-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A/yvoF4f/nLuSY/uqV/XqK0S0vNeXQeWC5Wb+/OOAPpZG+6QNmpC6j7R/zK8CSHn Wzg0UCHI+D0tP0cHWM8K5g== 0000909661-00-000018.txt : 20000217 0000909661-00-000018.hdr.sgml : 20000217 ACCESSION NUMBER: 0000909661-00-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-03896 FILM NUMBER: 547509 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STE 11325 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154212132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 13F HOLDINGS REPORT/ AMENDMENT 1 FORM 13F .......................... OMB Approval .......................... OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response: 24.7 .......................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 1999 Check here if Amendment [X]; Amendment Number:1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Farallon Capital Management, L.L.C. One Maritime Plaza Suite 1325 San Francisco, California 94111 Form 13F File Number: 28-3896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Meridee Moore Managing Member (415) 421-2132 /s/ Meridee Moore San Francisco, California February 16, 2000 Report Type: 13F HOLDINGS REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: $2,758,791 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 1 Form 13F File Number: 28-6372 Name: Farallon Partners, L.L.C.
Farallon Capital Management FORM 13F December 31, 1999 FORM 13 F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of CUSIP Value Shrs or Prn SH/PRN Put/Call Investment Other Voting Authority Class (x1000) Amt Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Air Express Int'l COM 009104100 17,992 556,800 SH Other 01 556,800 Aironet Wireless Corp COM 00943A107 15,420 232,100 SH Other 01 232,100 AK Steel Hldg Corp COM 001547108 4,690 248,479 SH Other 01 248,479 Allergan Specialty CL A 018494104 13,740 1,099,221 SH Other 01 1,099,221 Therap Allstate Corp COM 020002101 2,588 107,843 SH Other 01 107,843 Alza Corp Del COM 022615108 122,066 4,197,843 SH Other 01 4,197,843 America Online Inc Del COM 02364J104 12,724 168,676 SH Other 01 168,676 AMFM Inc. COM 001693100 21,910 280,000 SH Other 01 280,000 Amphenol Corp New CL A 032095101 11,520 173,063 SH Other 01 173,063 AMR Corp COM 001765106 2,010 30,000 SH Other 01 30,000 Amresco Capital Trust Com Sh 031919103 2,830 333,000 SH Other 01 333,000 Ben Int Anacomp Inc. Del COM 032371106 3,984 219,070 SH Other 01 219,070 Aquarion Co. COM 03838W101 1,151 31,100 SH Other 01 31,100 Ardent Software Inc COM 039794102 2,310 60,000 SH Other 01 60,000 Ascent Entertainment COM 043628106 4,344 345,800 SH Other 01 345,800 Group At Home Corp COM 045919107 2,401 55,914 SH Other 01 55,914 AT&T Corp COM 001957109 25,120 494,979 SH Other 01 494,979 Atlantic Richfield Co. COM 048825103 93,766 1,084,000 SH Other 01 1,084,000 Biovail Corp Int New WT Exp 09067K114 29,367 513,800 SH Other 01 513,800 093002 BOC Group PLC Sponsored 055617609 10,264 240,800 SH Other 01 240,800 ADR Boise Cascade COM 097403109 3,061 204,100 SH Other 01 204,100 Office Prod. Broadwing Inc. COM 111620100 17,968 487,267 SH Other 01 487,267 Burlington Resources, COM 122014103 23,461 709,600 SH Other 01 709,600 Inc. Calif Fed Bk Cont 130209604 88 63,700 SH Other 01 63,700 fsb Los Angl Litig Rec Capital Pac Hldgs Inc COM 14040M104 10,537 2,809,851 SH Other 01 2,809,851 C-Cube Microsystems COM 125015107 27,887 446,200 SH Other 01 446,200 Chastain Cap Corp COM 161697107 203 498,500 SH Other 01 498,500 CHC Helicopter Corp CL A 12541C203 492 187,300 SH Other 01 187,300 Sub VTG Chicago Title Corp COM 168228104 19,564 423,000 SH Other 01 423,000 City Investing Unit 177900107 15,385 11,584,029 SH Other 01 11,584,029 Co Liq. Tr Ben Int Clarify