-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HspdYSfIbm9R1UU3qkP0QH24rhVlDMAipvsv5Z5+RwG+w4Fo63PgZzhJGSFVqIOM 5GrVqUA0XgWIcmmvllQhfw== 0001209191-08-005377.txt : 20080124 0001209191-08-005377.hdr.sgml : 20080124 20080124164901 ACCESSION NUMBER: 0001209191-08-005377 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080115 FILED AS OF DATE: 20080124 DATE AS OF CHANGE: 20080124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG MORTGAGE INC CENTRAL INDEX KEY: 0000892535 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 850404134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 WASHINGTON AVE STREET 2: SUITE 302 CITY: SANTA FE STATE: NM ZIP: 87501 BUSINESS PHONE: 5059891900 MAIL ADDRESS: STREET 1: 150 WASHINGTON AVE STREET 2: SUITE 302 CITY: SANTA FE STATE: NM ZIP: 87501 FORMER COMPANY: FORMER CONFORMED NAME: THORNBURG MORTGAGE ASSET CORP DATE OF NAME CHANGE: 19940531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAINWATER RICHARD E CENTRAL INDEX KEY: 0000909549 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11914 FILM NUMBER: 08548108 BUSINESS ADDRESS: BUSINESS PHONE: 8178780402 MAIL ADDRESS: STREET 1: 777 MAIN STREET STREET 2: SUITE 2250 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER NAME: FORMER CONFORMED NAME: RAINWATER RICHARD E/777 MAIN STREET CORP DATE OF NAME CHANGE: 19930722 3 1 bod53309_bod1rer.xml MAIN DOCUMENT DESCRIPTION X0202 3 2008-01-15 0 0000892535 THORNBURG MORTGAGE INC TMA 0000909549 RAINWATER RICHARD E 777 MAIN STREET SUITE 2250 FORT WORTH TX 76102 0 0 1 0 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 4184757 D 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 1543469 I By Richard E. Rainwater 1995 Charitable Remainder Unitrust No. 1 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 1884771 I By Richard E. Rainwater Charitable Remainder Unitrust No. 2 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 717387 I By Richard E. Rainwater Charitable Remainder Unitrust No. 3 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 28260 I By RER Global Liquidity Fund, L.P. 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 217390 I By RER FI Trading, L.P. 10% Series F Cum. Convertible Redeemable Preferred Stock 11.5 Common Stock 869560 I By Spouse The reporting person is the owner of greater than 10% of the 10% Series F Cumulative Convertible Redeemable Preferred Stock (the "Series F Preferred") issued and outstanding, but is not the owner of greater than 10% of the Common Stock issued and outstanding. The Series F Preferred is convertible at any time, at the holder's election, and has no expiration date. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for Section 16 or any other purpose. The reporting person is the general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for Section 16 or any other purpose. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Exhibit 24 - Power of Attorney /s/ Melissa T. Parrish, as attorney-in-fact 2008-01-24 EX-24 2 d53309_1rer.htm POWER OF ATTORNEY Exhibit 24
Exhibit 24
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5, Form 144 and Schedules 13D and 13G
     Know all men by these presents, that the undersigned hereby constitutes and appoints Melissa T. Parrish the undersigned’s true and lawful attorney-in-fact, and hereby confirms and ratifies all actions heretofore taken by Melissa T. Parrish on behalf of the undersigned, with respect to:
     (1) excluding for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director and/or stockholder of any public company, including, but not limited to, Thornburg Mortgage, Inc., and in any and all other capacities of the undersigned (including, but not limited to, the undersigned’s capacity as a director, officer, manager or member of any entity), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) and the rules thereunder;
     (2) executing for and on behalf of the undersigned, in any and all capacities of the undersigned (including, but not limited to, the undersigned’s capacity as a director, officer, manager or member of any entity), any and all instruments, statements, forms, filings and other documents required by Section 13(d) of the Exchange Act and the rules thereunder, including, but not limited to, Schedules 13D;
     (3) doing and performing any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5, Schedule 13D or other document and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
     (4) taking any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.
     The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.
     This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.
     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the 24th day of January, 2008.
         
     
  /s/ Richard E. Rainwater    
  Richard E. Rainwater   
     
 

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