties Corp. COM 112900105 15214 943103 SH Other 01 943103 Capital Pacific Holdings Inc COM 14040M104 8430 2809851 SH Other 01 2809851 Caremark Rx COM 141705103 274 24369 SH Other 01 24369 Catalytica COM 148885106 6618 534800 SH Other 01 534800 C-Cube Microsystems Inc. COM 12501N108 7821 382700 SH Other 01 382700 CHC Helicopter Corp CL A SUB VTG 12541C203 432 60400 SH Other 01 60400 Chiles Offshore COM 16888M104 757 35000 SH Other 01 35000 Chris Craft Inc. COM 170520100 25264 306700 SH Other 01 306700 Cisco COM 17275R102 4519 81790 SH Other 01 81790 Citadel Communications COM 172853202 3482 205600 SH Other 01 205600 City Investing Co Liq. Tr Unit Ben Int 177900107 15860 11667429 SH Other 01 11667429 Clear Channel Communications COM 184502102 10447 184898 SH Other 01 184898 Clinichem Dev Inc CL A 186906103 2927 260200 SH Other 01 260200 CMGI COM 125750109 2166 77524 SH Other 01 77524 Cobalt Networks Inc. COM 19074R101 11633 201000 SH Other 01 201000 Columbia Energy Group COM 197648108 13944 196400 SH Other 01 196400 Consorcio G Grupo Dina S A CV Sub DB Conv 8%04 210306AB2 13183 52734000 PRN Other 01 52734000 Corning COM 219350105 12418 41810 SH Other 01 41810 Crescendo Pharmaceuticals CL A 225637107 24416 1192845 SH Other 01 1192845 Daisytek Int'l Corp COM 234053106 537 85100 SH Other 01 85100 Delhaize America CL A 246688105 216 12392 SH Other 01 12392 Devon Energy COM 25179M103 15317 254650 SH Other 01 254650 Dexter Corp COM 252165105 18684 272100 SH Other 01 272100 Dura Pharmaceuticals Inc WT Exp 123102 26632S117 1804 1374400 SH Other 01 1374400 Dura Pharmaceuticals Inc WT Exp 090105 26632S125 6185 1374400 SH Other 01 1374400 Eastern Enterprises COM 27637F100 37458 587000 SH Other 01 587000 El Paso Electric Co. COM New 283677854 3816 277094 SH Other 01 277094 Elan Corp PLC Wt Exp 011403 284131802 14792 242500 SH Other 01 242500 Elan Corp PLC RT G29539148 433 446600 SH Other 01 446600 EMC Corp. COM 268648102 11709 118124 SH Other 01 118124 Emcor Group Inc. SB NT CC 5.75%05 29084QAC4 2080 2000000 PRN Other 01 2000000 Fidelity National COM 316326107 5211 210563 SH Other 01 210563 First Security Corp COM 336294103 17927 1099000 SH Other 01 1099000 Fisher Scientific Intl COM New 338032204 17903 530465 SH Other 01 530465 Flextronics COM Y2573F102 9493 115685 SH Other 01 115685 Florida Progress Corp COM 341109106 9830 185700 SH Other 01 185700 Ft. James Inc. COM 347471104 31785 1040000 SH Other 01 1040000 Gartner Group COM 366651107 8395 722130 SH Other 01 722130 Gartner Group CL B 366651206 22304 2050960 SH Other 01 2050960 Geltex Pharmaceticals COM 368538104 25110 536400 SH Other 01 536400 General Semiconductor Inc. COM 370787103 6696 549452 SH Other 01 549452 Georgia Pac Corp COM GA PAC GRP 373298108 6181 263000 SH CALL Other 01 263000 Getthere.com Inc COM 374266104 18041 1023600 SH Other 01 1023600 Global Light Telecom Inc COM 37934X100 1338 259900 SH Other 01 259900 Go2net Inc COM 383486107 26928 495800 SH Other 01 495800 Golden State Bancorp COM 381197102 36649 1551300 SH Other 01 1551300 Golden State Bancorp WT Exp 000000 381197136 4036 3311838 SH Other 01 3311838 Harcourt General COM 41163G101 4620 78300 SH Other 01 78300 I 2 Tech COM 465754109 7863 42050 SH Other 01 42050 Impac Commercial Holdings COM 45254R108 2402 373100 SH Other 01 373100 IMS Health COM 449934108 22030 1061700 SH Other 01 1061700 Infinity Broadcasting CL A 45662S102 77209 2339675 SH Other 01 2339675 Informix Inc COM 456779107 1102 269150 SH Other 01 269150 Innovative Solutions COM 45769N105 843 49200 SH Other 01 49200 Intel COM 458140100 25095 604708 SH Other 01 604708 Interlogix Inc. COM 458763109 5839 457924 SH Other 01 457924 Intermedia Communications COM 458801107 14866 505000 SH Other 01 505000 Johnson & Johnson COM 478160104 6897 73422 SH Other 01 73422 Juno Lighting COM New 482047206 2910 535202 SH Other 01 535202 Koger Equity Inc COM 500228101 20667 1215727 SH Other 01 1215727 Korn Ferry International COM New 500643200 40486 1070700 SH Other 01 1070700 LG&E Energy Corp COM 501917108 74715 3057400 SH Other 01 3057400 Lincoln Electric Holdings COM 533900106 784 59200 SH Other 01 59200 Loews Corp. COM 540424108 18918 226900 SH Other 01 226900 Lycos Inc. COM 550818108 