Inc. COM 180492100 65,263 515,400 SH Other 01 515,400 Clear Channel Communic COM 184502102 12,646 141,691 SH Other 01 141,691 Clinichem Dev Inc CL A 186906103 2,342 260,200 SH Other 01 260,200 CMGI Inc COM 125750109 22,380 314,100 SH Other 01 314,100 CMP Group Inc. COM 125887109 15,016 544,800 SH Other 01 544,800 Coast Federal RT 19034Q110 257 174,900 SH Other 01 174,900 Litigation Tr Coleman Co Inc New COM 193559101 1,324 142,200 SH Other 01 142,200 Comsat Corp COM 20564D107 7,964 400,683 SH Other 01 400,683 Ser 1 Consolidated Nat COM 209615103 105,049 1,617,700 SH Other 01 1,617,700 Gas Co Consorcio G Grupo Sub DB 210306AB2 22,223 44,005,000 PRN Other 01 44,005,000 Dina S A CV Conv 8% 04 CORT Business COM 220493100 6,419 368,100 SH Other 01 368,100 Svcs Corp Crescendo CL A 225637107 21,055 1,151,745 SH Other 01 1,151,745 Pharmaceuticals Corp Daisytek Int'l Corp COM 234053106 1,131 48,500 SH Other 01 48,500 Dominion Res Inc VA COM 257470104 2,355 600,000 SH PUT Other 01 600,000 DoubleClick Inc COM 258609304 15,400 60,856 SH Other 01 60,856 Eastern Enterprises COM 27637F100 9,627 167,600 SH Other 01 167,600 Eastern Utilities COM 277173100 13,413 442,500 SH Other 01 442,500 Assoc. El Paso Electric Co. COM 283677854 3,372 343,600 SH Other 01 343,600 New Elan PLC WT Exp 284131802 5,092 242,500 SH Other 01 242,500 011403 EMC Corp Mass COM 268648102 6,453 59,062 SH Other 01 59,062 Fisher Scientific COM 338032204 34,462 953,965 SH Other 01 953,965 Intl Inc New Flycast COM 344067103 29,047 224,300 SH Other 01 224,300 Communications Corp Gartner Group Inc New COM 366651107 14,964 981,251 SH Other 01 981,251 Gartner Group Inc New CL B 366651206 22,676 1,641,680 SH Other 01 1,641,680 General Instrument COM 370120107 175,844 2,081,000 SH Other 01 2,081,000 Corp Del General Semiconductor COM 370787103 9,025 636,100 SH Other 01 636,100 Inc. Golden State Bancorp COM 381197102 24,833 1,439,600 SH Other 01 1,439,600 Golden State Bancorp WT exp 381197136 2,993 3,420,700 SH Other 01 3,420,700 000000 Goodrich BF Co COM 382388106 6,772 246,244 SH Other 01 246,244 Group Maintenance COM 39943E107 435 40,700 SH Other 01 40,700 America Corp Hannaford Bros. Co COM 410550107 48,179 695,100 SH Other 01 695,100 Healthworld Corp COM 42222E103 571 27,500 SH Other 01 27,500 Howmet International COM 443208103 632 35,000 SH Other 01 35,000 Impac Commercial COM 45254R108 632 120,400 SH Other 01 120,400 Holdings Infinity Broadcasting CL A 45662S102 33,505 925,875 SH Other 01 925,875 CP New Integrated Systems Inc. COM 45812M104 245 7,300 SH Other 01 7,300 Intel Corp COM 458140100 24,869 302,354 SH Other 01 302,354 Intelligent Polymers, Unit Ex G48029105 18,036 538,400 SH Other 01 538,400 Ltd. 093000 ITI Technologies COM 450564109 12,562 419,600 SH Other 01 419,600 JDS Uniphase Corp COM 46612J101 25,552 158,461 SH Other 01 158,461 Johnson & Johnson COM 478160104 12,288 131,954 SH Other 01 131,954 Juno Lighting COM 482047206 5,587 532,102 SH Other 01 532,102 New Kansas City COM 485134100 7,442 337,300 SH Other 01 337,300 Power & Light Koger Equity Inc COM 500228101 12,574 745,150 SH Other 01 745,150 Korn Ferry International COM 500643200 15,947 438,400 SH Other 01 438,400 New Ligand Pharm Inc CL B 53220K207 6,508 507,954 SH Other 01 507,954 Lucent Tech Inc COM 549463107 75,830 1,013,594 SH Other 01 1,013,594 Lynx Therapeutics Inc COM 551812308 220 6,884 SH Other 01 6,884 New Maker Communications, COM 560875106 1,069 25,000 SH Other 01 25,000 Inc Mattel Inc COM 577081102 5,130 390,882 SH Other 01 390,882 McKesson HBOC Inc COM 58155Q103 32,208 1,427,500 SH Other 01 1,427,500 MCN Energy Group COM 55267J100 25,773 1,085,200 SH Other 01 1,085,200 Medco Resh Inc COM 584059109 1,804 60,000 SH Other 01 60,000 Mediaone