-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LVhTjvLxsWhc9ksvdovQVxcMFSS39iJdgju8iz6u4QjmphDsPWQ/RWezGv1ABc52 qCddjUKLVVPN8G/yig6IxQ== 0001180154-06-000005.txt : 20060214 0001180154-06-000005.hdr.sgml : 20060214 20060214172419 ACCESSION NUMBER: 0001180154-06-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAINWATER RICHARD E CENTRAL INDEX KEY: 0000909549 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13038 FILM NUMBER: 06617468 BUSINESS ADDRESS: BUSINESS PHONE: 8178780402 MAIL ADDRESS: STREET 1: 777 MAIN STREET STREET 2: SUITE 2250 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER NAME: FORMER CONFORMED NAME: RAINWATER RICHARD E/777 MAIN STREET CORP DATE OF NAME CHANGE: 19930722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRESCENT REAL ESTATE EQUITIES CO CENTRAL INDEX KEY: 0000918958 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521862813 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 MAIN ST STREET 2: STE 2100 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8173212100 MAIL ADDRESS: STREET 1: 777 MAIN STREET STREET 2: SUITE 2100 CITY: FT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: CRESCENT REAL ESTATE EQUITIES INC DATE OF NAME CHANGE: 19940214 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2005-12-31 0 0 0000918958 CRESCENT REAL ESTATE EQUITIES CO CEI 0000909549 RAINWATER RICHARD E 777 MAIN STREET SUITE 2250 FORT WORTH TX 76102 1 1 0 0 Chairman of the Board Common Shares 2005-12-27 5 G 0 650000 D 821007 D Common Shares 2005-01-13 5 G 0 200000 D 544704 I By Spouse Common Shares 12525 I By RI Common Shares 2935127 I By CRUT No. 1 Common Shares 10586 I By OT Common Shares 2005-12-27 5 G 0 650000 A 650000 I By CRUT No. 3 Common Shares 2005-01-13 5 G 0 200000 A 200000 I By Spouse's CRUT No. 1 Units of limited partnership of Operating Partnership Common Shares 4607256 2303628 D Units of limited partnership of Operating Partnership Common Shares 519610 259805 I By spouse Units of limited partnership of Operating Partnership Common Shares 49506 24753 I By RI Units of limited partnership of Operating Partnership Common Shares 6270962 3135481 I By OT On December 27, 2005, Reporting Person contributed 650,000 shares to CRUT No. 3 [see footnote 7]. Reporting Person elects to report this contribution although it may be exempt from reporting under Rule 16a-13. Not Applicable On January 13, 2005, spouse contributed 200,000 shares to Spouse's CRUT No. 1 [see footnote 8]. Reporting Person elects to report this contribution although it may be exempt from reporting under Rule 16a-13. 49,864 shares attributed to spouse are held by general partnership of which spouse is a general partner and represent her proportional interest in Issuer securities held by general partnership. Reporting Person disclaims beneficial ownership of 544,704 shares and 259,805 Units owned (directly or indirectly) by spouse and 200,000 shares owned by Spouse's CRUT No. 1 [see footnote 8]; this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Rainwater, Inc. (RI) is wholly owned by Reporting Person. Office Towers LLC (OT) is wholly owned by Reporting Person and RI. The Richard E. Rainwater 1995 Charitable Remainder Unitrust No. 1, dated March 10, 1995 (CRUT No. 1), Richard E. Rainwater, Successor Trustee to J. Randall Chappel, Successor Trustee to Richard E. Rainwater, Original Trustee. Reporting Person is sole trustee and settlor of CRUT No. 1, exercises investment control over stock held by CRUT No. 1, and may have a pecuniary interest in stock held by CRUT No. 1; however, inclusion of CRUT No. 1 stockholdings in this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16. The Richard E. Rainwater Charitable Remainder Unitrust No. 3, dated December 21, 2005 (CRUT No. 3), Richard E. Rainwater, Trustee. Reporting Person is sole trustee and settlor of CRUT No. 3, exercises investment control over stock held by CRUT No. 3, and may have a pecuniary interest in stock held by CRUT No. 3; however, inclusion of CRUT No. 3 stockholdings in this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16. The Darla D. Moore Charitable Remainder Unitrust No. 1, dated January 7, 2005 (Spouse's CRUT No. 1), Darla D. Moore, Trustee. Spouse is sole trustee and settlor of Spouse's CRUT No. 1, exercises investment control over stock held by Spouse's CRUT No. 1, and may have a pecuniary interest in stock held by Spouse's CRUT No. 1; however, inclusion of Spouse's CRUT No. 1 stockholdings in this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securities for purposes of Section 16. Crescent Real Estate Equities Limited Partnership ("Operating Partnership") Each Unit is exchangeable for two Common Shares, subject to normal antidilution adjustments, or cash equivalent to market value of two Common Shares, at discretion of Issuer. Immediately Richard E. Rainwater, by Melissa Parrish, Attorney-in-Fact 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----