-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UdMGyO7i0/yifslvt5gsUsIJU5T/OP54xtEOwfy/I2nToTjqwBdCLOGQdgK8fBlx jwa8qeVLhaEO0EMyF7/UCw== 0001180154-04-000038.txt : 20041201 0001180154-04-000038.hdr.sgml : 20041201 20041201180338 ACCESSION NUMBER: 0001180154-04-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAINWATER RICHARD E CENTRAL INDEX KEY: 0000909549 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13038 FILM NUMBER: 041178491 BUSINESS ADDRESS: BUSINESS PHONE: 8178780402 MAIL ADDRESS: STREET 1: 777 MAIN STREET STREET 2: SUITE 2250 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER NAME: FORMER CONFORMED NAME: RAINWATER RICHARD E/777 MAIN STREET CORP DATE OF NAME CHANGE: 19930722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRESCENT REAL ESTATE EQUITIES CO CENTRAL INDEX KEY: 0000918958 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521862813 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 MAIN ST STREET 2: STE 2100 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8173212100 MAIL ADDRESS: STREET 1: 777 MAIN STREET STREET 2: SUITE 2100 CITY: FT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: CRESCENT REAL ESTATE EQUITIES INC DATE OF NAME CHANGE: 19940214 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-29 0000918958 CRESCENT REAL ESTATE EQUITIES CO CEI 0000909549 RAINWATER RICHARD E 777 MAIN STREET SUITE 2250 FORT WORTH TX 76102 1 1 0 0 Chairman Common Shares 2004-11-29 4 P 0 7000 18.00 A 1194688 D Common Shares 2004-11-29 4 P 0 4100 17.99 A 1198788 D Common Shares 2004-11-29 4 P 0 2000 17.98 A 1200788 D Common Shares 2004-11-29 4 P 0 300 17.93 A 1201088 D Common Shares 2004-11-29 4 P 0 3200 17.92 A 1204288 D Common Shares 2004-11-30 4 P 0 5000 18.05 A 1209288 D Common Shares 2004-11-30 4 P 0 200 18.00 A 1209488 D Common Shares 2004-11-30 4 P 0 6000 17.86 A 1215488 D Common Shares 2004-11-30 4 P 0 100 17.99 A 1215588 D Common Shares 2004-11-30 4 P 0 1500 17.95 A 1217088 D Common Shares 2004-11-30 4 P 0 1000 17.90 A 1218088 D Common Shares 2004-11-30 4 P 0 1000 17.91 A 1219088 D Common Shares 743920 I By Spouse Common Shares 12346 I By RI Common Shares 2931398 I By CRUT Common Shares 2004-12-01 4 P 0 24700 18.15 A 1243788 D Common Shares 2004-12-01 4 P 0 4525 18.18 A 1248313 D Common Shares 2004-12-01 4 P 0 2300 18.18 A 1250613 D Common Shares 2004-12-01 4 P 0 2000 18.19 A 1252613 D Common Shares 2004-12-01 4 P 0 2800 18.17 A 1255413 D Common Shares 2004-12-01 4 P 0 2000 18.17 A 1257413 D Common Shares 2004-12-01 4 P 0 4200 18.16 A 1261613 D Common Shares 2004-12-01 4 P 0 58600 18.15 A 1320213 D Common Shares 2004-12-01 4 P 0 32400 18.13 A 1352613 D Common Shares 2004-12-01 4 P 0 7000 18.14 A 1359613 D Common Shares 2004-12-01 4 P 0 2000 18.12 A 1361613 D Common Shares 2004-12-01 4 P 0 31100 18.20 A 1392713 D Common Shares 2004-12-01 4 P 0 15525 18.19 A 1408238 D Common Shares 2004-12-01 4 P 0 58700 18.20 A 1466938 D Units of limited partnership of Operating Partnership Common Shares 4610032 2305016 D Units of limited partnership of Operating Partnership Common Shares 519906 259953 I By spouse Units of limited partnership of Operating Partnership Common Shares 49506 24753 I By RI Units of limited partnership of Operating Partnership Common Shares 6270962 3135481 I By OT As previously reported, 49,780 shares attributed to spouse are held by general partnership of which spouse is a general partner and represent her proportional interest in Issuer securities held by general partnership. Reporting Person disclaims beneficial ownership of 743,920 shares and 259,953 Units owned (directly or indirectly) by spouse; this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Rainwater, Inc. (RI) is wholly owned by Reporting Person. Office Towers LLC (OT) is wholly owned by Reporting Person and RI. The Richard E. Rainwater 1995 Charitable Remainder Unitrust No. 1, dated March 10, 1995 (CRUT), Richard E. Rainwater, Successor Trustee to J. Randall Chappel, Successor Trustee to Richard E. Rainwater, Original Trustee. Reporting Person is sole trustee and settlor of CRUT, exercises investment control over stock held by CRUT, and may have a pecuniary interest in stock held by CRUT; however, inclusion of CRUT stockholdings in this report shall not be deemed an admission that Reporting Person is the beneficial owner of such securitiesw for purposes of Section 16. Crescent Real Estate Equities Limited Partnership (Operating Partnership) Each Unit is exchangeable for two Common Shares, subject to normal antidilution adjustments, or cash equivalent to market value of two Common Shares, at discretion of Issuer. Immediately Not applicable Richard E. Rainwater, by Melissa Parrish, Attorney-in-Fact 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----