Group Inc. COM 58440J104 168,242 2,190,300 SH Other 01 2,190,300 Micro Warehouse Inc COM 59501B105 7,371 399,800 SH Other 01 399,800 Midamerican Energy COM 59562V107 52,515 1,558,900 SH Other 01 1,558,900 Hldgs New Midas Group Inc COM 595626102 6,897 315,300 SH Other 01 315,300 Momentum Business CL A 60877P108 4,297 554,424 SH Other 01 554,424 Netmoves Corp COM 64116A104 1,928 277,900 SH Other 01 277,900 Apps New England COM 644001109 14,842 286,800 SH Other 01 286,800 Electric Sys Newbridge Networks COM 650901101 2,031 90,000 SH Other 01 90,000 Corp Newell Rubbermaid COM 651229106 9,652 332,834 SH Other 01 332,834 Inc Northwestern COM New 668367204 306 699,000 SH Other 01 699,000 Steel & Wire Co. Oak Industries Inc. COM New 671400505 13,170 124,100 SH Other 01 124,100 Olsten Corp COM 681385100 12,763 1,128,200 SH Other 01 1,128,200 On Command Corp COM 682160106 978 52,500 SH Other 01 52,500 Optical Coating COM 683829105 103,664 353,200 SH Other 01 353,200 Lab Inc. Panamsat corp new COM 697933109 9,645 163,300 SH Other 01 163,300 Pimco Advisors COM 69338P102 1,903 50,500 SH Other 01 50,500 Public Service COM 744516105 5,697 176,300 SH Other 01 176,300 Corp of NC Inc Qwest Comm Intnl Inc COM 749121109 47,231 1,100,000 SH PUT Other 01 1,100,000 Ragen Mackenzie COM 750642100 6,599 366,600 SH Other 01 366,600 Group Inc Republic of COM 760719104 186,897 2,595,800 SH Other 01 2,595,800 New York Corp Reynolds Metals Co COM 761763101 85,169 1,111,500 SH Other 01 1,111,500 Rohn Industries Inc COM 775381106 1,012 359,700 SH Other 01 359,700 Rubio's Restaurants COM 78116B102 4,989 626,026 SH Other 01 626,026 Inc S 1 Corp COM 78463B101 2,835 36,410 SH Other 01 36,410 SBC Communications COM 78387G103 7,838 160,787 SH Other 01 160,787 Scios Inc. COM 808905103 1,575 384,700 SH Other 01 384,700 Scottish PWR PLC Sponsored 81013T705 8,313 472,992 SH Other 01 472,992 ADR Final Sealed Air Corp New PFD CV 81211K209 55,277 1,094,601 SH Other 01 1,094,601 A $2 Shire Pharmaceutical Sponsored 82481R106 3,978 137,756 SH Other 01 137,756 Grp PLC ADR Solectron Corp COM 834182107 4,313 45,339 SH Other 01 45,339 Solutia Inc COM 834376105 20,222 1,309,900 SH Other 01 1,309,900 Spiros Development Unit Ex 848935201 10,909 1,374,400 SH Other 01 1,374,400 Cp II Inc / Dura 123102 Sun Microsystems COM 866810104 2,775 35,860 SH Other 01 35,860 Telebanc Financial COM 87925R109 647 25,000 SH Call Other 01 25,000 Corp Telebanc Financial COM 87925R109 5,442 210,300 SH Other 01 210,300 Corp Teledyne Tech Inc COM 879360105 2,963 314,000 SH Other 01 314,000 Texas Instruments Inc COM 882508104 14,250 147,098 SH Other 01 147,098 Total Renal Care SB NT CV 89151AAA5 18,777 30,164,000 PRN Other 01 30,164,000 Holdings Inc 144A 7% 09 Total Renal Care COM 89151A107 5,195 776,800 SH Other 01 776,800 Holdings Inc U.S. West Inc New COM 91273H101 134,467 1,867,600 SH Other 01 1,867,600 United Stationers Inc COM 913004107 45,629 1,597,500 SH Other 01 1,597,500 Usec Inc. COM 90333E108 2,073 296,200 SH Other 01 296,200 Vantive Corp COM 922091103 3,510 200,200 SH Other 01 200,200 Vesta Insurance COM 925391104 406 103,200 SH Other 01 103,200 Grp. Inc Vlasic Foods COM 928559103 1,722 302,700 SH Other 01 302,700 Int'l Inc Vodafone Airtouch Sponsored 92857T107 52,928 1,069,250 SH Other 01 1,069,250 ADR Warner Lambert Co COM 934488107 14,462 176,500 SH Other 01 176,500 Waste Management COM 94106L109 7,391 430,000 SH Other 01 430,000 Inc Del Watkins-Johnson Co. COM 942486101 1,200 30,000 SH Other 01 30,000 Wicor Inc. COM 929253102 8,613 295,100 SH Other 01 295,100 Yahoo Inc COM 984332106 17,555 40,572 SH Other 01 40,572 Yankee Energy Systems COM 984779108 9,890 225,100 SH Other 01 225,100
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