20240 294400 SH Other 01 294400 Lynx Therapeutics COM New 551812308 215 6871 SH Other 01 6871 Matrixone Inc. COM 57685P304 4478 111950 SH Other 01 111950 Maverick Tube Corp COM 577914104 324 12032 SH Other 01 12032 McLeod USA CL A 582266102 1259 87945 SH Other 01 87945 Midas Inc COM 595626102 4236 302551 SH Other 01 302551 MMC Networks, Inc. COM 55308N102 20334 161300 SH Other 01 161300 Momentum Business Apps CL A 60877P108 7208 716324 SH Other 01 716324 Morgan JP and Co COM 616880100 29604 181200 SH Other 01 181200 Motorola COM 620076109 14488 512832 SH Other 01 512832 Nabisco Group Holdings COM 62952P102 76739 2692600 SH Other 01 2692600 Nabisco Hldgs Corp CL A 629526104 67440 1254700 SH Other 01 1254700 Nextlink Comm CL A 65333H707 8390 238444 SH Other 01 238444 Niagara Mohawk Power COM 653520106 4437 281700 SH Other 01 281700 Nortel Inversora SA Spons ADR Pfd B 656567401 68388 4578290 SH Other 01 4578290 Nortel Networks COM 656568102 17112 287300 SH Other 01 287300 On Command Corp COM 682160106 7098 585400 SH Other 01 585400 Open TV Corp CL A G67543101 534 16092 SH Other 01 16092 Pacific Gulf Properties COM 694396102 15881 593700 SH Other 01 593700 Paine Webber Group Inc. COM 695629105 35493 521000 SH Other 01 521000 Panamsat COM 697933109 3981 124900 SH Other 01 124900 PE Corp WT G Exp 091103 69332S110 258 2801 SH Other 01 2801 Peoplesoft, Inc COM 712713106 2426 86835 SH Other 01 86835 Pfizer COM 717081103 23863 531025 SH Other 01 531025 Pharmacia COM 71713U102 49981 830424 SH Other 01 830424 Playtex Products COM 72813P100 2496 211300 SH Other 01 211300 Plum Creek Timber COM 729251108 2947 132100 SH Other 01 132100 Profit Recovery Grp COM 743168106 12205 1235900 SH Other 01 1235900 PSI Net COM 74437C101 547 57209 SH Other 01 57209 PSS World Medical COM 69366A100 4208 1160700 SH Other 01 1160700 R & B Falcon COM 74912E101 71756 2574200 SH Other 01 2574200 Rite Aid COM 767754104 5461 1365314 SH Other 01 1365314 Rubio's Restaurants COM 78116B102 3790 652111 SH Other 01 652111 S1 Corp COM 78463B101 435 36408 SH Other 01 36408 SBC Communications COM 78387G103 8039 160787 SH Other 01 160787 Scripps EW Co Ohio CL A 811054204 26438 489600 SH Other 01 489600 SDL Inc. COM 784076101 1858 6000 SH Other 01 6000 Seagate Technology Inc. COM 811804103 658743 9547000 SH Other 01 9547000 Seagram Ltd. COM 811850106 103606 1803800 SH Other 01 1803800 Sealed Air Corp New PFD CV A $2 81211K209 62505 1389001 SH Other 01 1389001 Shandong Huaneng Power Spon ADR N 819419102 5832 765400 SH Other 01 765400 Shaw Industries COM 820286102 9907 535500 SH Other 01 535500 Shire Pharmaceutical Spon ADR 82481R106 2922 56591 SH Other 01 56591 Software.com COM 83402P104 35822 197500 SH Other 01 197500 Solectron Corp COM 834182107 3298 71502 SH Other 01 71502 Solutia Inc COM 834376105 22631 1989500 SH Other 01 1989500 Summit Bancorp COM 866005101 14418 417900 SH Other 01 417900 Sun Microsystems COM 866810104 1247 10600 SH Other 01 10600 Synavant COM 87157A105 355 53085 SH Other 01 53085 Telecom Argentina Stet Fr Spon ADR Rep B 879273209 30338 1402900 SH Other 01 1402900 Teledyne COM 879360105 8353 286800 SH Other 01 286800 Telephone & Data Sys Inc COM 879433100 21011 189800 SH Other 01 189800 Texas Instruments COM 882508104 11974 253760 SH Other 01 253760 Total Renal Care Holdings COM 89151A107 7559 1007900 SH Other 01 1007900 Total Renal Care Holdings SB NT CV 144A 7%09 89151AAA5 24427 34164000 PRN Other 01 34164000 United Asset Mgmnt Corp COM 909420101 14307 572300 SH Other 01 572300 United Stationers Inc COM 913004107 52565 1955900 SH Other 01 1955900 Usec Inc. COM 90333E108 1193 280600 SH Other 01 280600 UST Inc COM 902911106 4575 200000 SH Other 01 200000 Voicestream Wireless COM 928615103 258564 2227800 SH Other 01 2227800 Waste Management Inc COM 94106L109 30603 1755000 SH Other 01 1755000 Western Resources Inc COM 959425109 11489 531300 SH Other 01 531300 Xcel Energy Inc. COM 98389B100 4694 170700 SH Other 01 170700 Young & Rubicam COM 987425105 79789 1611900 SH Other 01 1611900 Ziff Davis Inc COM ZD Net 989511209 2933 208600 SH Other 01 208600 Ziff-Davis Inc. COM ZD 989511100 5861 721400 SH Other 01 721400
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